WEBVTT

00:00:00.080 --> 00:00:03.740
- We're talking about a society
that was right in the middle

00:00:04.260 --> 00:00:08.217
of one of the main corridors
of empire building and new religions

00:00:08.300 --> 00:00:13.229
in the world. This is the most dangerous
neighborhood that you can possibly live

00:00:13.312 --> 00:00:18.857
in. - 26 emperors were murdered
in a period of 50 years.

00:00:18.940 --> 00:00:20.860
- Yes. It's tremendous instability.

00:00:21.020 --> 00:00:24.837
- Almost all were of these emperors
were generals, and almost all were

00:00:24.920 --> 00:00:31.200
murdered by their men. So civil war was
the norm, hyperinflation, economic crash,

00:00:31.580 --> 00:00:34.540
plus there's a plague.
There's just a lot of chaos.

00:00:34.760 --> 00:00:38.277
- Here's why I don't think
the Eastern Roman Empire is a military

00:00:38.360 --> 00:00:42.120
dictatorship. Even though, again,
the emperors control the armies,

00:00:43.120 --> 00:00:47.560
and the armies themselves
will often have a say in,

00:00:48.500 --> 00:00:52.317
Who becomes emperor, like through the
civil wars that we mentioned. The reason

00:00:52.400 --> 00:00:55.877
why I don't think it's
a military dictatorship is because

00:00:55.960 --> 00:01:02.960
they almost never, very, very, very rarely
use the army as an instrument of social

00:01:03.500 --> 00:01:07.197
control. Sometimes these
eunuchs were extremely competent

00:01:07.280 --> 00:01:11.117
like Narses, Justinian's general,
who defeated the Goths in Italy in this

00:01:11.200 --> 00:01:15.057
massive battle. Like, this guy
was a total hardass. And he's this little

00:01:15.140 --> 00:01:18.336
old man. He was- he was very old,
and he was tiny, and he was a eunuch,

00:01:18.420 --> 00:01:22.440
and the Goths laughed at him,
but he had the last laugh.

00:01:24.800 --> 00:01:28.457
- The following is a conversation
with Anthony Kaldellis, a

00:01:28.540 --> 00:01:34.700
historian of the Eastern Roman Empire,
also known as the Byzantine Empire.

00:01:35.600 --> 00:01:39.517
This is a Lex Fridman podcast. To support
it, please check out our sponsors in the

00:01:39.600 --> 00:01:43.170
description, where you can
also find links to contact me,

00:01:43.540 --> 00:01:46.917
ask questions,
give feedback, and so on. And

00:01:47.000 --> 00:01:50.680
now, dear friends,
here's Anthony Kaldellis.

00:01:52.120 --> 00:01:55.860
You've described that the
Byzantine Empire is the Roman

00:01:56.040 --> 00:01:59.797
Empire, that calling it the Byzantine
Empire is an invention of

00:01:59.880 --> 00:02:03.560
historians writing long after
the empire has collapsed,

00:02:04.060 --> 00:02:07.917
that the people of that time
considered themselves Romans, and that

00:02:08.000 --> 00:02:11.620
the so-called Byzantine Empire
never actually existed, that it was,

00:02:12.000 --> 00:02:15.460
in every legal and cultural
sense, the Roman Empire

00:02:15.880 --> 00:02:22.682
continuing unbroken. So let's get
our terms right in the grand historical

00:02:22.765 --> 00:02:23.599
context.

00:02:24.020 --> 00:02:28.300
What is the Byzantine Empire, and why
should we just call it the Roman Empire?

00:02:28.640 --> 00:02:32.537
- So Lex, the burden of proof is on those
who would assert that what we've been

00:02:32.620 --> 00:02:35.067
calling the Byzantine
Empire is something other-

00:02:35.150 --> 00:02:38.203
... than the Roman Empire, because all
of our sources are very clear about this.

00:02:38.287 --> 00:02:39.037
And we've known about

00:02:39.120 --> 00:02:42.361
this. We've always known about it. It's
almost a form of cognitive dissonance,

00:02:42.444 --> 00:02:42.657
right?

00:02:42.740 --> 00:02:46.790
It's like when you know something is the
case, but you carry on as if it's not.

00:02:47.120 --> 00:02:51.037
So the Eastern Roman Empire,
this is the direct continuation

00:02:51.120 --> 00:02:54.617
of the ancient Roman Empire in the East,
right? Everybody knows the Western Empire

00:02:54.700 --> 00:02:56.110
fell in the fifth century.

00:02:57.340 --> 00:03:00.685
And for many conceptions of Western
history, that was sufficient. Like,

00:03:00.769 --> 00:03:04.469
that's when we just called it. The Roman
Empire fell in the fifth century.

00:03:05.100 --> 00:03:07.860
And we kinda, yeah, we kinda know
that the eastern half survived,

00:03:07.943 --> 00:03:09.057
but we don't wanna include

00:03:09.140 --> 00:03:12.877
that in our cultural genealogy.
And so we kinda pretend that it became

00:03:12.960 --> 00:03:16.817
something else. But in fact, it called
itself the Roman Empire. Its subjects were

00:03:16.900 --> 00:03:20.385
Roman citizens. They called themselves
Romans all the way down through to the end

00:03:20.468 --> 00:03:25.877
and beyond. So there are a number
of reasons why Western Europeans wanted to

00:03:25.960 --> 00:03:29.950
think that the Eastern Empire is something
different, and those reasons have

00:03:30.040 --> 00:03:31.420
created these models where

00:03:32.560 --> 00:03:34.997
They were, they called it Empire
of the Greeks for 1,000 years,

00:03:35.080 --> 00:03:36.297
then they switched to Byzantine

00:03:36.380 --> 00:03:39.990
Empire for very political reasons.
Now that's collapsing.

00:03:40.440 --> 00:03:44.257
So we're now moving into a phase where
we have the long Roman Empire. We,

00:03:44.340 --> 00:03:47.690
we recognize that the history
of the Roman state, the Roman polity,

00:03:48.490 --> 00:03:51.140
is something that lasts
an extraordinarily long time.

00:03:51.400 --> 00:03:55.050
Very unique almost in history,
from antiquity,

00:03:55.360 --> 00:03:58.440
like the archaic period,
down to the 15th century.

00:03:59.000 --> 00:04:01.317
- I think it would be
really nice to actually look

00:04:01.400 --> 00:04:05.180
just for a brief moment
at the grand scale of the,

00:04:05.280 --> 00:04:11.100
the full Roman state as it
lasted for over 2,200 years.

00:04:11.440 --> 00:04:11.897
- Yeah.

00:04:11.980 --> 00:04:18.980
- So its founding, 753 BC, to let's say
the fall of Constantinople in 1453 AD.

00:04:21.400 --> 00:04:25.260
So can we try to give a big picture
overview of everything that happened?

00:04:25.820 --> 00:04:29.697
- Okay, so first we have a period of
the kings. This is almost legendary, from

00:04:29.780 --> 00:04:33.710
like the eighth century
BC down to around 510 BC.

00:04:34.120 --> 00:04:36.970
So this is when Rome is ruled
by a series of local kings.

00:04:37.560 --> 00:04:41.240
The kings are expelled, and the republic,
or what we call the republic,

00:04:41.480 --> 00:04:45.440
is instituted, and this is a
regime that's governed by mostly

00:04:45.620 --> 00:04:49.517
an aristocracy,
but with cooperation from the

00:04:49.600 --> 00:04:53.277
people of Rome. In various ways,
the arrangements change over the

00:04:53.360 --> 00:04:55.860
centuries. So that lasts
for about five centuries.

00:04:56.920 --> 00:05:00.477
And then we have the end of the republic
in the era of Julius Caesar and

00:05:00.560 --> 00:05:05.750
Augustus Caesar, when the civil wars lead
to the creation of an imperial monarchy...

00:05:05.880 --> 00:05:09.730
...right, under Augustus.
So that's, we date that roughly either,

00:05:10.180 --> 00:05:14.117
yeah, 27 BC, something like that.
And thereafter, it is an

00:05:14.200 --> 00:05:16.920
imperial monarchy for the
next millennium and a half.

00:05:17.940 --> 00:05:21.857
Very broadly, we can divide
that into two phases, one where the

00:05:21.940 --> 00:05:26.340
center of power is in Rome,
and one where it's in Constantinople.

00:05:26.470 --> 00:05:30.220
And, you know, we can debate the dates
of when that transition takes place.

00:05:30.780 --> 00:05:33.708
These big transitions usually take
place over long periods of time.

00:05:33.791 --> 00:05:34.557
They're not, like,

00:05:34.640 --> 00:05:41.580
very sudden. So that's the big picture.
Kings, republic, imperial monarchy.

00:05:42.220 --> 00:05:46.000
- The Roman Kingdom, the Roman
Republic, the Roman Empire.

00:05:46.200 --> 00:05:49.080
- Yes. - And then the West
and East Roman Empire.

00:05:49.280 --> 00:05:53.180
- Yes. - Uh, and then maybe what are
the different terms that we could be

00:05:53.280 --> 00:05:58.300
using for the Byzantine Empire,
including Byzantium?

00:05:59.660 --> 00:06:03.120
Is it also fair to say
the Late Roman Empire?

00:06:03.460 --> 00:06:07.177
- So Late Roman Empire we use
for both east and west, starting

00:06:07.260 --> 00:06:10.937
around the reign of Diocletian maybe,
even a bit earlier, so during the third

00:06:11.020 --> 00:06:16.797
century AD. And that goes down to maybe
the early seventh century. So that

00:06:16.880 --> 00:06:19.040
period we call Late Roman Empire. And

00:06:20.050 --> 00:06:23.707
if you ask me to define its principal
characteristics, it would probably

00:06:23.790 --> 00:06:26.967
be the tax system and the administration,
the bureaucracy...

00:06:27.050 --> 00:06:30.487
...of the later Roman Empire
is that that comes from mostly

00:06:30.570 --> 00:06:32.627
Diocletian and Constantine's reforms.

00:06:32.710 --> 00:06:35.330
- And Diocletian was in the 3rd century.

00:06:35.450 --> 00:06:39.330
- Yes, 284 to 305 AD. Yes.
A very important reformer.

00:06:39.910 --> 00:06:42.241
- And we'll talk about it,
but let's just do this whirlwind,

00:06:42.324 --> 00:06:46.827
and hopefully there'll be automagical
images somewhere overlaid, but- - Okay.

00:06:46.910 --> 00:06:53.910
- So in 753 BC, Rome, a small city state,
is founded, and in 509 BC, the kings are

00:06:54.770 --> 00:07:01.253
overthrown, and the Roman Republic
is born. 390 BC, the Gauls sack Rome,

00:07:01.337 --> 00:07:06.120
and this, I believe, among other events
throughout its history, is a formative

00:07:06.230 --> 00:07:09.820
trauma that hardens
Rome's security obsession.

00:07:10.970 --> 00:07:14.847
It turns out, throughout
its history, people want to

00:07:14.930 --> 00:07:18.690
attack from different directions,
and so you have to defend. So

00:07:19.150 --> 00:07:22.847
there's two wars, as we're actually
saying off mic. There's two kinds

00:07:22.930 --> 00:07:29.930
of military operations. One is wars
of conquest and expansion, and one is

00:07:31.170 --> 00:07:34.767
more defensive. And we'll
talk about how the military

00:07:34.850 --> 00:07:39.930
changes throughout its history to allocate
more effort to one versus the other.

00:07:40.790 --> 00:07:44.547
In 264 to 146 BC, the Punic

00:07:44.630 --> 00:07:48.367
Wars and the survival against Hannibal
transform Rome into a Mediterranean

00:07:48.450 --> 00:07:55.450
superpower. Then like you mentioned,
Caesar in 49 to 31 BC,

00:07:55.590 --> 00:07:59.447
Caesar's crossing of the Rubicon
to assassination of Caesar to

00:07:59.530 --> 00:08:03.367
the Battle of Actium,
and then the Civil War dismantles

00:08:03.450 --> 00:08:10.450
the Republic and concentrates power in a
single ruler, Octavian, AKA Augustus, the

00:08:10.750 --> 00:08:17.150
first Roman emperor, let's say. Then
27 BC, Augustus founds the Principate,

00:08:17.870 --> 00:08:21.487
really low-key monarchy.
And so officially, that ends the

00:08:21.570 --> 00:08:28.087
Republic, and then that begins, 27 BC
to 180 AD, the Pax Romana, which is a

00:08:28.170 --> 00:08:32.060
period of relative peace and stability.
And a lot of the emperors we know of,

00:08:32.370 --> 00:08:35.987
the sexy, popular emperors
all come from that period.

00:08:36.070 --> 00:08:40.007
Marcus Aurelius, who I'm a big fan of,
from that period. Then that

00:08:40.090 --> 00:08:43.207
takes us to 284 AD, the guy we mentioned,

00:08:43.290 --> 00:08:48.030
Diocletian, who rebuilds the state.
Emperors drop the first citizen mask,

00:08:49.150 --> 00:08:52.727
this perception of the way, and we'll
talk about this, the persona that's

00:08:52.810 --> 00:08:59.810
presented by the state. 312 AD,
Constantine defeats Maxentius at the

00:09:00.630 --> 00:09:04.587
Milvian Bridge to become the sole ruler of
the western half of the empire, and then

00:09:04.670 --> 00:09:11.670
founds Constantinople in 330 AD. East
and West are split in 395 AD. Visigoths

00:09:12.650 --> 00:09:19.650
sack Rome in 410 AD. The West
falls at 476 AD as the last Western

00:09:20.490 --> 00:09:27.330
emperor is deposed. And then we sort of
focus more on the East Roman Empire with

00:09:27.570 --> 00:09:31.010
527. In the 6th century,
Justinian's reign.

00:09:31.810 --> 00:09:35.707
In the 7th century, Heraclius
defeats Persia and then loses against

00:09:35.790 --> 00:09:39.447
the Arabs. There's the Arab
conquest continuing in the 7th

00:09:39.530 --> 00:09:45.310
century. In the 8th the Arab
siege of Constantinople fails.

00:09:46.430 --> 00:09:50.247
There's the Macedonian dynasty in that you

00:09:50.330 --> 00:09:54.260
have an excellent book about.
And then the Crusades,

00:09:54.730 --> 00:10:01.730
and then eventually leading
to Constantinople falling in 1453 AD.

00:10:02.710 --> 00:10:06.627
As a person who understands
the full journey of it with

00:10:06.710 --> 00:10:10.650
a focus on East Roman history,
is there obvious glaring

00:10:10.770 --> 00:10:14.830
holes or incorrect things
in what I just said?

00:10:14.990 --> 00:10:19.790
- No, nothing incorrect. I would say
if you wanted to produce a sort of

00:10:20.930 --> 00:10:27.930
very swift timeline of its history,
it's obviously important to focus on the

00:10:28.850 --> 00:10:32.467
moments when lots of territory was

00:10:32.550 --> 00:10:36.047
lost to foreign invaders,
and these are actually three main

00:10:36.130 --> 00:10:39.690
moments. There's the Arab conquests in the

00:10:39.990 --> 00:10:46.950
630s. This is a decade. In a decade,
that war was lost. It is the Seljuk Turk

00:10:47.250 --> 00:10:52.180
conquest of Asia Minor,
modern Turkey, in the 1070s,

00:10:53.210 --> 00:10:58.850
and that was very swift and partly
reversed afterwards, but only partly.

00:10:59.700 --> 00:11:03.507
And then there's the Fourth Crusade,
1204, when the armies from

00:11:03.590 --> 00:11:05.902
mostly France sack,
conquer Constantinople,

00:11:05.986 --> 00:11:07.447
and dismember the empire as

00:11:07.530 --> 00:11:11.387
much as they could. It didn't last
that long. The Romans managed to

00:11:11.470 --> 00:11:16.108
regroup and recover but those
are the three main crisis points.

00:11:16.191 --> 00:11:17.690
They are very swift,

00:11:18.550 --> 00:11:20.530
but they cause incredible damage.

00:11:22.110 --> 00:11:25.847
For all the rest of its
history, it is a state and

00:11:25.930 --> 00:11:32.930
society that is generally sort
of consolidating, you know, regrouping,

00:11:33.590 --> 00:11:38.856
and generally engaged in slow
but steady economic growth,

00:11:38.940 --> 00:11:42.940
territorial expansion
on a small scale, but steady.

00:11:43.550 --> 00:11:47.467
Uh, so we can talk about this.
It's... I think it's an important thing

00:11:47.550 --> 00:11:51.850
to keep in mind about the big picture,
that the defeats were swift

00:11:52.870 --> 00:11:59.870
and kind of, you know, terrible. But most
of its history is one of slow growth.

00:12:00.510 --> 00:12:04.327
- There's some traumatic events
that have a big impact, but a

00:12:04.410 --> 00:12:08.010
lot of the developments
we'll talk about it might

00:12:08.510 --> 00:12:11.130
seem or feel like there's
a particular moment

00:12:12.070 --> 00:12:15.847
when those developments or changes in
the way the government or the military is

00:12:15.930 --> 00:12:18.710
structured arise,
but really it's a gradual process.

00:12:18.850 --> 00:12:21.767
- Exactly. - And so that's the tension
we have to be constantly dancing with.

00:12:21.850 --> 00:12:25.707
- Yeah, so as historians, this is a point
of method, and it's very important. There

00:12:25.790 --> 00:12:29.540
are moments when, like,
individuals with a great deal of power

00:12:30.130 --> 00:12:33.787
make choices that impact everybody
else and have, you know, long-term

00:12:33.870 --> 00:12:35.090
consequences downstream.

00:12:36.170 --> 00:12:39.220
Constantine's conversion
to Christianity, for example, right?

00:12:39.890 --> 00:12:43.490
Not something that anybody
could have or did predict. Okay.

00:12:44.810 --> 00:12:48.327
Otherwise, most of the
developments that we identify by

00:12:48.410 --> 00:12:51.721
specific dates, like you mentioned 395,
the division of the eastern and

00:12:51.804 --> 00:12:52.307
the western

00:12:52.390 --> 00:12:57.667
empires, those are conventional dates
that we use to actually capture what is in

00:12:57.750 --> 00:13:00.967
fact a much longer process.
There was no split between the two

00:13:01.050 --> 00:13:04.887
halves. It was one among many

00:13:04.970 --> 00:13:08.667
allocations of jurisdiction to, like, one
son and another son in the east and the

00:13:08.750 --> 00:13:13.787
west. The two halves were subsequently
reunited, then they kind of

00:13:13.870 --> 00:13:17.640
divided again among different
emperors. It's just a process,

00:13:17.810 --> 00:13:21.470
and so we sometimes use fixed dates
for what is in fact a process. Or for

00:13:22.030 --> 00:13:25.907
76, the fall of the Western Empire,
that's just the last date. It's

00:13:25.990 --> 00:13:28.660
actually a very long
process that took decades.

00:13:29.170 --> 00:13:31.017
Right? So that's just
something to keep in mind,

00:13:31.100 --> 00:13:32.847
that sometimes we're
talking about processes,

00:13:32.930 --> 00:13:35.834
sometimes we're talking about
very discrete events with long-term

00:13:35.917 --> 00:13:36.867
consequences. Yeah.

00:13:37.550 --> 00:13:41.530
- Maybe an impossible question
for a Roman state that lasted

00:13:41.670 --> 00:13:45.387
over 2,200 years,
but is there a kind of through

00:13:45.470 --> 00:13:49.107
line, a thread, a soul that runs
through the entire history of the Roman

00:13:49.190 --> 00:13:52.527
Empire? As you said, it's a slow

00:13:52.610 --> 00:13:56.587
transformation and evolution.
But if we dare call the whole

00:13:56.670 --> 00:14:00.250
thing Roman, Rome, the Roman state- - Yes

00:14:00.350 --> 00:14:04.688
-... is there some aspect, some
characteristics that run through the whole

00:14:04.772 --> 00:14:05.605
thing?

00:14:05.930 --> 00:14:10.430
- I think so, yes. By the way, you know
the metaphor of the Ship of Theseus?

00:14:10.650 --> 00:14:13.615
Okay. So in case the audience doesn't
know it, this is when there's a ship,

00:14:13.698 --> 00:14:18.510
and it's, you know, at sea, and over time,
like, every component of that ship

00:14:18.610 --> 00:14:22.367
is replaced with some other component,
so that by the end of the story, it

00:14:22.450 --> 00:14:26.167
has none of the original parts.
But it's, like, in a

00:14:26.250 --> 00:14:30.030
certain sense still that ship because
of the story, right? The... Okay.

00:14:30.570 --> 00:14:34.340
So Roman history is different
from, let's say, Greek history

00:14:34.630 --> 00:14:38.059
or Christian history, right? Christian
history is the story of a religion.

00:14:38.143 --> 00:14:38.527
It can be

00:14:38.610 --> 00:14:42.660
in any country, among any ethnic group.
It's here, there, right? It's everywhere.

00:14:43.130 --> 00:14:45.380
But you still have
histories of Christianity.

00:14:45.910 --> 00:14:48.887
It's the same with,
like say, Greek culture-

00:14:48.970 --> 00:14:52.670
... or your Greek literature, right?
It's not a function of a particular

00:14:52.770 --> 00:14:55.970
state. Ancient Greeks were
famously never united in a state.

00:14:56.630 --> 00:15:00.447
But it's people who culturally accept that

00:15:00.530 --> 00:15:04.347
tradition as their kind of elite
prestige culture and engage

00:15:04.430 --> 00:15:08.110
with Homer and Plato and so forth.
And they can be anywhere.

00:15:08.890 --> 00:15:12.593
Roman history is not like that. Roman
history is very specifically the history

00:15:12.676 --> 00:15:16.887
of a state or a political
community. And so this is the

00:15:16.970 --> 00:15:20.947
community of the Roman people,
the Roman citizens. And it

00:15:21.030 --> 00:15:24.847
is in gradual evolution, but at no
point is there a rupture in that

00:15:24.930 --> 00:15:28.747
history such that its members
would ever think that something

00:15:28.830 --> 00:15:32.550
dramatic had changed,
and that they're no longer part of that

00:15:32.650 --> 00:15:36.510
story. So in the same way
as the ship I just mentioned,

00:15:36.670 --> 00:15:40.447
in other words, it's the narrative that
you tell about it where the changes that

00:15:40.530 --> 00:15:45.520
take place to it make sense only when you
see them within the context of that story.

00:15:45.770 --> 00:15:49.367
It's the same with Roman history.
Yes, there are changes. Like, eventually

00:15:49.450 --> 00:15:53.350
everything changes. But it happens
so gradually that it doesn't

00:15:53.450 --> 00:15:55.300
seem that way to anyone living in it.

00:15:56.110 --> 00:15:59.607
And so the narrative
of the history of the Roman

00:15:59.690 --> 00:16:02.527
people is what holds all of this together.

00:16:02.610 --> 00:16:06.527
- How important is it that,
so you mentioned Greek culture. So a lot

00:16:06.610 --> 00:16:09.760
of my friends who are Greek are
extremely proud of being Greek.

00:16:10.730 --> 00:16:12.587
There's certain cultures that are proud.

00:16:12.670 --> 00:16:17.147
- Sure. - And it's not a momentary
ephemeral thing. It feels

00:16:17.230 --> 00:16:19.927
like a thing that has
lasted for many generations.

00:16:20.010 --> 00:16:23.827
- Oh, yeah. - And so that is an
engine that propagates through

00:16:23.910 --> 00:16:27.807
time that carries that culture
forward. And so does

00:16:27.890 --> 00:16:31.827
a similar thing apply for the Roman
Empire in a different way? Maybe

00:16:31.910 --> 00:16:36.030
because you say it's a political kind
of community, that means a set of ideals.

00:16:36.870 --> 00:16:40.607
And we'll talk about, because
those ideals become even more

00:16:40.690 --> 00:16:44.587
concretized and explicit,
I think, through the East Roman

00:16:44.670 --> 00:16:48.030
Empire, because one of the things
you talk about is that the

00:16:48.130 --> 00:16:53.677
citizens of the empire are kind
of all connected, that they are—

00:16:53.760 --> 00:16:56.393
... engaged in this whole
sort of machinery. Anyway,

00:16:56.476 --> 00:17:01.467
that's a complicated way of asking,
is there some elements that Greek

00:17:01.550 --> 00:17:06.367
pride, dare I speak, is there some kind
of Roman pride that propagates the thing?

00:17:06.450 --> 00:17:12.702
- Oh, there totally is. You can find
authors and historical agents who

00:17:12.785 --> 00:17:16.920
definitely display this or talk about it.
But we don't want to make that

00:17:17.610 --> 00:17:21.127
the center of the story or the basis
for any analysis because... So what you're

00:17:21.210 --> 00:17:25.150
observing in your Greek friends is also
the result of modern nation building,

00:17:25.350 --> 00:17:27.687
is it's the result of modern
systems of education,

00:17:27.771 --> 00:17:29.287
and sort of national identities,

00:17:29.370 --> 00:17:32.687
and these are fostered and created
through all kinds of media and

00:17:32.770 --> 00:17:36.347
institutions. It's just a different
situation altogether. What you

00:17:36.430 --> 00:17:43.430
find in ancient republics or medieval
states is more something like a consensus

00:17:45.010 --> 00:17:49.124
to be ruled, to be, to rule and to be
ruled in this particular political

00:17:49.207 --> 00:17:50.040
community.

00:17:50.670 --> 00:17:54.377
Now, some members of it may definitely,
and in fact did have this kind of pride.

00:17:54.460 --> 00:17:57.692
I'll give you an example. So there's
an ambassador in the sixth century,

00:17:57.775 --> 00:17:58.607
and he's concluding

00:17:58.690 --> 00:18:02.387
a deal with the Persians.
And you know, the Persians are skeptical

00:18:02.470 --> 00:18:05.369
cause, you know, Romans can't always
be trusted. But this guy says to them,

00:18:05.452 --> 00:18:06.285
he says,

00:18:06.690 --> 00:18:10.570
and let me just tell you, you're
making a deal here with the Romans.

00:18:10.790 --> 00:18:13.607
The Romans. The name should say it all."

00:18:13.690 --> 00:18:15.629
Like, you, okay, and you
get a sense that this is,

00:18:15.712 --> 00:18:17.587
he's expressing a certain pride in, like,

00:18:17.670 --> 00:18:21.048
being a bearer of the Roman tradition and
speaking for the emperors and the Roman

00:18:21.131 --> 00:18:24.208
Empire. I mean, that's, for him,
this was something very, very momentous.

00:18:24.292 --> 00:18:25.247
You find these kinds of

00:18:25.330 --> 00:18:28.747
examples, so these people exist.
But I wouldn't want to make that the basis

00:18:28.830 --> 00:18:34.467
for like an analysis of how
the society works as a whole.

00:18:34.550 --> 00:18:38.447
For the most part, it was something
like a consensus where, you

00:18:38.530 --> 00:18:43.550
know, subjects or citizens, however
you want to call them, they agree to—

00:18:44.430 --> 00:18:48.367
let's say be taxed and be ruled
by political authorities because of what

00:18:48.450 --> 00:18:52.030
they get in return, and there's
this kind of understanding of a

00:18:52.150 --> 00:18:55.430
mutual set of responsibilities. And

00:18:55.770 --> 00:18:59.360
my concern, among other things,
is to try to explain how this

00:18:59.450 --> 00:19:06.247
society held together for so long. Pride,
yes, among some people, definitely. You

00:19:06.330 --> 00:19:09.807
find it in the sources.
But sources are, texts are written by

00:19:09.890 --> 00:19:13.827
literate, you know, usually elites.
So this is a small part

00:19:13.910 --> 00:19:18.750
of the population. We can't automatically
extend their attitudes to everybody else.

00:19:18.850 --> 00:19:22.011
So in dealing with everyone else, we have
to work with different kinds of materials,

00:19:22.095 --> 00:19:22.747
different kinds of

00:19:22.830 --> 00:19:26.430
assumptions. We can't just posit
that they're just proud of being Roman.

00:19:26.720 --> 00:19:30.487
They could have been. We don't know that,
though. We can see other sorts of things

00:19:30.570 --> 00:19:34.427
about them. Like, for example, did they
pay their taxes? Did they try to rebel and

00:19:34.510 --> 00:19:37.860
leave the empire? So those are
the kinds of things that I look for.

00:19:37.950 --> 00:19:42.700
- Pride is one component, but there
could be other explanations and factors

00:19:43.930 --> 00:19:48.930
that explain what motivates a soldier
to defend the capital, for example.

00:19:49.530 --> 00:19:53.047
Like, what motivates a

00:19:53.130 --> 00:19:56.967
particular person to pay the taxes.
And then this is something that we'll

00:19:57.050 --> 00:20:00.390
definitely talk about.
But just to linger at the big picture,

00:20:01.570 --> 00:20:04.630
if the Romans from the
different periods met,

00:20:06.170 --> 00:20:10.150
how different would they be
from each other? Like, if I

00:20:10.250 --> 00:20:12.197
brought to you... This is one of those,
you know, there's like- - Yes, yes,

00:20:12.280 --> 00:20:14.480
-... blind taste tests
you can do with food.

00:20:14.670 --> 00:20:17.270
- Yes. Pepsi and Coke. - Pepsi and Coke.

00:20:17.450 --> 00:20:21.750
- Yes. - If I brought you
a Roman from the kingdom period,

00:20:22.110 --> 00:20:26.750
the republic period,
the early imperial period-

00:20:27.250 --> 00:20:29.642
- I mean, I get asked this
in a much more radical form,

00:20:29.725 --> 00:20:31.147
which is like if you take someone

00:20:31.230 --> 00:20:35.210
from, like, around 1453 who's
a Roman and a subject of this Roman,

00:20:35.310 --> 00:20:39.207
and compare, and, and, you know,
compare him or have him meet, you know,

00:20:39.290 --> 00:20:42.467
in your imagination with someone from
the ancient republic. Like, how- - Yeah,

00:20:42.550 --> 00:20:46.447
-... could they find any kind
of agreement on what it means to

00:20:46.530 --> 00:20:50.407
be Roman and recognize each other
as belonging to that polity? This, this

00:20:50.490 --> 00:20:54.347
is a very difficult thing to...
Like, now, I can point to a

00:20:54.430 --> 00:20:58.307
number of things that they would
find eventually. And, you know,

00:20:58.390 --> 00:21:01.747
if you told them, "Yo, you're both Romans,
you're both from this long history,

00:21:01.831 --> 00:21:04.386
now you have to find, you know,
what you have in common,"

00:21:04.470 --> 00:21:06.107
I think they could find things. But

00:21:06.190 --> 00:21:08.840
before we talk about those,
if you wanna get into it,

00:21:09.630 --> 00:21:13.307
let's just say that the
question can even be posed

00:21:13.390 --> 00:21:17.310
about Romans who live at the same time.
I mean, if you take a

00:21:17.570 --> 00:21:21.210
senator from the age
of Cicero and someone from the

00:21:21.650 --> 00:21:25.467
slums of Rome, who's
maybe the son of a slave

00:21:25.550 --> 00:21:29.470
who was brought from the East
by some general a generation ago,

00:21:30.250 --> 00:21:34.147
and put them in a room and say,
"Now, you discuss. You're

00:21:34.230 --> 00:21:37.233
both Romans. What do you have in common?"
They might have trouble in coming up

00:21:37.316 --> 00:21:41.727
with something. Right?
So let's not minimize the sheer

00:21:41.810 --> 00:21:45.530
diversity of experiences
and sort of life experiences

00:21:45.710 --> 00:21:48.130
of Romans who are living at the same time.

00:21:49.650 --> 00:21:52.910
The important thing is that a
change is always happening, and

00:21:53.730 --> 00:21:57.267
from my standpoint this change is sort of

00:21:57.350 --> 00:22:00.747
cumulative, so it results
in Greek-speaking Orthodox

00:22:00.830 --> 00:22:04.767
Christian Romans
in Constantinople who at first

00:22:04.850 --> 00:22:08.767
sight might have little
to do with Latin-speaking, you

00:22:08.850 --> 00:22:12.347
know, non-Christians or worshiping
the ancient gods, Romans from a

00:22:12.430 --> 00:22:16.167
republic in Rome. And those are very,
very different situations, and no

00:22:16.250 --> 00:22:20.107
doubt they would look and seem
foreign to each other, right? The

00:22:20.190 --> 00:22:25.287
question is, why do we assume that someone
like Hadrian, right, an emperor from the

00:22:25.370 --> 00:22:29.147
second century sort of a
very cosmopolitan figure

00:22:29.230 --> 00:22:32.650
who travels around the empire
with his Greek lover and,

00:22:33.390 --> 00:22:37.724
you know, writes poems and has
a Greek beard and, you know,

00:22:37.808 --> 00:22:39.530
loves Greek culture and

00:22:40.830 --> 00:22:44.307
has much to do with someone
from the Middle Republic who's, you

00:22:44.390 --> 00:22:48.327
know some warrior who's chasing
down cattle from the Samnites. I

00:22:48.410 --> 00:22:52.347
mean, and yet the way we
understand history is that, oh no,

00:22:52.431 --> 00:22:57.170
those belong together. Hadrian and this
ancient Roman from the fourth century BC.

00:22:58.250 --> 00:23:02.107
But not Hadrian and someone,
you know, an emperor a few

00:23:02.190 --> 00:23:06.337
centuries later who's just like him,
bilingual in Greek and Latin, who's

00:23:06.420 --> 00:23:09.790
... kinda cosmopolitan, who,
you know, reads the same stuff,

00:23:10.770 --> 00:23:14.570
because we posit this rupture
between Roman and Byzantine.

00:23:15.030 --> 00:23:18.860
- One of the ways we can try to analyze
this is, for example, looking at

00:23:18.970 --> 00:23:25.380
a very specific role in society across
time. So we can look at soldiers,

00:23:26.570 --> 00:23:29.767
how they solve violence,
for example. That's one way.

00:23:29.850 --> 00:23:33.647
So you're making me realize
that we can just take 1,000

00:23:33.730 --> 00:23:36.547
different professions
and positions in society and really

00:23:36.630 --> 00:23:41.597
specifically look at what
the experience of the world was like.

00:23:41.680 --> 00:23:46.520
And so one of them
is the view on violence,

00:23:47.610 --> 00:23:53.250
Across time. And, and then the other
is the view on the role of the,

00:23:54.150 --> 00:23:57.270
the government-... across time.

00:23:57.690 --> 00:24:00.786
- That's an excellent way of putting it.
So take soldiers, for example.

00:24:00.869 --> 00:24:05.110
They swear an oath. Right? Now, we don't
have the oath for every given period.

00:24:05.990 --> 00:24:08.782
We have some approximations of it,
some hints of what it contained,

00:24:08.866 --> 00:24:09.767
but we know that Roman

00:24:09.850 --> 00:24:13.570
soldiers swore an oath like,
throughout all of the centuries of the

00:24:13.670 --> 00:24:17.527
empire. Sometimes they might add,
like, a Christian formula

00:24:17.610 --> 00:24:24.610
to it. Sometime before that, not.
But they swore basically to protect the

00:24:25.150 --> 00:24:28.797
republic or depending
on what term they used or the

00:24:28.880 --> 00:24:32.487
empire or the emperor.
And this is something that they would have

00:24:32.570 --> 00:24:36.347
recognized very quickly. Like,
if, if they met each other over

00:24:36.430 --> 00:24:38.177
time and said, "Hey,
what was your oath like?"

00:24:38.261 --> 00:24:41.427
And they recited it this would
have made much sense to them, right?

00:24:41.510 --> 00:24:47.147
Or take, for example, a woman who runs
a business, right? From any century of the

00:24:47.230 --> 00:24:52.340
empire. It, it would have been, especially
the later you go, the, the more so,

00:24:53.120 --> 00:24:56.777
that this woman is enabled
to do this by virtue

00:24:56.860 --> 00:25:00.397
of Roman law. Of certain,
you know, Roman law of

00:25:00.480 --> 00:25:03.540
property and inheritance
and, and marriage, but

00:25:03.640 --> 00:25:07.397
also regulations regarding
who can do what and what

00:25:07.480 --> 00:25:11.100
kinds of properties women can
handle and under what circumstances.

00:25:11.680 --> 00:25:16.460
This is something that Roman women had in
common that many other cultures did not.

00:25:16.700 --> 00:25:20.657
So I'll give you an example.
So for example, in the 10th,

00:25:20.740 --> 00:25:26.067
11th century, there are Jewish women
who live in the Eastern Roman Empire-

00:25:26.150 --> 00:25:31.757
... who realize that they have
more rights in Roman courts than in

00:25:31.840 --> 00:25:36.180
rabbinical ones, and they take
their disputes to the Roman courts.

00:25:37.140 --> 00:25:40.620
Now, the thing is that for the Romans,
these are property matters-

00:25:40.740 --> 00:25:44.077
... not religious matters. But for the
rabbis, these are religious matters.

00:25:44.161 --> 00:25:46.940
But the Roman courts
trump the Jewish courts-

00:25:47.040 --> 00:25:50.242
... in the empire, right? And so you end
up with a situation where Jewish women

00:25:50.326 --> 00:25:51.680
have more rights-

00:25:52.200 --> 00:25:56.050
... than Jewish women do elsewhere,
because where Roman law is not operative.

00:25:56.860 --> 00:26:00.797
And there you go. Right? Like,
these things matter, right? And that's a

00:26:00.880 --> 00:26:02.130
function of imperial law.

00:26:02.540 --> 00:26:06.500
- And this, this would be an interesting
actually interplay between the law

00:26:07.200 --> 00:26:12.580
and religious institutions-...
Throughout the East-... uh, Roman Empire.

00:26:13.460 --> 00:26:16.745
So you argue that even though
the personality of the various emperors

00:26:16.828 --> 00:26:20.937
varied, as we'll talk about,
and as they're often venerated,

00:26:21.020 --> 00:26:22.880
celebrated, criticized, talked about,

00:26:24.120 --> 00:26:27.697
the late Roman Empire
was projecting a persona to its

00:26:27.780 --> 00:26:30.740
citizens that was consistent
throughout its history.

00:26:31.620 --> 00:26:35.277
Can you describe what you mean by this
and describe the different detailed

00:26:35.360 --> 00:26:36.917
characteristics of this persona?

00:26:37.000 --> 00:26:43.793
- Yes. So this persona, it's what
the governments or the emperor, the court,

00:26:43.877 --> 00:26:48.170
and the spokesman, the bureaucracy
want their subjects to think,

00:26:49.240 --> 00:26:53.686
This whole thing is about.
Like, how is power being used, why,

00:26:53.769 --> 00:26:55.230
and for whom, right?

00:26:56.220 --> 00:27:00.057
And they do so in laws that

00:27:00.140 --> 00:27:04.037
they promulgate throughout the empire.
Sometimes they have these laws read in

00:27:04.120 --> 00:27:07.917
church, for example, or posted publicly.
They're definitely eager to

00:27:08.000 --> 00:27:10.650
have them communicated
to as many people as possible.

00:27:11.300 --> 00:27:15.137
But they're also a function
of imperial rhetoric so the way

00:27:15.220 --> 00:27:18.857
you praise an emperor, the way you
talk about an emperor. You find this

00:27:18.940 --> 00:27:22.537
language in petitions,
so this is a hugely important

00:27:22.620 --> 00:27:26.337
glue for this society,
is that anyone could

00:27:26.420 --> 00:27:29.997
basically petition the authorities
for let's just say just about anything.

00:27:30.080 --> 00:27:33.517
That's not technically true,
but there's a lot of petitioning going

00:27:33.600 --> 00:27:37.457
on. So, you know, if you think
something's wrong or you've been

00:27:37.540 --> 00:27:41.317
treated unjustly, you can
petition local officials, even

00:27:41.400 --> 00:27:45.157
imperial officials. You can petition
the emperor, you can... Right? And the

00:27:45.240 --> 00:27:48.508
expectation is that that petition
will be read, addressed, and answered.

00:27:48.591 --> 00:27:52.341
It might not be answered in the way
that you want, but it will be answered.

00:27:52.980 --> 00:27:56.897
And those responses contain this
language also, right? So these are

00:27:56.980 --> 00:28:00.657
the different media through which
the emperors are broadcasting this

00:28:00.740 --> 00:28:04.057
persona, and that persona is what?
Basically, that the

00:28:04.140 --> 00:28:07.960
authorities are responsive
to the needs of their subjects,

00:28:08.800 --> 00:28:12.697
that they are often accountable.
In other words, they understand

00:28:12.780 --> 00:28:15.130
that they are exercising public power,

00:28:16.020 --> 00:28:19.797
and that their mandate
is to exercise it solely for the

00:28:19.880 --> 00:28:23.237
benefit of their subjects.
They keep saying this. Um,

00:28:23.320 --> 00:28:26.577
so renouncing any kind
of private interest. In other

00:28:26.660 --> 00:28:30.357
words, "We're not doing
this for our benefit," say the

00:28:30.440 --> 00:28:32.890
authorities. "We're doing
this for your benefit."

00:28:33.120 --> 00:28:36.477
Also that they're proactive.
So the emperors are constantly

00:28:36.560 --> 00:28:39.670
saying that, "We're planning ahead.

00:28:40.520 --> 00:28:44.337
We're trying to foresee what problems
you might have, and we are solving

00:28:44.420 --> 00:28:46.570
them at, before you experience them."

00:28:47.000 --> 00:28:50.900
And that they are also working very hard.
So hardworking. In fact,

00:28:51.020 --> 00:28:54.840
the one of the cliches that they
keep using is sleepless. The emperors

00:28:54.940 --> 00:28:58.817
keep saying that, "I'm losing sleep over
this. I'm not sleeping at night because

00:28:58.900 --> 00:29:02.240
I'm just worrying so much about
your problems and how to solve them."

00:29:02.324 --> 00:29:06.777
Justinian, for example, was publicly
known as the sleepless emperor, and not

00:29:06.860 --> 00:29:10.560
because he was a demon whose head
floated around in the palace on its own,

00:29:10.960 --> 00:29:11.810
which some people

00:29:12.240 --> 00:29:13.937
- That's the thing? - It was a thing, yes.

00:29:14.020 --> 00:29:15.177
- Okay. - That's a whole thing.

00:29:15.260 --> 00:29:17.087
- But sleepless in terms
of worked so hard- - Yes.

00:29:17.170 --> 00:29:19.300
-... there's no time to sleep.

00:29:19.420 --> 00:29:23.937
- He was a workaholic.
That is conceded by even his enemies.

00:29:24.020 --> 00:29:27.897
All night he was up just hauling
officials in at any old hour to

00:29:27.980 --> 00:29:31.897
talk about whatever, you know,
wars and architecture and laws and the

00:29:31.980 --> 00:29:36.037
religion and theology and whatever. So the
emperors are projecting this image, right?

00:29:36.120 --> 00:29:38.000
So that's what I call the persona.

00:29:38.320 --> 00:29:44.180
Tireless effort to work on behalf
of subjects, to do so responsibly,

00:29:45.100 --> 00:29:48.720
to be responsive and accountable.
In other words,

00:29:49.320 --> 00:29:53.060
if some of my officials
breaks the law or oppresses

00:29:53.220 --> 00:29:56.717
you, I'm giving you
instruments, like legal

00:29:56.800 --> 00:29:59.230
instruments, by which
to hold them to account.

00:29:59.800 --> 00:30:02.520
So that's the persona.
It's very consistent,

00:30:03.380 --> 00:30:07.277
And I think it's part of the
mechanism of tying the society

00:30:07.360 --> 00:30:11.260
together. In other words, if subjects
think that their emperors are like this,

00:30:11.780 --> 00:30:17.010
right, they're more likely to agree to
the consensus of essentially paying taxes.

00:30:17.580 --> 00:30:20.580
- And you draw this distinction
between rhetoric and action,

00:30:21.440 --> 00:30:24.957
what the authorities say and what
they actually do. So when you say

00:30:25.040 --> 00:30:30.727
persona in the modern times, some of that
could be reframed as propaganda- - Yeah.

00:30:30.810 --> 00:30:36.180
-... for example.
And propaganda implies that the rhetoric,

00:30:36.280 --> 00:30:39.900
that there's a big gap
between the rhetoric and the

00:30:40.020 --> 00:30:43.817
action. And one of the things you said you
took away from reading Machiavelli is that

00:30:43.900 --> 00:30:47.740
we should judge people not by what
they say, but by what they do.

00:30:48.460 --> 00:30:52.297
So how much of the Roman Empire's
government of what they espoused

00:30:52.380 --> 00:30:56.360
was merely rhetoric, and how
much was true in how they acted?

00:30:56.560 --> 00:31:00.380
- Yes. This is a key lesson I
took from reading Machiavelli, and

00:31:00.800 --> 00:31:04.480
I found this a very insightful
way of thinking about politics, and

00:31:05.040 --> 00:31:09.027
I would recommend that anybody kind of
practice this way of looking at the world,

00:31:09.110 --> 00:31:12.907
right? People and states and,
you know, powerful people can say

00:31:12.990 --> 00:31:15.249
anything they want to.
At the end of the day,

00:31:15.332 --> 00:31:17.310
what matters is what they actually do.

00:31:18.250 --> 00:31:21.307
And this doesn't mean
that what they say is

00:31:21.390 --> 00:31:26.990
irrelevant, even if it's discordant
with what they do. But nevertheless,

00:31:27.810 --> 00:31:31.647
In the case of the East Roman state,

00:31:31.730 --> 00:31:35.387
so my research suggests that
the emperors and the authorities

00:31:35.470 --> 00:31:39.110
were generally sincere in what
they said. In other words,

00:31:39.710 --> 00:31:45.390
I have found that they generally did what
they said they were going to do overall.

00:31:46.210 --> 00:31:50.147
Not perfectly, obviously. And of course,
these are human beings we're talking

00:31:50.230 --> 00:31:54.107
about. The, right, the human societies,
there was a lot of, you know,

00:31:54.190 --> 00:31:56.257
corruption, and you name it. Abuse-

00:31:56.340 --> 00:32:00.100
... of course. Of course there is.
But overall, I think that there was

00:32:00.770 --> 00:32:04.747
a sufficient level
of understanding that the emperors

00:32:04.830 --> 00:32:08.141
are in fact doing this, and they
were actually incentivized to do this.

00:32:08.224 --> 00:32:08.747
We can talk

00:32:08.830 --> 00:32:14.030
about how. Because they were also in a
pretty vulnerable situation too, so they

00:32:14.130 --> 00:32:18.390
needed their subjects to be
relatively content on this front.

00:32:18.930 --> 00:32:22.550
- Isn't this surprising to you?
So, you know, from the

00:32:22.770 --> 00:32:27.870
outsider point of view, Roman emperors,
even in the East Roman Empire,

00:32:29.190 --> 00:32:32.927
technically have a lot of power.

00:32:33.010 --> 00:32:36.800
You can even say in some
cases absolute power, and yet

00:32:37.610 --> 00:32:44.040
they seem to be awfully worried...
to make everybody in the empire happy.

00:32:44.650 --> 00:32:48.317
What explains that?
Like what, what explains the small

00:32:48.400 --> 00:32:51.820
gap between rhetoric and action
in the East Roman Empire?

00:32:52.180 --> 00:32:56.950
- A number of things, but ultimately it
is that there is no right to the throne.

00:32:57.950 --> 00:33:02.630
And this is a function of the Roman
matrix of politics here. In other words,

00:33:03.850 --> 00:33:05.990
So here's a bit of a paradox.

00:33:06.990 --> 00:33:10.707
What we call the Roman Republic
was the most imperialistic

00:33:10.790 --> 00:33:14.890
phase of Roman history. Like this is when
the Romans did most of their conquering.

00:33:15.130 --> 00:33:18.927
What we call the empire is much
less imperialistic in this way.

00:33:19.010 --> 00:33:22.727
That's much more defensive in its
approach, right? And yet our

00:33:22.810 --> 00:33:29.810
terms are a little mismatched in that way.
The empire is more a function of the,

00:33:30.630 --> 00:33:36.227
That it has an emperor rather
than it is engaged in imperialism.

00:33:36.310 --> 00:33:40.147
And that emperor emerged
out of the republic.

00:33:40.230 --> 00:33:43.730
But emerged out of the republic
in a very strange way. In other words,

00:33:44.210 --> 00:33:47.930
not as a dynasty that created the

00:33:48.050 --> 00:33:51.950
state. So for example, if you think
of the Ottoman Empire, many other empires,

00:33:52.670 --> 00:33:57.657
they... The whole thing existed because
this dynasty engaged in conquest and-

00:33:57.740 --> 00:34:01.281
... was successful in creating the state,
and so the dynasty was like at the heart

00:34:01.365 --> 00:34:05.427
of the state. But that's not
at all the case in the Roman

00:34:05.510 --> 00:34:09.167
Empire. The emperor is a
figure who emerged within a

00:34:09.250 --> 00:34:12.927
republic, and in order
to create peace after the

00:34:13.010 --> 00:34:16.907
civil wars, those emperors had to,
for a long time, kind of

00:34:16.990 --> 00:34:23.347
pretend that they were not what they
really were. Um, basically, you know,

00:34:23.430 --> 00:34:27.227
continuing to flatter the idea of a
republic that is, you know, that has a

00:34:27.310 --> 00:34:31.107
first citizen maybe. "Oh, no,
no, I'm not a king. I'm just, I

00:34:31.190 --> 00:34:33.257
have this office and that
office and that office."

00:34:33.340 --> 00:34:37.247
"Whatever the Senate has given me." Now,
we understand that's a facade, but the

00:34:37.330 --> 00:34:40.207
fact that they had to create
this facade at all is very important.

00:34:40.290 --> 00:34:41.687
- Can we actually just linger on that?

00:34:41.770 --> 00:34:45.187
I mean, how much of this... 'Cause you
said they had to create this facade.

00:34:45.270 --> 00:34:46.103
- Yeah.

00:34:46.890 --> 00:34:52.250
- Did Augustus, who started the whole
thing, the first emperor of Rome,

00:34:53.070 --> 00:34:58.970
did he have to act that way? 'Cause he
kept acting like he's not an absolute-

00:34:59.330 --> 00:34:59.407
- Yes

00:34:59.490 --> 00:35:06.490
-... monarch, and he could have gone
hardcore, destroy the Senate, just full

00:35:07.990 --> 00:35:11.127
hardcore rule, dictatorship.
- Well, then how does he govern then?

00:35:11.210 --> 00:35:13.447
- Uh, so he wants to be
an effective governor.

00:35:13.530 --> 00:35:16.007
- Oh, yeah. - And he also
wants to not be overthrown.

00:35:16.090 --> 00:35:19.987
- Exactly. Because, you know,
just because you ended one civil war

00:35:20.070 --> 00:35:22.047
doesn't mean that there's
not going to be another.

00:35:22.130 --> 00:35:25.551
You have to create a consensus such that
people don't want to have another civil

00:35:25.635 --> 00:35:30.110
war. If he did what you said,
which he in theory could have done,

00:35:30.470 --> 00:35:34.107
but that would've just led
to more wars, right? So the

00:35:34.190 --> 00:35:37.627
problem is that the emperors, even those
who come to power through violence, they

00:35:37.710 --> 00:35:41.587
can't prevent other people from trying
to come to power through violence

00:35:41.670 --> 00:35:45.087
because like I said,
no one has a right to the throne.

00:35:45.170 --> 00:35:47.670
- We should also say one more thing where,

00:35:49.450 --> 00:35:55.870
dare I carefully say this,
but it seems like riots and civil wars

00:35:56.790 --> 00:35:58.890
is a feature, not a bug of the system.

00:35:59.070 --> 00:36:02.560
- Yes. - This is a different thing
that we have to the modern day,

00:36:03.650 --> 00:36:07.387
is because the threat of a civil war,
a violent civil war where you

00:36:07.470 --> 00:36:11.477
overthrow the government
and there's just a lot of-

00:36:11.560 --> 00:36:15.310
... death and struggle
for power is always a threat.

00:36:15.410 --> 00:36:19.307
That's another incentive that,
I guess the stick, not the carrot, but

00:36:19.390 --> 00:36:21.910
the stick for the emperor to behave.

00:36:22.150 --> 00:36:25.967
- Yes. It's the main one.
In other words, just take the,

00:36:26.050 --> 00:36:31.390
the thousand years that I study.
There's something like 120 civil wars.

00:36:31.670 --> 00:36:34.850
Now, these are usually very swift.
They're over quickly,

00:36:35.610 --> 00:36:40.270
and they're never about ideology.
So they're not like modern civil wars.

00:36:40.430 --> 00:36:44.480
Right? It's about slavery or the rights
of kings or whatever. No, no, no. They're

00:36:44.610 --> 00:36:47.247
solely about who has the power.

00:36:47.330 --> 00:36:50.787
All sides have the same ideology.
They talk about, you know, the

00:36:50.870 --> 00:36:54.647
responsibility of government in the same
way, right? They're just competing over

00:36:54.730 --> 00:36:56.710
who's the best man to do the job.

00:36:57.050 --> 00:37:00.867
Right? And so once you have that
situation... And it might not be a

00:37:00.950 --> 00:37:04.407
civil war, it could be a palace
coup, it could be a kind

00:37:04.490 --> 00:37:06.537
of fighting in the capital-

00:37:06.620 --> 00:37:10.620
... something like that. Once everyone's
taken their side and you have a winner,

00:37:10.950 --> 00:37:15.003
that's the emperor, And you often
overthrow the previous regime.

00:37:15.087 --> 00:37:20.227
I'll give you some statistics.
Something like 46% of the emperors of

00:37:20.310 --> 00:37:25.620
Constantinople are overthrown through
violence. 46%. And that's almost half.

00:37:25.870 --> 00:37:29.767
Right? So that's a huge, that's a huge
number, which means that every emperor

00:37:29.850 --> 00:37:32.100
is vulnerable and insecure,
and they know it,

00:37:32.510 --> 00:37:36.360
right? So what they have to do is make
sure that that doesn't happen to them,

00:37:36.630 --> 00:37:40.527
and the way to do that is not by arresting

00:37:40.610 --> 00:37:44.550
and executing everybody you think might
be a threat or just generally behaving

00:37:44.650 --> 00:37:48.467
like a, you know, a Caligula or a Nero.
That will just get you killed.

00:37:48.550 --> 00:37:52.307
Like, they know this.
So the best way to avoid that

00:37:52.390 --> 00:37:56.107
fate is to actually do
the things that will make

00:37:56.190 --> 00:38:00.007
people happy so that they
don't support a rebel if a rebel

00:38:00.090 --> 00:38:02.740
decides to appear.
And sometimes rebels would appear.

00:38:03.170 --> 00:38:06.228
There's a kind of convention
in Constantinople, like if you...

00:38:06.311 --> 00:38:07.107
Sometimes you

00:38:07.190 --> 00:38:10.242
you think, "Hmm, that emperor's pretty
unpopular and I think I can overthrow

00:38:10.325 --> 00:38:15.290
him." What you would do is you would
march down the center boulevard-

00:38:15.870 --> 00:38:19.727
... And, you know, you'd
have your people just call the

00:38:19.810 --> 00:38:23.627
populace of Constantinople out
to rally, to you know, maybe go to

00:38:23.710 --> 00:38:27.447
Hagia Sophia, the, the church, and just
create a big crowd and call for the

00:38:27.530 --> 00:38:30.987
deposition of the emperor and, you know,
maybe that would hap- And sometimes it

00:38:31.071 --> 00:38:35.647
did, and sometimes it didn't, and the
rebel or wannabe rebel would sort of

00:38:35.730 --> 00:38:39.207
proceed down the Mese,
the boulevard, and people would just

00:38:39.290 --> 00:38:42.970
gradually just disappear,
and then he'd be left alone-

00:38:43.070 --> 00:38:49.217
... and go up to Hagia Sophia as seeking
asylum. Right? So that's a bid.

00:38:49.300 --> 00:38:53.147
That's someone making a bid for the
throne, and it just goes disastrously bad.

00:38:53.230 --> 00:38:55.217
Other times, the people come
out 'cause they hate the emperor,

00:38:55.300 --> 00:39:01.167
and they drag the emperor out and cut
his nose off or whatever. So emperors are

00:39:01.250 --> 00:39:05.007
constantly trying to prevent that
from happening, and the best way to do

00:39:05.090 --> 00:39:06.510
that is through goodwill.

00:39:07.420 --> 00:39:11.367
- I'm trying to load in that kind
of world 'cause it's a different

00:39:11.450 --> 00:39:14.047
world than we live in today. - Yes.

00:39:14.130 --> 00:39:20.610
- There's a constant inner workings
of policy development inside government.

00:39:20.850 --> 00:39:21.667
- Yes.

00:39:21.750 --> 00:39:26.530
- But the check on power is, like,
literal, like, we will murder you.

00:39:27.310 --> 00:39:30.927
- Yes, it depends on the period.
Sometimes murder you, sometimes blind you,

00:39:31.010 --> 00:39:33.610
sometimes cut your nose off,
but there were periods-

00:39:33.950 --> 00:39:35.147
- Thank you for the nuance

00:39:35.230 --> 00:39:37.871
-... No, there were periods that were
more civilized. We'll just basically,

00:39:37.954 --> 00:39:39.654
you'll get retired to a monastery.

00:39:39.770 --> 00:39:43.690
- Right. - Okay. You're right.
So here's what elections do.

00:39:43.790 --> 00:39:47.770
Elections give a government a mandate
for, I don't know, four or five years,

00:39:48.610 --> 00:39:52.410
and during that period, you may be
unpopular, but you're legitimate,

00:39:53.050 --> 00:39:54.970
right, because of the institutions.

00:39:55.950 --> 00:39:59.630
Whereas in Constantinople, we don't
have those kinds of institutions.

00:40:00.590 --> 00:40:04.250
We have instead an ongoing referendum.

00:40:04.830 --> 00:40:07.130
We just call it a perpetual
referendum, right?

00:40:07.430 --> 00:40:11.107
And in fact, the emperors are, they're
conducting opinion polls in a sense

00:40:11.190 --> 00:40:14.927
because they appear in public.
When they appear in public, everyone is

00:40:15.010 --> 00:40:19.010
expected to cheer and chant
acclamations, right, like,

00:40:19.870 --> 00:40:23.727
Slogans. Right? So you have
100,000 people in the Hippodrome

00:40:23.810 --> 00:40:27.587
all chanting, you know, "Worthy" or "Many
years for you, Augustus" or something

00:40:27.670 --> 00:40:29.407
like this.
And if that happens, it's great.

00:40:29.491 --> 00:40:31.667
But if you appear in the
Hippodrome and people are,

00:40:31.750 --> 00:40:36.570
like, sullen or if the chanting
is a bit tepid or if they're booing,

00:40:37.410 --> 00:40:38.977
then you know something's wrong, right?

00:40:39.060 --> 00:40:42.667
So you gotta find out what's wrong.
It could be something like the grain

00:40:42.750 --> 00:40:45.970
supply is, you know, not working or

00:40:46.270 --> 00:40:49.370
whatever. And so emperors are
desperate to fix those problems.

00:40:49.990 --> 00:40:53.267
- And the Hippodrome
is this big gathering place in

00:40:53.350 --> 00:40:57.007
Constantinople, which I
guess a lot of people gathered

00:40:57.090 --> 00:41:01.567
at and did this kind of cheering
or not cheering based on policy and-

00:41:01.650 --> 00:41:06.220
... and whether the emperor
is popular or not. This was democracy.

00:41:07.110 --> 00:41:09.227
Uh, I apologize to use that term, but-

00:41:09.310 --> 00:41:13.067
... in our conception of what that means,
because what do we mean by

00:41:13.150 --> 00:41:16.567
democracy in the modern day
is that the people somehow have a

00:41:16.650 --> 00:41:20.270
connection to who leads and how they lead,

00:41:20.830 --> 00:41:25.681
and this is, the Hippodrome was that
connection between the people and

00:41:25.764 --> 00:41:29.841
the leaders. - Yes. Now, we can talk about
modern democracy if you, if you want.

00:41:29.924 --> 00:41:32.597
That's a, that's a, I have,
I have my own views about-

00:41:32.680 --> 00:41:36.607
... modern democracy, and, and,
you know, how it works and how

00:41:36.690 --> 00:41:39.143
it doesn't and, anyway,
whether it is democracy, in fact,

00:41:39.226 --> 00:41:41.357
'cause there are other
models of democracy, like-

00:41:41.440 --> 00:41:45.307
... ancient Athenian democracy, which
is a whole other thing. But you're right.

00:41:45.390 --> 00:41:49.147
So it's not just in the Hippodrome.
It's wherever people assemble in large

00:41:49.230 --> 00:41:52.820
numbers. So this could be
military mustering grounds,

00:41:53.470 --> 00:41:57.320
right? So the army. The army is also
the Roman people in a way, and the-

00:41:57.570 --> 00:42:01.227
in some cases, the most decisive
part of it, right? So if an

00:42:01.310 --> 00:42:04.710
army gathers together and they
decide they want a different emperor,

00:42:04.890 --> 00:42:08.707
that's serious, and that can happen
out in the provinces too. That doesn't

00:42:08.790 --> 00:42:12.587
necessarily have to happen
in Constantinople. There's also Hagia

00:42:12.670 --> 00:42:16.387
Sophia, so the people gather
in the church, or they gather in

00:42:16.470 --> 00:42:18.810
public spaces like
the Forum of Constantine.

00:42:19.270 --> 00:42:23.450
So this can happen anywhere where
a large number of people can gather,

00:42:24.390 --> 00:42:28.150
and it's, I don't know if you
wanna call it a democracy as such

00:42:28.610 --> 00:42:32.090
but it is definitely a form
of popular, mm, let's say

00:42:32.190 --> 00:42:36.010
consultation and a testing of consensus.

00:42:36.610 --> 00:42:41.820
I'll give you another example. So in the
1190s, the emperor, and it's Alexius III,

00:42:42.890 --> 00:42:45.330
he's being threatened by the German
emperor. German emperor's basically,

00:42:45.413 --> 00:42:49.563
"You, you, you pay me a bunch of money or
I'll invade." Just straight up extortion.

00:42:49.950 --> 00:42:54.027
- Yeah. - Um, and Alexius decides, "Okay,
I'm gonna gather this money. I'm gonna

00:42:54.110 --> 00:42:55.110
impose these taxes."

00:42:55.930 --> 00:42:58.567
And he gathers the people in the
Hippodrome, and he says, "You know,

00:42:58.650 --> 00:42:59.687
we're gonna have the German

00:42:59.770 --> 00:43:04.070
tax." He called it the German tax.
And there's such an uproar

00:43:04.990 --> 00:43:08.907
in the Hippodrome against
this that he was like, "Uh, that

00:43:08.990 --> 00:43:11.370
wasn't my idea. I don't know where
that came from. No, never mind.

00:43:11.453 --> 00:43:12.567
We're not gonna have the German

00:43:12.650 --> 00:43:16.450
tax." Fortunately, the German emperor
died and, and nothing ever happened,

00:43:17.050 --> 00:43:18.928
but it gives you a sense
of how emperors, like,

00:43:19.011 --> 00:43:20.867
literally can backtrack
when they see that the

00:43:20.950 --> 00:43:24.850
people are against something in a matter
of policy, right-... like tax policy.

00:43:24.970 --> 00:43:27.550
So yeah, there was this give and take.

00:43:28.270 --> 00:43:32.187
So institutionally,
the emperor might look absolute, as

00:43:32.270 --> 00:43:36.115
you called him earlier.
In practice, no. No.

00:43:36.198 --> 00:43:39.680
The ones that did that didn't end well.

00:43:40.540 --> 00:43:44.347
- And we should say, going to Perplexity
here, the Hippodrome of Constantinople

00:43:44.430 --> 00:43:48.610
was the main stadium and social
center of the Byzantine capital,

00:43:49.570 --> 00:43:53.470
used primarily for chariot
racing and imperial ceremony,

00:43:53.570 --> 00:43:57.210
and today survives in Istanbul's
Sultanahmet district.

00:43:57.510 --> 00:44:01.467
And the reason I looked this up,
I wanted to see how many people. Shaped as

00:44:01.550 --> 00:44:05.390
a long U-shaped race course
with a central barrier

00:44:05.910 --> 00:44:09.470
and tiered seating, it may
have held from roughly thirty

00:44:09.590 --> 00:44:13.080
thousand up to a hundred
thousand spectators,

00:44:13.450 --> 00:44:18.307
though exact capacity is debated because
archaeological remains are limited.

00:44:18.390 --> 00:44:22.710
That's a lot of people. - Thirty thousand
is definitely a pretty un- underestimate.

00:44:22.930 --> 00:44:24.836
The Hippodrome is still there.
I mean, you can see it from,

00:44:24.920 --> 00:44:27.870
it's like satellite photos.
The shape of it is still there.

00:44:28.010 --> 00:44:31.990
And actually some parts of the built,
the, the Sphendone, the, the sling

00:44:32.090 --> 00:44:35.947
around the southern side is still there.
You can walk around it. And it's right

00:44:36.030 --> 00:44:40.450
next to the palace. In other words,
emperors didn't have to go far. Now,

00:44:41.250 --> 00:44:45.167
sometimes there are events for replacing
an emperor. So say the emperor dies in

00:44:45.250 --> 00:44:50.010
his sleep, and there's no heir.
This happens in 491, for example.

00:44:51.110 --> 00:44:54.557
And so the people gather
in the Hippodrome in order to have a

00:44:54.640 --> 00:44:57.038
discussion with the court
about whom to appoint. Now,

00:44:57.122 --> 00:44:58.567
in those kinds of contexts, it's

00:44:58.650 --> 00:45:02.530
entirely possible that there are
people also in the, the arena,

00:45:03.590 --> 00:45:07.487
like not just in the stands.
I think some military units might

00:45:07.570 --> 00:45:11.447
have just been arrayed there rather than
in the stands. So you can get more people

00:45:11.530 --> 00:45:13.658
than what we project
might fit in the stands,

00:45:13.741 --> 00:45:16.191
because they're not having
the races on that day.

00:45:16.430 --> 00:45:19.436
- We should say, so like, I think
the thing that was emphasized in the first

00:45:19.519 --> 00:45:20.369
paragraph is the,

00:45:20.830 --> 00:45:24.610
the athletic events and the
entertainment events, right? Like the

00:45:24.830 --> 00:45:28.210
imperial ceremony. But there
is a sort of a political gathering

00:45:28.850 --> 00:45:32.747
was also popular.
The Hippodrome was not just for sport. It

00:45:32.830 --> 00:45:36.820
was where emperors appeared before
the people, where acclamations,

00:45:36.950 --> 00:45:40.527
public punishments, and political
demonstrations took place, and where the

00:45:40.610 --> 00:45:44.240
rival circus factions,
blues, greens, reds, whites,

00:45:44.390 --> 00:45:48.360
became powerful social
and sometimes paramilitary forces.

00:45:48.810 --> 00:45:51.410
And this goes on and on and on.
So this was a place-

00:45:51.970 --> 00:45:55.327
- Oh, it's a very important place. Yeah,
-... for people to speak to the leader.

00:45:55.410 --> 00:45:58.250
- Yeah. Vent sometimes. Even insult them.

00:45:58.870 --> 00:46:02.767
- Yeah. This is fascinating. I mean,
it's human civilization. It's converged

00:46:02.850 --> 00:46:06.727
towards a mechanism that has
clearly worked, because

00:46:06.810 --> 00:46:10.747
for the empire in the East, stood

00:46:10.830 --> 00:46:15.210
for a thousand years. So it's,
it's fascinating. We as humans,

00:46:16.130 --> 00:46:21.030
throughout our history, we try
to figure out, okay, how do we,

00:46:22.050 --> 00:46:24.930
figure out how to govern

00:46:25.850 --> 00:46:29.747
large collections of humans in a way
that they're represented, in the

00:46:29.830 --> 00:46:33.270
way that they don't riot,
they don't rebel.

00:46:33.430 --> 00:46:37.000
Um, in the way that we
flourish together as a

00:46:37.150 --> 00:46:39.207
people, all this, all this kind of stuff.

00:46:39.290 --> 00:46:42.660
So this is a real...
The East Roman Empire is a real

00:46:42.810 --> 00:46:46.527
study of something that seemed
to have worked. There are

00:46:46.610 --> 00:46:50.087
lessons there even for the modern
times, I think. And modern times,

00:46:50.170 --> 00:46:54.070
again, is very early human civilization.

00:46:54.770 --> 00:46:58.527
- From a certain standpoint, yes, we are
still early in- - Trying to figure it out

00:46:58.610 --> 00:46:59.587
-... trying to figure it out.

00:46:59.670 --> 00:47:03.057
Yes. Now, mind you, I'm not
advocating for this type of social

00:47:03.140 --> 00:47:06.390
organization and government.
What I'm trying to do as a historian

00:47:07.070 --> 00:47:10.930
is understand how and why it survived

00:47:11.090 --> 00:47:14.830
and also to find the ways
that it worked, because it

00:47:15.010 --> 00:47:18.887
did work. We know that much. We have
to start from that. It survived. It

00:47:18.970 --> 00:47:20.870
was resilient. There was a lot of,

00:47:21.670 --> 00:47:25.407
you know, give and take in the exercise
of power, and I want to understand the

00:47:25.490 --> 00:47:26.450
mechanisms of that.

00:47:27.630 --> 00:47:31.540
- So if we can, before we
go to Emperor Constantine the

00:47:31.690 --> 00:47:35.630
First and the founding of Constantinople,
can we look at some

00:47:36.550 --> 00:47:40.267
maybe seminal events
that led up to some of the

00:47:40.350 --> 00:47:43.967
topics we'll be talking about?
So one of them maybe tell me if this is

00:47:44.050 --> 00:47:51.050
not as interesting as I think it is, but
the Edict of Caracalla, in 212 AD. So this

00:47:52.010 --> 00:47:53.490
is where,

00:47:54.470 --> 00:47:58.387
You described that starting with Augustus
in the early imperial period, government

00:47:58.470 --> 00:48:01.390
saw itself as a protector
of the Roman citizens,

00:48:02.470 --> 00:48:06.127
which is a minority of the people
living in the, in the Roman

00:48:06.210 --> 00:48:10.050
Empire. It doesn't consider
the, the provincials.

00:48:11.210 --> 00:48:14.487
And then you described that
the Edict of Caracalla, that

00:48:14.570 --> 00:48:19.450
extended full Roman
citizenships to basically all,

00:48:20.350 --> 00:48:23.870
free inhabitants of the Roman Empire. So

00:48:24.230 --> 00:48:27.390
what is it? Why was it done?
Why is it important?

00:48:28.330 --> 00:48:30.390
And how did it change the Roman Empire?

00:48:30.990 --> 00:48:34.890
- Right. I agree with you that this is,
in fact, a very important... It's

00:48:34.990 --> 00:48:38.890
a, it's a real turning point in a sense,
but it also is part of a process.

00:48:40.690 --> 00:48:47.690
So for various reasons, the Roman
polity tended to bestow its metropolitan

00:48:49.070 --> 00:48:54.060
citizenship, that is, Roman
citizenship, on its allies,

00:48:54.890 --> 00:48:58.320
and eventually in time,
on many people that it had conquered.

00:48:59.130 --> 00:49:02.830
And it had various mechanisms for doing
so. It could bestow block grants.

00:49:03.450 --> 00:49:07.167
Sometimes it allowed its generals
to bestow citizenship on people

00:49:07.250 --> 00:49:11.007
they thought would,
you know, would be necessary

00:49:11.090 --> 00:49:14.447
players for controlling local
societies. Sometimes they even

00:49:14.530 --> 00:49:18.147
allowed foreign cities to,
like non-Roman cities, to

00:49:18.230 --> 00:49:21.920
decide who would get Roman citizenship by

00:49:22.010 --> 00:49:24.433
basically electing them to certain
kinds of offices. Like they,

00:49:24.516 --> 00:49:26.016
they outsourced a lot of this.

00:49:26.840 --> 00:49:30.537
And so you have over time
the steady growth of a

00:49:30.620 --> 00:49:34.497
Roman community of citizens
who are not all in Rome, and

00:49:34.580 --> 00:49:37.121
who are not all of Roman origin,
whatever that means, but they,

00:49:37.204 --> 00:49:39.954
they were not descended
from people who were from Rome.

00:49:40.200 --> 00:49:43.900
And this proceeds, you know,
it expands, it expands, it expands.

00:49:44.260 --> 00:49:47.400
By Caracalla's time,
so early third century AD,

00:49:48.300 --> 00:49:51.980
we can estimate that maybe at, at most, a

00:49:52.320 --> 00:49:55.977
third of the free
citizens of the empire are

00:49:56.060 --> 00:49:59.880
Roman citizens. Everyone else
has local citizenship, like you're

00:50:00.180 --> 00:50:05.100
Alexandrian or Athenian or, or whatever.
And with... You're subject to those laws.

00:50:05.900 --> 00:50:09.697
This emperor, Caracalla, now that's his
nickname. His reigning name is Marcus

00:50:09.780 --> 00:50:10.780
Aurelius Antoninus.

00:50:12.260 --> 00:50:15.537
So just like Marcus Aurelius,
it's sa- same name two generations later.

00:50:15.620 --> 00:50:19.477
- Some badass names for emperors, by the
way. I don't know if it's the chicken or

00:50:19.560 --> 00:50:22.317
the egg, but just... some epic names.

00:50:22.400 --> 00:50:25.557
- They've been remembered that way,
and so we read that back into the name—

00:50:25.640 --> 00:50:26.877
- Yes, that's true.
-... and absolutely, yes.

00:50:26.960 --> 00:50:28.187
- But anyway, Caracalla. Yeah.

00:50:28.270 --> 00:50:31.637
- Yeah, so he issues
this edict in 212 called the

00:50:31.720 --> 00:50:35.557
Constitutio Antoniniana,
named after him. Some people at the

00:50:35.640 --> 00:50:37.290
time called it the Divine Decree,

00:50:37.980 --> 00:50:41.757
which basically extended citizenship to
everybody. Now, we don't know exactly why

00:50:41.840 --> 00:50:43.680
he did so. We can guess

00:50:44.660 --> 00:50:48.517
the reasons that he said he did so,
and this was for religious

00:50:48.600 --> 00:50:54.760
reasons. In other words, he wanted
people to go to the temples and pray and

00:50:54.880 --> 00:51:01.380
give thanks to the gods for him,
for his survival out of a coup.

00:51:01.720 --> 00:51:05.390
Which is whatever. And it's

00:51:05.480 --> 00:51:09.297
possible that there was some kind of
religious motivation here, and he wanted

00:51:09.380 --> 00:51:13.257
everybody to do so as Roman citizens
to honor the Roman gods and something like

00:51:13.340 --> 00:51:17.080
that. Other historians at the time
said he did it for tax reasons.

00:51:17.820 --> 00:51:21.617
We don't know exactly.
There might even have been

00:51:21.700 --> 00:51:25.637
a kind of ideology of a
unified community across

00:51:25.720 --> 00:51:29.620
the empire playing in his,
if not in his mind, in that of

00:51:29.780 --> 00:51:34.940
the jurists, that is the legal advisors
that he had. So that's possible. But

00:51:35.820 --> 00:51:42.820
less interesting than his motivations,
more interesting are the

00:51:43.000 --> 00:51:46.750
consequences of this—... and what it
tells us about the Roman community. So

00:51:47.340 --> 00:51:54.330
imagine a situation where, like, no modern
empire has ever done this really, right?

00:51:55.540 --> 00:51:58.957
When what's significant about the Roman
case is that not only did they extend

00:51:59.040 --> 00:52:02.857
citizenship to everybody, but they meant
it. This is something that had teeth. In

00:52:02.940 --> 00:52:06.677
other words, it meant that the rights
and opportunities that were available to

00:52:06.760 --> 00:52:10.480
Roman citizens, say,
in the Roman Senate at Rome—

00:52:10.600 --> 00:52:17.097
... are now available to everybody. And
within a generation, you have a situation

00:52:17.180 --> 00:52:20.360
where, like, all of the
emperors are provincials,

00:52:21.580 --> 00:52:25.057
right? All the most powerful people
in the empire are from the provinces.

00:52:25.140 --> 00:52:28.560
- This is, like, mind-breaking,
mind-blowing. This is incredible.

00:52:29.020 --> 00:52:33.320
The fact that the Roman Empire
was able to do this, and it stuck.

00:52:33.600 --> 00:52:34.717
- They did it, and they meant it.

00:52:34.800 --> 00:52:37.747
- And they meant it.
They implemented it. It was real.

00:52:37.830 --> 00:52:41.600
That's, that tells you, that's
an important thing that tells you a

00:52:41.720 --> 00:52:45.817
lot of information about
the populace of the Roman Empire.

00:52:45.900 --> 00:52:49.440
That the, the fact that it stuck,
that the government meant it,

00:52:49.820 --> 00:52:53.957
that the system encouraged,
incentivized the government to mean it.

00:52:54.040 --> 00:52:54.837
It's incredible.

00:52:54.920 --> 00:52:58.697
- Yeah, and there's a law of citizenship,
and it, basically it says something like,

00:52:58.780 --> 00:53:01.630
"Anyone born within the Roman
Empire is a Roman citizen."

00:53:02.000 --> 00:53:05.937
And the Roman jurists
and policymakers who were behind,

00:53:06.020 --> 00:53:09.597
This had some very interesting ideas
about, you know, creating this kind of

00:53:09.680 --> 00:53:13.520
community. Look, like,
imagine if, I mean, it's almost

00:53:13.660 --> 00:53:17.537
impossible to, to imagine,
but the, the British at the

00:53:17.620 --> 00:53:21.477
time of the peak of the empire
bestowed British citizenship on

00:53:21.560 --> 00:53:25.097
everyone, including in India, and, like,

00:53:25.180 --> 00:53:29.057
suddenly made positions
of power in London available to

00:53:29.140 --> 00:53:33.610
people from India, like, including
the throne. Like, it's just unthinkable.

00:53:34.140 --> 00:53:36.912
And that has to do, you know, with race
and colonialism and all kinds of things,

00:53:36.996 --> 00:53:37.829
right?

00:53:38.050 --> 00:53:41.937
But not in the Roman Empire.
So we have a situation where

00:53:42.020 --> 00:53:45.937
the emperors are all from the provinces.
The most powerful officials are

00:53:46.020 --> 00:53:49.840
all from the provinces.
And so a century later,

00:53:50.240 --> 00:53:53.870
when Constantinople is created,
this is, it's created,

00:53:54.260 --> 00:53:58.020
right, like, in, in the Bosporus,
so, like, where modern Istanbul is,

00:53:58.900 --> 00:54:02.717
in the Eastern Roman Empire.
It's created within the preexisting Roman

00:54:02.800 --> 00:54:06.880
context, right? It doesn't bring
Romanness to the East. It's already there.

00:54:07.740 --> 00:54:11.730
And so it's not such a leap
to create a center of Roman power

00:54:11.840 --> 00:54:13.500
in the East because of that.

00:54:13.860 --> 00:54:16.718
- And you've helped put together a book
on the history of intellectual thought in

00:54:16.801 --> 00:54:17.577
the East Roman Empire.

00:54:17.660 --> 00:54:21.317
But this is the interesting thing
here, and I can ask that many

00:54:21.400 --> 00:54:25.237
times, but let me ask it here
also, is the great man, the

00:54:25.320 --> 00:54:27.520
great woman view of history.

00:54:28.380 --> 00:54:33.640
Were there, like, Thomas Jefferson or
those types of characters in the meetings

00:54:34.660 --> 00:54:38.477
as they're executing
on the edict or developing

00:54:38.560 --> 00:54:42.377
the edict? Is that important, or is it
more about the system and the culture and

00:54:42.460 --> 00:54:43.940
just, uh—

00:54:44.160 --> 00:54:47.610
... is it, how important was it? 'Cause
this seems like a revolutionary idea,

00:54:47.693 --> 00:54:48.057
and when

00:54:48.140 --> 00:54:52.017
we think about the American Revolution
and the, the founding documents, it seems

00:54:52.100 --> 00:54:55.067
like a few individuals—

00:54:55.150 --> 00:54:59.140
... were really critical about the wording
of things, and then words matter

00:54:59.540 --> 00:55:03.340
because those words create the reality,
and then it propagates through time.

00:55:03.520 --> 00:55:07.317
- Yeah. For the edict, I suspect that yes,
there were a few people who were behind

00:55:07.400 --> 00:55:11.117
it, and quite possibly jurists,
that is Roman legal scholars.

00:55:11.200 --> 00:55:14.900
And, and 212 is in an
age of very important

00:55:15.600 --> 00:55:19.600
Roman legal scholars Ulpian,
for example, and others.

00:55:20.440 --> 00:55:24.367
But we just don't have those... We, we
have-... minutes of the meetings for the-

00:55:24.450 --> 00:55:27.908
... American Revolution. Not only
do we not know who was in the room,

00:55:27.992 --> 00:55:29.697
we don't actually even have the whole

00:55:29.780 --> 00:55:33.797
edict. We have a papyrus fragment,
this is a piece of ancient paper—

00:55:33.880 --> 00:55:37.437
... that's mostly torn and mutilated,
and we have, like, a bit of a

00:55:37.520 --> 00:55:43.277
paragraph from it. Um, in Greek, not even
the Latin original. And it's kind of torn,

00:55:43.360 --> 00:55:47.220
but it actually preserves
the key clause. Right? And that's,

00:55:48.450 --> 00:55:52.287
that's all we have of the original.
We have contemporary sources that

00:55:52.370 --> 00:55:55.630
mention it, we have legal
documents, but nothing like a,

00:55:56.670 --> 00:56:00.650
Like we can talk about
the people involved in it. Or even

00:56:00.750 --> 00:56:04.607
how it was immediately implemented.
Like, suddenly we know everyone in the

00:56:04.690 --> 00:56:08.227
provinces, like, there's this explosion
in the number of people called

00:56:08.310 --> 00:56:12.390
Aurelius, because that
was his Roman family name.

00:56:13.030 --> 00:56:18.170
Um, and so when you acquired citizenship
from that edict, you became an Aurelius.

00:56:18.350 --> 00:56:21.174
Right? And there are lots of Aurelii
suddenly all over the place. Like,

00:56:21.258 --> 00:56:26.377
we can see it immediately. Uh, but we
can't actually see the implementation.

00:56:26.460 --> 00:56:30.750
- But your instinct says that
individuals were very important

00:56:31.570 --> 00:56:33.707
in the development of that
idea and execution of it.

00:56:33.790 --> 00:56:37.627
- Probably, yeah. Yeah. Even though
it's part of a long-term process

00:56:37.710 --> 00:56:42.810
of expanding Roman citizenship, this was
a, an explosion, not just an expansion.

00:56:43.310 --> 00:56:46.970
- And then you said that one of the
important aspects about this edict is

00:56:47.070 --> 00:56:50.987
that giving equal rights to provincials

00:56:51.070 --> 00:56:53.420
was one of the things
that helped deal with the

00:56:53.790 --> 00:56:57.420
crisis of the third century,
and was the thing that,

00:56:57.990 --> 00:57:01.527
I think you said, quote,
"sapped discontent from the

00:57:01.610 --> 00:57:07.007
relevant populations," which then
minimized the probability of uprisings.

00:57:07.090 --> 00:57:09.567
- Well, now that's
a very long-term process.

00:57:09.650 --> 00:57:13.150
Now, the third century is chaos,
there's a crisis, it's a mess, right?

00:57:13.570 --> 00:57:19.930
So what follows the edict
is quite a few decades of unrest.

00:57:20.190 --> 00:57:21.487
- Okay, let's put it in mildly.

00:57:21.570 --> 00:57:25.490
Let's talk about the crisis
of the third century, where

00:57:25.730 --> 00:57:30.730
26 emperors were murdered
in a period of 50 years.

00:57:30.930 --> 00:57:32.910
- Yes. It's tremendous instability.

00:57:33.310 --> 00:57:37.040
- So there's civil wars
nonstop. Almost all were,

00:57:37.270 --> 00:57:41.390
of these emperors were generals,
and almost all were murdered by their men.

00:57:42.670 --> 00:57:48.730
So civil war was the norm, hyperinflation,
economic crash, plus there's a plague-

00:57:48.870 --> 00:57:55.870
... from 249 to 262 AD, which is a
pandemic, possibly smallpox or Ebola. It

00:57:56.850 --> 00:58:00.707
killed up to 5,000 people a day
in Rome alone, devastating the

00:58:00.790 --> 00:58:05.710
tax base and army recruitment pool.
And the empire

00:58:07.010 --> 00:58:10.660
fractured into three pieces,
but then Emperor,

00:58:10.910 --> 00:58:15.550
Aurelian miraculously reconquered
them in a period of five years.

00:58:16.370 --> 00:58:20.787
So just a lot of chaos. It deserves
the name, the Crisis of the Third Century.

00:58:20.870 --> 00:58:22.676
- Yeah, it's a perfect storm.
Yeah, I mean,

00:58:22.759 --> 00:58:24.547
you have a crisis of imperial legitimacy.

00:58:24.630 --> 00:58:29.390
Basically, the army's proclaiming
emperors left and right. In an odd sense,

00:58:30.220 --> 00:58:33.490
ironically, this is in part
because there are now a lot more

00:58:33.590 --> 00:58:35.379
stakeholders in the Roman
tradition, right?

00:58:35.462 --> 00:58:37.207
There's all of these provincial armies,

00:58:37.290 --> 00:58:40.630
and they're appointing
their generals as rival emperors.

00:58:41.490 --> 00:58:46.850
But you also have a serious
uptick in foreign invasions.

00:58:47.430 --> 00:58:51.107
In the north, you have the creation
of the Sasanian Persian or

00:58:51.190 --> 00:58:54.350
Iranian Empire in the east,
and this was very, very bellicose.

00:58:55.410 --> 00:58:59.390
So lots of foreign defeats.
Armies are defeated by

00:58:59.730 --> 00:59:03.307
you know, like, quote, "barbarian
enemies." You have eventually

00:59:03.390 --> 00:59:09.607
inflation, and you have plague. And so
under the pressure, right, of all of those

00:59:09.690 --> 00:59:14.747
forces, it almost fell apart.
Now, it didn't actually.

00:59:14.830 --> 00:59:18.480
Inevitably, there are also historians
who downplay the crisis. Of course,

00:59:18.610 --> 00:59:22.387
right, like, and legitimately so, right?
We must push back against every of these

00:59:22.470 --> 00:59:25.607
characterizations.
- 26 emperors died, bro. What do you-

00:59:25.690 --> 00:59:29.597
- That's just the emperors.
That's just the emperors. We should be

00:59:29.680 --> 00:59:31.867
- I'm sorry. In 50 years. - Yeah.

00:59:31.950 --> 00:59:33.600
- Every other year, emperor dead.

00:59:33.770 --> 00:59:34.907
- Yeah, that's- - Civil war

00:59:34.990 --> 00:59:39.097
-... that's political instability at the
top, right? But what- - Right, that's not-

00:59:39.180 --> 00:59:40.807
-... what are the l-
the lives of most people?

00:59:40.890 --> 00:59:40.930
- Sure.

00:59:40.910 --> 00:59:44.660
- So if you go to Egypt, for example,
which is kind of out of the... Right?

00:59:45.210 --> 00:59:47.124
What's going on there?
How are people living there?

00:59:47.208 --> 00:59:49.007
And we can see how
people are living in Egypt

00:59:49.090 --> 00:59:51.840
because we have all these
papyrus documents from Egypt.

00:59:52.650 --> 00:59:53.317
- That's true.

00:59:53.400 --> 00:59:56.187
- And for the most part, they don't
seem to be experiencing a crisis.

00:59:56.270 --> 00:59:59.687
- I mean, this is something you talk
about. Constantine, as we'll get to him,

00:59:59.770 --> 01:00:03.527
is one of the most murderous
leaders in all of human

01:00:03.610 --> 01:00:07.567
history, if you consider
his own family. But

01:00:07.650 --> 01:00:13.667
if you're living in the provinces,
you know, there's... He's not-

01:00:13.750 --> 01:00:15.207
- Oh, yeah, yeah. -...
he's not that murderous.

01:00:15.290 --> 01:00:16.647
- No, no, no,
he's perfectly fine. Yeah, yeah.

01:00:16.730 --> 01:00:20.391
- So it's very important to actually
remember about what the actual experience

01:00:20.474 --> 01:00:20.547
of

01:00:20.630 --> 01:00:27.630
the average citizen of the empire is like.
Fair. Okay, so but how... Maybe there's

01:00:27.850 --> 01:00:31.667
more we could say about the crisis.
And then of course, the, the

01:00:31.750 --> 01:00:35.687
crisis is in part
resolved by Diocletian as

01:00:35.770 --> 01:00:38.787
he does a hard reset on the
structure on the Roman system of

01:00:38.870 --> 01:00:42.527
government. So maybe you could speak
a little bit more to the crisis that's

01:00:42.610 --> 01:00:48.010
important for us to understand, and how
Diocletian solves the crisis in 284 AD.

01:00:48.710 --> 01:00:52.410
- Right. So again, these are
processes rather than specific events.

01:00:52.530 --> 01:00:53.027
- Sure.

01:00:53.110 --> 01:00:56.950
- So for example, you mentioned that
the empire kind of breaks into pieces.

01:00:57.170 --> 01:01:01.550
- Yes. - And we have what's called
sometime the Empire of the Gauls.

01:01:02.170 --> 01:01:06.030
Gaul are modern France and sort
of Britain, for a while are, for

01:01:06.290 --> 01:01:09.737
a decade and a half or so,
are kind of like this little separatist-

01:01:09.820 --> 01:01:13.707
empire. So what's interesting
about that is that this was

01:01:13.790 --> 01:01:17.727
not an attempt to break away
from the empire. In other words,

01:01:17.810 --> 01:01:21.447
it's not some discontent provincials
who are just tired of Roman

01:01:21.530 --> 01:01:25.390
rule and wanna break away
and do their own thing. No.

01:01:26.650 --> 01:01:29.990
This is actually just a,
it's an attempt by,

01:01:30.280 --> 01:01:34.187
provincial generals to take the throne,
and do so to rule the entire

01:01:34.270 --> 01:01:38.460
empire. It doesn't work. They get only
as far as the provinces that they take.

01:01:38.930 --> 01:01:42.970
And the only way that they know to set
up a state is to make it a Roman state.

01:01:43.290 --> 01:01:47.170
Right? Like, that's the total of their
political imaginary is like, "Well,

01:01:47.390 --> 01:01:49.390
we're just gonna do a Roman thing here."

01:01:50.180 --> 01:01:53.837
And maybe we'll get,
you know, we'll reunite the

01:01:53.920 --> 01:01:57.837
empire ourselves, or as happened,
Aurelian, that is someone from the other

01:01:57.920 --> 01:02:01.840
side, will reunite the empire. But it's
always a Roman model. Like, there's,

01:02:01.940 --> 01:02:06.180
it's almost like there's no alternatives
by this point. So that's interesting.

01:02:07.040 --> 01:02:09.840
What Diocletian does essentially is,

01:02:11.500 --> 01:02:15.257
The, the way I characterize
it sometimes is that he

01:02:15.340 --> 01:02:17.340
turns the problem into its own solution.

01:02:18.080 --> 01:02:21.580
In other words, the problem is too
many emperors or wanna-be emperors.

01:02:21.880 --> 01:02:25.420
Because there's just more going on. Like,
one emperor can't deal with all these

01:02:25.503 --> 01:02:28.603
problems along the frontiers,
with all the political problems.

01:02:29.500 --> 01:02:33.377
So what he does is he deputizes some
of his colleagues, people he was on

01:02:33.460 --> 01:02:36.740
very good terms with from the army.
These are all Illyrians. They're from...

01:02:36.823 --> 01:02:37.637
By the way,

01:02:37.720 --> 01:02:41.077
for a few centuries, the emperors
are all from this region of the former

01:02:41.160 --> 01:02:44.757
Yugoslavia that's the size of Scotland.
Like, that's where they all come from.

01:02:44.840 --> 01:02:46.957
- Well, what explains that?
- Uh, the army.

01:02:47.040 --> 01:02:50.960
- Ah. - These are military men.
Sometimes hard-drinking military men.

01:02:51.180 --> 01:02:54.957
Very good at their job like Aurelian, you
mentioned, right? So there's a series of

01:02:55.040 --> 01:02:58.617
Illyrian emperors who

01:02:58.700 --> 01:03:02.477
restore stability. And the reason
why there's so many Illyrian

01:03:02.560 --> 01:03:06.537
emperors is because they worked their way
up through the ranks of the army. And,

01:03:06.620 --> 01:03:10.780
you know, the regions of Yugoslavia in,
at that time are sufficiently,

01:03:11.620 --> 01:03:15.740
you know, economically underdeveloped
that there's a strong incentive for,

01:03:16.680 --> 01:03:21.250
for young men to go join the army
because, you know, it's a living.

01:03:21.460 --> 01:03:25.137
Um, and so Illyrians become,
like, kind of the backbone of the

01:03:25.220 --> 01:03:29.177
Roman army, and they're described as
these, you know, tough Roman conservative

01:03:29.260 --> 01:03:32.977
types. I mean, these are,
you know, these are, these are tough

01:03:33.060 --> 01:03:36.997
military guys. I say that to
draw a contrast between, say,

01:03:37.080 --> 01:03:39.127
Hadrian, whom I mentioned earlier-

01:03:39.210 --> 01:03:42.920
... you know, who was a much
more sophisticated, artsy, poetic,

01:03:43.040 --> 01:03:44.857
cosmopolitan emperor. - Sure.

01:03:44.940 --> 01:03:48.520
- Also a hard-ass. You did not
wanna mess with Hadrian. But,

01:03:49.040 --> 01:03:51.958
These guys from the third century
are military men through and through.

01:03:52.041 --> 01:03:57.537
Like, their whole careers are in the army.
And they have, like, the military stubble.

01:03:57.620 --> 01:03:59.577
They've got these thick necks.

01:03:59.660 --> 01:04:03.077
They look angry. They've got their hands
on their swords. Like, they're not

01:04:03.160 --> 01:04:04.667
projecting an image of sort of- - Yeah.

01:04:04.750 --> 01:04:08.220
-... calm and sophisticated,
you know, bum-bum, you know.

01:04:08.560 --> 01:04:10.347
- So, military men. - Yeah, yeah, yeah.

01:04:10.430 --> 01:04:11.057
-... military men from Aurelian.

01:04:11.140 --> 01:04:14.957
- Yep. So Diocletian gets a gang of them
together. They, eventually there are

01:04:15.040 --> 01:04:22.040
four. We call this the Tetrarchy. Um, and
he basically allocates them to various,

01:04:22.620 --> 01:04:26.170
um... This wasn't any kind
of hard division of the empire.

01:04:26.260 --> 01:04:31.520
Basically, it was a collaborative project.
They each went wherever they were needed.

01:04:31.780 --> 01:04:35.580
- Uh, was it, is it fair to say that
there was four administrative zones?

01:04:36.360 --> 01:04:38.217
He allocated each one to a zone?

01:04:38.300 --> 01:04:40.420
- Broadly. I'd say more military zones.

01:04:40.780 --> 01:04:40.957
- Okay.

01:04:41.040 --> 01:04:44.917
- Um, so the administration tends to
operate, it kind of humming along in the

01:04:45.000 --> 01:04:48.640
background wherever these emperors
happen to be, right? This is a,

01:04:49.240 --> 01:04:53.077
We're talking about a period of big
government now. So Diocletian creates a

01:04:53.160 --> 01:04:56.414
larger government, possibly a larger
army, and in order to pay for that,

01:04:56.497 --> 01:04:58.747
you need more systematic
and effective taxation- - Mm-hmm.

01:04:58.830 --> 01:05:01.383
-... which means you need more
census, you need more bureaucracy,

01:05:01.467 --> 01:05:05.697
you need more collect... You know?
So it is an era of bigger government.

01:05:05.780 --> 01:05:07.367
- So just to linger on that point- - Yeah.

01:05:07.450 --> 01:05:10.505
-... is it fair to say that Diocletian
created the deep state? Quote,

01:05:10.589 --> 01:05:14.390
"deep state." So the tax
collectors, the, the logistics,

01:05:15.200 --> 01:05:18.711
the thing that you've kinda hinted at,
which is the separation of the civil

01:05:18.795 --> 01:05:21.580
and the military layer of society.

01:05:21.960 --> 01:05:25.940
- So the concept of a deep state,
I've had discussions about that

01:05:26.080 --> 01:05:29.817
with experts who work on the idea
of the deep state, and I'm

01:05:29.900 --> 01:05:33.697
not sure that I would
characterize the Roman Empire that

01:05:33.780 --> 01:05:37.637
way, in part because while you do have big
government, you do have bureaucracy, you

01:05:37.720 --> 01:05:41.577
have, you have bureaucrats who are
buried in various echelons, and you

01:05:41.660 --> 01:05:44.837
know, nobody knows exactly what
they're doing and things like that,

01:05:44.920 --> 01:05:48.730
you know, I have not come
across the idea of some sort of

01:05:48.820 --> 01:05:53.859
sinister elements, you know,
who are working within the administrative

01:05:53.942 --> 01:05:57.620
apparatus to undermine the emperor.

01:05:58.080 --> 01:06:02.307
Like, from a distance occasionally, you
might get glimpses of this kind of thing.

01:06:02.390 --> 01:06:05.348
Diocletian, for example, once complained
that, "Nobody ever tells me anything."

01:06:05.431 --> 01:06:07.332
In other words, like, he's so removed-

01:06:07.480 --> 01:06:11.360
... in part from the realities
of what's going on on the ground that he,

01:06:11.480 --> 01:06:17.737
felt sometimes he'd lost touch.
But I don't find this kind of idea of of

01:06:17.820 --> 01:06:21.080
undermining imperial power
from within the bureaucracy.

01:06:21.240 --> 01:06:25.157
- Yeah, I think the, one of the ways
to explain that is because, so, you

01:06:25.240 --> 01:06:26.440
know, in the modern day,

01:06:27.280 --> 01:06:32.407
democracy in quotes, there's a kind of
temporary nature to the leader at the top.

01:06:32.490 --> 01:06:34.997
So it's incentivized
the deep state to form.

01:06:35.080 --> 01:06:38.037
That, so the deep state thinks
of themselves as a thing that

01:06:38.120 --> 01:06:41.837
propagates long-term
periods of time, and then the

01:06:41.920 --> 01:06:44.470
leader is a very ephemeral
short, short-term thing.

01:06:45.180 --> 01:06:46.987
- Yeah. - With a,
with an emperor, technically-

01:06:47.070 --> 01:06:50.980
... you can go for a long time,
so it's best to be integrated deeply.

01:06:51.500 --> 01:06:55.400
With, the bureaucracy should be integrated
with the leader. It makes sense.

01:06:55.700 --> 01:06:56.967
- Yeah. But also, - Fair enough

01:06:57.050 --> 01:07:03.277
-... also in, in, in modern social thought
or, or fear is that the deep state might

01:07:03.360 --> 01:07:05.480
be undermining, say... - Undermining, yeah

01:07:05.580 --> 01:07:08.408
-... the democracy itself rather
than, right, rather than...

01:07:08.491 --> 01:07:13.460
It can cut both ways. - But there is a
bureaucracy. There is a big government.

01:07:13.580 --> 01:07:15.537
- Absolutely. Yeah.
- There's a big machinery.

01:07:15.620 --> 01:07:17.767
- Yeah, compared to before. - Before.

01:07:17.850 --> 01:07:18.683
- Yes.

01:07:18.920 --> 01:07:21.349
So Diocletian creates these
larger bureaucratic structures,

01:07:21.432 --> 01:07:22.817
and these are the ones that define

01:07:22.900 --> 01:07:26.817
the society that I study.
So as a specialist, I focus on

01:07:26.900 --> 01:07:29.050
the period after him mostly.

01:07:29.200 --> 01:07:33.080
But he implemented those
to solve a lot of these problems.

01:07:33.520 --> 01:07:37.397
He was mostly successful.
So in terms of generating revenue from

01:07:37.480 --> 01:07:43.477
a much more troubled and kind of
precarious situation in sustaining large

01:07:43.560 --> 01:07:50.560
armies and putting down these
rebellions and usurpations. And he was

01:07:50.820 --> 01:07:52.570
generally successful at doing that.

01:07:53.220 --> 01:07:59.140
So he created the model that they kept for
the next, Well, three centuries or more.

01:08:00.330 --> 01:08:04.670
- But a lot of the elements of that
model lasted even beyond that, right?

01:08:04.830 --> 01:08:08.590
- Yeah, like universal taxation.
I'll give you an example. Up until then,

01:08:09.590 --> 01:08:12.367
Italy was exempt from taxes.
Italy was the land of the conquerors.

01:08:12.450 --> 01:08:13.447
The conquerors don't pay

01:08:13.530 --> 01:08:17.080
taxes to themselves. The conquerors
live off the taxes that others pay,

01:08:17.490 --> 01:08:21.330
right? So Italy was this
big tax haven, right?

01:08:22.150 --> 01:08:25.610
Diocletian, Galerius, you know,
his guys, these guys are from

01:08:25.850 --> 01:08:27.547
Illyria. They're from the Balkans.

01:08:27.630 --> 01:08:31.680
Like why is Italy tax-free exactly, you
know? That doesn't make any sense. It's a

01:08:31.790 --> 01:08:35.567
very, very wealthy, prosperous
part of the world, and so, no, they

01:08:35.650 --> 01:08:39.537
tax Italy. So now, like, not only do
all Romans have the same citizenship and

01:08:39.620 --> 01:08:42.910
the same law, they all
have the same tax system,

01:08:43.530 --> 01:08:47.487
and the Diocletianic tax code, as it
were, it's not a code, it sounds like

01:08:47.570 --> 01:08:50.650
a flat tax, which
for us sounds regressive.

01:08:51.410 --> 01:08:54.987
But by those stand- by the standards
of that time, it's actually kind of

01:08:55.070 --> 01:08:57.047
progressive in a way. - Right.

01:08:57.130 --> 01:08:58.197
- It means that, like, even- - Right.

01:08:58.280 --> 01:09:00.950
-... elites paid, like,
the same, right? Yeah.

01:09:01.990 --> 01:09:05.927
- So how much of all of this,
everything we'll talk about in the, in

01:09:06.010 --> 01:09:08.210
the coming centuries
is all about taxation?

01:09:08.650 --> 01:09:11.100
- I think it's huge.
Taxation is the heart of it.

01:09:12.390 --> 01:09:16.660
- So I mean, the functioning,
the success, the flourishing of a society,

01:09:17.530 --> 01:09:20.475
the way the government works,
the way the people are represented,

01:09:20.558 --> 01:09:21.437
all of it has to do,

01:09:21.520 --> 01:09:25.170
all the civil wars and everything,
it feels like taxation is at the core.

01:09:25.290 --> 01:09:30.050
- Yes. Yeah. If you asked me to put
my finger on one factor, it would be that.

01:09:30.590 --> 01:09:34.507
- So the taxation system,
that feels like the early

01:09:34.590 --> 01:09:36.927
framework for the East Roman Empire.

01:09:37.010 --> 01:09:40.890
- It did create a more sort
of homogeneous framework, for sure.

01:09:40.990 --> 01:09:44.367
By the end of the third century,
it's pretty much in place. What

01:09:44.450 --> 01:09:47.790
Diocletian does is a universal census,

01:09:48.490 --> 01:09:51.680
and this is continued
by his successors. So every

01:09:52.390 --> 01:09:58.550
taxable asset in the empire is censused.
And so you can now start to have a budget.

01:09:59.390 --> 01:10:02.690
- Now, there is some element,
and then you push back against that,

01:10:03.310 --> 01:10:09.894
some element of Diocletian where he
legally limited social and class mobility

01:10:09.977 --> 01:10:14.047
in part for the taxation
system, and made it, in many

01:10:14.130 --> 01:10:17.827
cases, illegal to move
and illegal to quit your job. For

01:10:17.910 --> 01:10:21.707
example, as I read to guarantee the food

01:10:21.790 --> 01:10:25.567
supply and land tax, farmers
were legally forbidden from

01:10:25.650 --> 01:10:29.387
moving away from the land they worked,
so the state always knew who to

01:10:29.470 --> 01:10:32.827
tax. And then for soldiers,
sons of veterans were

01:10:32.910 --> 01:10:37.630
legally obligated to serve
in the army to maintain troop numbers.

01:10:38.570 --> 01:10:42.050
You argue that these were tax enforcement

01:10:42.170 --> 01:10:46.027
mechanisms, not a rigid caste
system, and so in practice, the

01:10:46.110 --> 01:10:49.230
empire remained a society
of high mobility.

01:10:50.030 --> 01:10:51.747
- This is a complicated matter.

01:10:51.830 --> 01:10:55.787
So let's talk, for example,
about soldiers. It's probably

01:10:55.870 --> 01:11:02.787
the case that most soldiers' sons were
expected to succeed them. Like most

01:11:02.870 --> 01:11:06.447
professions where you have
an apprenticeship, the son will usually

01:11:06.530 --> 01:11:09.910
succeed, right?
There are a number of other

01:11:10.070 --> 01:11:15.130
professions that were kind of guild-like
in nature like for example, shipping.

01:11:15.470 --> 01:11:21.027
Uh, where there were considerable
assets involved in order to

01:11:21.110 --> 01:11:25.030
secure contracts for insurance
purposes for the ships and so forth,

01:11:25.230 --> 01:11:28.684
and it made sense for those assets to be,
you know, passed from father to son.

01:11:28.767 --> 01:11:32.847
In other words, and with them
comes the obligation to

01:11:32.930 --> 01:11:39.930
continue in that line of work. Some
of these things are inherently, sort of

01:11:40.100 --> 01:11:43.930
hereditary, and I don't think most
people would have objected to it.

01:11:44.690 --> 01:11:48.030
The farmers is probably the only case

01:11:48.270 --> 01:11:52.207
where it might have actually
involved some coercion. There was

01:11:52.290 --> 01:11:55.930
a category of farmers, and we don't
know how many of them, who were,

01:11:56.850 --> 01:11:59.190
for fiscal purposes, bound to the land.

01:12:00.090 --> 01:12:02.203
This doesn't mean they couldn't
leave the land, like physically.

01:12:02.286 --> 01:12:03.567
No one's preventing them from leaving.

01:12:03.650 --> 01:12:07.347
But they were fiscally responsible
for providing the taxes or rents or

01:12:07.430 --> 01:12:11.147
whatever because the state
wanted to have a secure

01:12:11.230 --> 01:12:15.127
revenue stream from, say, those lands.
And if... Anyway, it's, it's one of these

01:12:15.210 --> 01:12:19.087
complicated situations.
This did create some limitations on,

01:12:19.170 --> 01:12:22.890
on those people. And it's
a topic of current research,

01:12:23.490 --> 01:12:25.190
these bound farmers, as it were,

01:12:25.990 --> 01:12:29.267
who are tied to the land. It's more
of a... You know, someone put it that,

01:12:29.350 --> 01:12:33.167
you know, most of the time it's
people who own the land, and in

01:12:33.250 --> 01:12:35.900
this arrangement,
it's the land that owns the people.

01:12:36.400 --> 01:12:39.667
- But you're saying the bigger picture
thing is that there was mobility.

01:12:39.750 --> 01:12:40.277
- Oh, there's considerable mobility.

01:12:40.360 --> 01:12:42.337
- So, so class mobility-...
and physical mobility-

01:12:42.420 --> 01:12:46.120
... meaning people moved a... And we'll
see this as from the West into the

01:12:46.210 --> 01:12:48.157
East and Constantinople
and all this kind of stuff.

01:12:48.240 --> 01:12:50.410
- Oh, yeah. There's tons of mobility.

01:12:50.630 --> 01:12:53.630
No, no, this is not a society
where people are bound really,

01:12:54.390 --> 01:12:58.190
to... We, like, we don't find
anybody who's, who's like, "Ah, I

01:12:59.370 --> 01:13:02.153
I really don't want to be a soldier.
But my father was a soldier,

01:13:02.236 --> 01:13:03.207
and I'm obligated to be

01:13:03.290 --> 01:13:06.367
one." Like-... like, we just don't
hear those kinds of complaints-

01:13:06.450 --> 01:13:09.217
of people who don't want to be a so-
Why wouldn't you want to be a soldier in

01:13:09.301 --> 01:13:11.307
the Roman Empire? I mean,
it's got tremendous perks.

01:13:11.390 --> 01:13:16.330
- Right. Right. So can we just linger
on the why is it that Diocletian

01:13:17.150 --> 01:13:20.987
was able to stabilize
the empire? It's like, you

01:13:21.070 --> 01:13:24.109
know, the crisis of the third century
really threatened to tear apart

01:13:24.192 --> 01:13:25.026
everything.

01:13:25.510 --> 01:13:29.950
So why did some of these things
that we talked about stabilize?

01:13:30.270 --> 01:13:33.320
- Well, Aurelian had already
united the empire territorially.

01:13:33.490 --> 01:13:35.240
So this is right before Diocletian.

01:13:36.110 --> 01:13:39.587
And what Diocletian did
was put in place a system that

01:13:39.670 --> 01:13:43.527
reduced the number of rebellions.
Simply by having four big guys with

01:13:43.610 --> 01:13:47.800
four armies, they managed to put out
all of those fires, or most of them.

01:13:48.690 --> 01:13:52.527
And once you have stability,
and he also beat the Persians, I

01:13:52.610 --> 01:13:56.007
mean, Galerius did so
starting to beat back foreign

01:13:56.090 --> 01:14:01.690
invasions, that creates a framework
for economic stability. People need

01:14:02.540 --> 01:14:06.300
To, you know, if they're going
to invest in, like, land reclamation

01:14:06.400 --> 01:14:10.217
or expand production,
they need to know that, you know,

01:14:10.300 --> 01:14:13.054
foreigners aren't gonna come rampaging
through, marauding through the,

01:14:13.137 --> 01:14:14.077
you know, stealing their

01:14:14.160 --> 01:14:17.717
cattle and, you know, enslaving
them and taking them off to work on

01:14:17.800 --> 01:14:20.887
agricultural farms in Mesopotamia.
Like, they need to know this.

01:14:20.970 --> 01:14:24.377
And if you provide that context
of stability, the economic growth, the

01:14:24.460 --> 01:14:29.061
demographic growth will return.
And Diocletian created that kind of,

01:14:29.144 --> 01:14:30.040
that context.

01:14:30.600 --> 01:14:35.237
- So that takes us to Constantine but
first a quick bathroom break, if I can.

01:14:35.320 --> 01:14:36.153
- Sure.

01:14:36.360 --> 01:14:38.269
- Quick ten-second thank
you to our sponsors.

01:14:38.352 --> 01:14:40.317
Check them out in the
description. It really

01:14:40.400 --> 01:14:42.767
is the best way to support
this podcast. Go to

01:14:42.850 --> 01:14:46.560
lexfridman.com/sponsors.
And now, dear friends,

01:14:47.100 --> 01:14:51.020
back to our conversation
about the Eastern Roman Empire.

01:14:52.220 --> 01:14:55.860
All right, we're back,
and let's talk about Constantine

01:14:56.280 --> 01:15:00.057
and Constantinople. Let's go
to the rise of the East Roman

01:15:00.140 --> 01:15:03.957
Empire. Who was Constantine?
Tell me about his rise

01:15:04.040 --> 01:15:08.400
to power and the founding
of Constantinople in 330 AD.

01:15:08.700 --> 01:15:12.540
- Sure. So Constantine was the son
of one of Diocletian's colleagues,

01:15:12.960 --> 01:15:14.710
so he comes from within the system.

01:15:15.700 --> 01:15:19.540
And the system was actually designed
to be non-hereditary. In other words,

01:15:20.420 --> 01:15:24.197
the senior emperors would retire, the
junior ones would move up to the senior

01:15:24.280 --> 01:15:27.160
position, and then they
would recruit two new ones.

01:15:27.680 --> 01:15:31.400
And they tried to skip
the dynastic element. So,

01:15:31.660 --> 01:15:35.360
so it would be kind of, let's
just say, kinda meritocratic, not

01:15:35.720 --> 01:15:39.370
whose son, you know, you were.
Constantine was a son. He was passed over,

01:15:39.880 --> 01:15:42.970
but the armies liked him.
He was actually quite competent.

01:15:43.180 --> 01:15:47.037
And so there's a series
of civil wars among all of these

01:15:47.120 --> 01:15:50.670
successors of Diocletian,
and Constantine emerges as the winner.

01:15:51.360 --> 01:15:53.891
There are periods when there are
quite a few of them. There are, like,

01:15:53.974 --> 01:15:59.200
six at a time, but they gra- they
gradually dwindle down to one. So

01:15:59.540 --> 01:16:02.391
yeah, it's as long as you have
the quarterfinals, semifinals,

01:16:02.474 --> 01:16:06.740
and then the final war,
and Constantine emerges in 324 as the sole

01:16:07.120 --> 01:16:11.090
ruler of the entire Roman Empire.
So that's who he is. He's

01:16:11.360 --> 01:16:14.700
definitely an insider,
very, very competent

01:16:14.920 --> 01:16:19.300
general at civil war.
And he gradually moves eastward.

01:16:20.120 --> 01:16:23.737
So as he's conquering
his rivals, who are often

01:16:23.820 --> 01:16:27.157
his father-in-laws or his brother-in-laws,
because these people are all

01:16:27.240 --> 01:16:30.277
intermarried, and they have alliances, and
they fall out. It's one of those kinds of

01:16:30.360 --> 01:16:34.297
situations. He moves eastward,
and by the time he defeats his

01:16:34.380 --> 01:16:41.380
last rival, this uh, an emperor called
Licinius, in 324 he's in the East. And

01:16:42.180 --> 01:16:45.680
Licinius had his headquarters
or one of his headquarters at

01:16:45.980 --> 01:16:49.280
this town called Byzantium. Byzantium is a

01:16:49.820 --> 01:16:53.060
city right where
Constantinople was founded.

01:16:53.520 --> 01:16:58.280
And it is at exactly the point where
Europe meets Asia, so on the Bosporus.

01:16:59.120 --> 01:17:01.614
And it's a very strategic location.
It always had been, right?

01:17:01.697 --> 01:17:03.057
So whoever controls the straits of

01:17:03.140 --> 01:17:06.490
the Bosporus, yeah, we don't need
to explain how important that is.

01:17:07.180 --> 01:17:10.880
And Constantine decides to create
a city named after himself,

01:17:11.020 --> 01:17:14.857
Constantinople, on that spot,
Byzantium. So Byzantium

01:17:14.940 --> 01:17:19.700
essentially ceases to exist as a city
and is replaced by Constantinople,

01:17:20.720 --> 01:17:24.120
AKA New Rome. So it's pretty clear
that right from the beginning,

01:17:24.240 --> 01:17:28.077
Constantine intended
this to be a kind of branch

01:17:28.160 --> 01:17:32.200
office of Rome in the East,
a kind of copy and paste of Rome

01:17:33.260 --> 01:17:37.960
in the East, and it's a plan that his
successors continued, right? Now,

01:17:39.860 --> 01:17:43.720
there are a number
of other cities in this,

01:17:43.840 --> 01:17:46.400
Let's say in the generation
or two before this,

01:17:47.400 --> 01:17:51.180
that were also treated as sort
of quasi-Romes. Basically,

01:17:51.540 --> 01:17:53.740
there was this historian in the
third century who said, "Well,

01:17:53.823 --> 01:17:58.627
wherever the emperor is, that's Rome,"
right? 'Cause emperors are now itinerant.

01:17:58.710 --> 01:18:02.317
They're no longer staying at Rome.
They're mostly on the frontier, and

01:18:02.400 --> 01:18:04.197
Constantine is one
of these frontier emperors.

01:18:04.280 --> 01:18:06.077
They will sometimes
visit Rome, maybe once or

01:18:06.160 --> 01:18:09.260
twice, maybe once a decade,
you know, something like this.

01:18:10.120 --> 01:18:13.997
So Rome becomes something
that can be sort of copied

01:18:14.080 --> 01:18:17.617
and pasted in other parts of the empire,
and a bunch of other cities get

01:18:17.700 --> 01:18:21.237
called, you know, a New
Rome, an Other Rome, an

01:18:21.320 --> 01:18:25.217
Alternative Rome, My Rome.
And Constantinople

01:18:25.300 --> 01:18:28.020
is the last and most successful of those.

01:18:28.740 --> 01:18:31.735
- So maybe can you speak geographically
the importance of Constantinople?

01:18:31.819 --> 01:18:34.200
It's an interesting place 'cause it-

01:18:35.580 --> 01:18:39.497
... when you're talking about a land
so large as the West and the East, with

01:18:39.580 --> 01:18:43.400
enemies, with threats from all
kinds of different directions, the

01:18:43.520 --> 01:18:46.740
location where the emperor
sits is important.

01:18:46.960 --> 01:18:48.380
- Very. So look at Rome,

01:18:49.580 --> 01:18:51.019
right? So it's right
in the middle of Italy,

01:18:51.102 --> 01:18:53.117
right in the middle of the Mediterranean.

01:18:53.200 --> 01:18:56.640
Very safe location in a way,
but it's very far from the frontiers.

01:18:57.280 --> 01:19:01.357
And this is a period when emperors
need to be with the armies, right?

01:19:01.440 --> 01:19:05.077
They're not senatorial emperors who
are sitting in Rome having meetings with

01:19:05.160 --> 01:19:10.420
senators. They are military emperors
who are marching along the frontiers,

01:19:11.260 --> 01:19:14.820
mostly with generals rather
than civilian administration.

01:19:15.500 --> 01:19:19.080
So they're doing their job.
Like, this is the hard

01:19:19.220 --> 01:19:24.667
work. They're slogging through
the mud of winter campaigns, right?

01:19:24.750 --> 01:19:28.600
Uh, they're not just sitting in a palace
enjoying themselves when they could.

01:19:28.940 --> 01:19:32.837
But Rome just becomes inconvenient
because of that. And if you

01:19:32.920 --> 01:19:35.680
look at Constantinople, it is

01:19:36.660 --> 01:19:41.980
kind of halfway between the Danube
frontier and the Euphrates frontier.

01:19:42.820 --> 01:19:46.697
So if you want to prioritize the East
or treat it as an equal part of

01:19:46.780 --> 01:19:49.490
the Roman Empire, as these
emperors all did. In fact,

01:19:50.440 --> 01:19:54.237
almost all emperors who had a choice
about whether they would stay in the East

01:19:54.320 --> 01:19:58.117
or stay in the West chose the East.
There's only one who

01:19:58.200 --> 01:20:01.267
chooses the West, and that's
Valentinian later in the fourth century.

01:20:01.351 --> 01:20:04.201
All the others understand
that the East is where it's at.

01:20:04.990 --> 01:20:07.486
And Constantinople is right between
the Danube and the Euphrates.

01:20:07.569 --> 01:20:09.069
These are two major frontiers.

01:20:09.370 --> 01:20:12.130
And so it allows emperors
to move between the two.

01:20:13.090 --> 01:20:16.827
And also look at its location north,
south, east, west, right? So

01:20:16.910 --> 01:20:21.490
north, south, it is the node between
the Black Sea and the Mediterranean,

01:20:22.310 --> 01:20:26.210
right? And east, west,
it's precisely where Europe meets Asia,

01:20:26.870 --> 01:20:30.807
right? And because there's a break
there, so there's a Bosporus, the

01:20:30.890 --> 01:20:34.470
Sea of Marmara, the Hellespont,
the Roman Empire during the civil

01:20:34.570 --> 01:20:37.700
wars, it would tend to break there.

01:20:38.010 --> 01:20:39.930
And you would have one
emperor on one side in Asia,

01:20:40.014 --> 01:20:41.807
and you would have another
emperor on the other

01:20:41.890 --> 01:20:45.527
side. And this just kept happening. And

01:20:45.610 --> 01:20:52.124
Constantinople ultimately functions
as a kind of clamp that unifies this whole

01:20:52.207 --> 01:20:53.040
area,

01:20:53.170 --> 01:21:00.170
so basically the Balkans and Asia
Minor and Syria as a kind of unit,

01:21:00.970 --> 01:21:04.827
right? And, you know,
what is a new Rome? A new

01:21:04.910 --> 01:21:11.727
Rome is, among other things, a new senate,
right? And Constantine and his successors

01:21:11.810 --> 01:21:14.967
recruit this new senate for the new

01:21:15.050 --> 01:21:18.890
Rome. So we're talking about maybe
two and a half thousand, 3,000

01:21:19.110 --> 01:21:22.647
men, you know, at, at,
at its peak, and these are all

01:21:22.730 --> 01:21:25.980
recruited from all of these areas.
You know, some come from Rome,

01:21:26.370 --> 01:21:29.970
but others come from the Aegean
region, from Asia Minor,

01:21:30.690 --> 01:21:33.790
Eastern Mediterranean.
So these are the wealthiest people,

01:21:34.210 --> 01:21:37.810
usually most well-connected elites
from the whole Eastern Mediterranean,

01:21:38.270 --> 01:21:42.710
and they come together and form a new
purpose, common purpose in Constantinople.

01:21:43.510 --> 01:21:45.510
And the empire never breaks there again.

01:21:46.110 --> 01:21:49.767
Right? So it, it holds together
this part of the world. The

01:21:49.850 --> 01:21:52.700
breaking point now, interestingly,
moves to the Adriatic,

01:21:53.570 --> 01:21:57.667
right? So when, in 395, we talked
about East and West kind of splitting.

01:21:57.750 --> 01:22:01.387
It breaks at the Adriatic 'cause
Constantinople is now holding that whole

01:22:01.470 --> 01:22:05.187
Eastern world together. 'Cause all
of these elites, they now, they're

01:22:05.270 --> 01:22:07.353
invested in it.
They're literally investing in it.

01:22:07.437 --> 01:22:10.837
They have to invest in it in order
to be senators in Constantinople.

01:22:11.310 --> 01:22:13.653
So that's kind of one of the functions
that it, that it performs,

01:22:13.736 --> 01:22:14.786
a strategic function.

01:22:15.430 --> 01:22:19.347
There's a political function. There's also
a cultural one, but you know, we can talk

01:22:19.430 --> 01:22:23.227
about that, too. But that's what you see
there on that map, the northwest, east,

01:22:23.310 --> 01:22:24.143
south.

01:22:24.410 --> 01:22:28.287
- So just to linger on it,
so you do a podcast,

01:22:28.370 --> 01:22:33.550
Byzantium and Friends, but you're also
a guest on podcasts, and I should mention

01:22:34.670 --> 01:22:38.247
you being a guest multiple
times on the excellent The

01:22:38.330 --> 01:22:42.247
History of Byzantium podcast
hosted by Robin Pierson. I

01:22:42.330 --> 01:22:44.817
highly recommend people listen to it,
to all of your appearances.

01:22:44.901 --> 01:22:45.847
You have a lot of really

01:22:45.930 --> 01:22:49.730
fascinating ones. But the reason I
bring all that up is one of the episodes,

01:22:50.270 --> 01:22:57.270
you do the fun thing of selecting
the top 10 emperors of Byzantium, and

01:22:58.110 --> 01:23:01.967
spoiler alert, everybody should go
listen to the full list 'cause you

01:23:02.050 --> 01:23:08.722
justify all the different options.
But Constantine ends up in the number one

01:23:08.806 --> 01:23:13.167
spot. And so can you just add
a little bit more depth why he

01:23:13.250 --> 01:23:17.150
would be in your number one spot- - Yes
-... now that we're talking about him?

01:23:17.410 --> 01:23:21.170
- Yes. It's not because I sort
of like him as a person, right? I mean-

01:23:21.720 --> 01:23:23.770
... as you said, he was pretty murderous.

01:23:23.890 --> 01:23:30.030
Right? All those wars, so clearly
ambitious, murderous, ruthless, basically.

01:23:30.270 --> 01:23:34.227
- Can you actually speak to the murderous
aspect? He seemed to have murdered a

01:23:34.310 --> 01:23:40.110
lot of people in his family. - Yes, that's
because what we call his family were also

01:23:40.230 --> 01:23:43.770
alliances of convenience that he
made on the way to the top.

01:23:44.570 --> 01:23:48.467
And when those alliances
or, you know, those, you

01:23:48.550 --> 01:23:52.170
know, those wives or those fathers-in-law
were no longer convenient or,

01:23:52.790 --> 01:23:56.727
or turned against him,
he had no hesitation in

01:23:56.810 --> 01:24:00.667
removing them. But he's also, you know, he

01:24:00.750 --> 01:24:05.287
gets a little extra bonus because he also
murdered his own son, Crispus, who was-

01:24:05.370 --> 01:24:09.165
... apparently a very competent
and popular kind of general,

01:24:09.248 --> 01:24:14.930
and we don't know why. He executes
Crispus soon after defeating Licinius,

01:24:15.830 --> 01:24:18.607
and then follows it up
with the murder of his wife-

01:24:18.690 --> 01:24:22.607
... not Crispus' mother, and we don't
know why. The funny thing is that when

01:24:22.690 --> 01:24:26.467
emperors do this sort of thing,
if there's any kind of remotely, like, a

01:24:26.550 --> 01:24:30.447
good reason, they'll blast it through
all of the media, right? Like, "Crispus

01:24:30.530 --> 01:24:34.547
was rebelling against me,"
or whatever. There's nothing.

01:24:34.630 --> 01:24:38.330
He doesn't even try to justify it,
which means it must have been something

01:24:38.710 --> 01:24:41.410
unjustifiable- Like, I don't know.
I can't process it.

01:24:41.630 --> 01:24:45.467
- And also, I read that the
historians of the time would

01:24:45.550 --> 01:24:47.100
just ignore that that happened.

01:24:47.710 --> 01:24:50.570
- Yes. Well, sort of. So

01:24:51.510 --> 01:24:54.950
when Crispus is alive, it's all,
like, praising Crispus as, "Oh,

01:24:55.310 --> 01:24:58.467
Constantine, you great emperor, and
your wonderful son who will..." whatever.

01:24:58.550 --> 01:25:01.397
And then Crispus is executed,
and he just disappears from the, like-

01:25:01.480 --> 01:25:02.307
... they never talk about him.

01:25:02.390 --> 01:25:08.170
- Yeah. Actually, as another side
to a side, I think you mentioned,

01:25:09.290 --> 01:25:13.247
Whether it's on your podcast
or elsewhere, that if, if you had

01:25:13.330 --> 01:25:16.730
to have a beer with any of the emperors,
that you probably wouldn't.

01:25:17.490 --> 01:25:21.187
So it's not like some of the
most impactful, some of the

01:25:21.270 --> 01:25:24.780
most influential and great
emperors that we talk about,

01:25:25.510 --> 01:25:27.810
they might not be very pleasant people.

01:25:28.680 --> 01:25:31.804
- So let's set aside whether you'd
like to have a beer with these people.

01:25:31.887 --> 01:25:32.547
The reason I put

01:25:32.630 --> 01:25:36.087
Constantine at the top of the list is
because the decisions that he made were so

01:25:36.170 --> 01:25:39.420
consequential, just important, and

01:25:40.650 --> 01:25:47.650
for the most part, not bad decisions.
So I couldn't not put him at the

01:25:49.390 --> 01:25:52.407
top of the list. The,
you know, the creating

01:25:52.490 --> 01:25:56.021
Constantinople and converting
to Christianity and setting the empire on

01:25:56.105 --> 01:26:01.360
a path to conversion, these are major,
like, world history level decisions.

01:26:02.070 --> 01:26:05.847
Right? Now, not many emperors do that.
In fact, Constantine is in,

01:26:05.930 --> 01:26:09.080
like, his own league when it
comes to those kinds of decisions.

01:26:09.880 --> 01:26:15.060
My other criteria for top emperors were
basically those who did the job well,

01:26:16.280 --> 01:26:19.947
right? Not making, you know, these
kinds of earth, you know, shattering

01:26:20.030 --> 01:26:23.640
decisions or, you know, world
history changing decisions, but just

01:26:24.140 --> 01:26:27.997
who performed the role competently with

01:26:28.080 --> 01:26:33.180
results that impacted the lives
of their subjects for the better.

01:26:33.420 --> 01:26:35.620
So those are the other
criteria that I used.

01:26:35.920 --> 01:26:39.377
It's difficult to juggle these different
criteria, right, in order to create a

01:26:39.460 --> 01:26:42.506
systematic list. And by the way, we,
historians generally don't do these kinds

01:26:42.589 --> 01:26:45.077
of things. But you said
it's fun. It is fun.

01:26:45.160 --> 01:26:45.637
- It was fun. It was fun.

01:26:45.720 --> 01:26:50.300
- And it allows you to talk about certain
things that you might not otherwise do.

01:26:50.820 --> 01:26:53.170
So yeah, that's why
Constantine was at the top.

01:26:53.520 --> 01:26:57.417
- So you mentioned Christianity.
That was one other big component of his

01:26:57.500 --> 01:27:01.300
rule. What was the role of Christianity
in, in Constantine's life,

01:27:02.020 --> 01:27:07.460
in the lives of the citizens
of the new Roman Empire?

01:27:08.180 --> 01:27:12.680
- At this stage, Christianity doesn't have
a role. It actually took the emperors...

01:27:13.520 --> 01:27:17.357
When the emperors took it on board,
that is, they made it a part

01:27:17.440 --> 01:27:21.257
of the imperial system,
then it began to acquire a role

01:27:21.340 --> 01:27:25.157
within the system. Previously,
it had imagined itself as having its

01:27:25.240 --> 01:27:28.577
own history, like not
necessarily part of the

01:27:28.660 --> 01:27:32.497
empire or affiliated
with imperial power. But

01:27:32.580 --> 01:27:34.680
after Constantine, it does acquire a role.

01:27:34.880 --> 01:27:37.525
- And so actually, one way to ask
that question, which is fascinating,

01:27:37.609 --> 01:27:42.780
'cause you said that there's like, there's
Rome, and then there's like cultures like,

01:27:43.800 --> 01:27:50.380
or traditions like Christianity,
or being Greek, that kind of thing.

01:27:51.360 --> 01:27:55.020
So, one of the ways to ask
this question is does Christianity

01:27:55.140 --> 01:27:58.710
triumph over Rome, or did
Rome capture Christianity?

01:27:58.800 --> 01:28:03.060
- Right. Yes. That's a—
- Which is the mechanism?

01:28:04.080 --> 01:28:07.457
- I would lean more toward the second.
In other words, that the religion was

01:28:07.540 --> 01:28:11.440
co-opted by the imperial system.
Now, there are many areas in which

01:28:11.800 --> 01:28:13.590
that's not the case and where
the opposite happens,

01:28:13.674 --> 01:28:15.717
so I'm not going to be absolute about it,

01:28:15.800 --> 01:28:18.650
but I think it's very important
to recognize that because

01:28:19.080 --> 01:28:22.680
Christianity generates
this narrative of triumph-

01:28:22.780 --> 01:28:25.480
...right, which modern
historians perpetuate,

01:28:26.340 --> 01:28:28.644
and it's framed in very
particular ways. In other words,

01:28:28.728 --> 01:28:30.177
that Christianity triumphs over the

01:28:30.260 --> 01:28:35.320
ancient religions. Right?
So displacing Zeus and Apollo and all of

01:28:35.440 --> 01:28:39.357
that, and animal sacrifice is gone,
and like, that's because Christianity

01:28:39.440 --> 01:28:42.525
triumphs, and that's a very narrow
way of looking at it. In other words,

01:28:42.608 --> 01:28:45.758
you pick your enemy, and then
you can defeat that enemy, right?

01:28:46.140 --> 01:28:48.465
But if you look in the other
direction, there's, like,

01:28:48.548 --> 01:28:49.977
the Roman imperial state, and you

01:28:50.060 --> 01:28:53.680
cannot say that Christianity
either triumphed over it or

01:28:53.840 --> 01:28:56.690
even tamed it or anything.
It actually became part of it.

01:28:56.980 --> 01:29:00.577
in many ways that, you know,
determined its history for

01:29:00.660 --> 01:29:02.560
centuries and, in fact, down to today.

01:29:03.240 --> 01:29:06.540
So this is very different,
for example, from the history of Islam.

01:29:07.320 --> 01:29:11.310
So Islam comes into existence without a

01:29:11.480 --> 01:29:15.417
preexisting state to receive
it and take it on board. It

01:29:15.500 --> 01:29:19.210
creates its own state, right?
So the Muslim armies,

01:29:19.610 --> 01:29:23.580
they conquer this empire,
and then they have to sort of govern it.

01:29:23.680 --> 01:29:25.848
They think according
to whatever Islamic principles.

01:29:25.931 --> 01:29:28.760
The Quran doesn't say anything
about running an empire.

01:29:29.000 --> 01:29:32.557
So that creates a completely
different society, right, where, like,

01:29:32.640 --> 01:29:36.150
Islam is a, is really
a primary kind of identity and,

01:29:36.640 --> 01:29:40.237
like, drives a lot of developments.
But Christianity comes into

01:29:40.320 --> 01:29:43.980
existence within a very
well-developed society and, and

01:29:44.080 --> 01:29:46.080
political system. Now, here's the thing.

01:29:46.440 --> 01:29:50.117
We don't know exactly how many Christians
existed in the time of Constantine.

01:29:50.200 --> 01:29:54.057
Well, we speculate maybe 10%
of the empire. That might be very

01:29:54.140 --> 01:29:57.677
high, right? But even if it's 10%, it's

01:29:57.760 --> 01:30:01.580
not a lot, and these are not, like,
elites for the most part. Maybe

01:30:01.740 --> 01:30:05.440
middle, you know, what we
loosely call middle class,

01:30:06.420 --> 01:30:09.270
a few elites, a few slaves,
like this kind of thing.

01:30:10.060 --> 01:30:14.190
Mostly urban, and keeping in mind,
most of the population is rural.

01:30:14.420 --> 01:30:18.197
Right? So pockets
of concentrated, you know,

01:30:18.280 --> 01:30:21.777
Christian groups in cities. That's
what we're talking about. Not terribly

01:30:21.860 --> 01:30:22.877
politically powerful.

01:30:22.960 --> 01:30:26.018
- So Constantine's conversion to
Christianity and moving the empire towards

01:30:26.102 --> 01:30:30.167
Christianity is not something where
it's a gigantic majority of the people-

01:30:30.250 --> 01:30:33.159
... or it's a political
convenience because it's the elites.

01:30:33.242 --> 01:30:34.197
It's something else.

01:30:34.280 --> 01:30:38.480
I mean, it's, I mean, a pretty
revolutionary decision, I would say.

01:30:38.580 --> 01:30:42.097
- Exactly. Now, there used to be theories
that Constantine did this for, like,

01:30:42.180 --> 01:30:45.562
pragmatic, cynical reasons, that he,
like, wasn't a true Christian or anything,

01:30:45.645 --> 01:30:50.000
but there was some kind of political
gain to be had here. But I have never

01:30:50.540 --> 01:30:54.020
read a convincing account of what
exactly that political gain is.

01:30:54.900 --> 01:30:58.637
We now know that there are
fewer Christians. They were not

01:30:58.720 --> 01:31:02.257
that influential. You can make
an argument that bishops are a kind of

01:31:02.340 --> 01:31:06.220
convenient social influencers,
you might say. Like, you can use those.

01:31:06.440 --> 01:31:08.340
They're not a threat to your position.

01:31:08.460 --> 01:31:11.157
Right? So a bishop is not
gonna try to take the throne.

01:31:11.240 --> 01:31:15.057
So they're not dangerous political
operatives in that way. But they

01:31:15.140 --> 01:31:18.297
do have some influence over sectors
of society, and so that might be

01:31:18.380 --> 01:31:22.097
a... Okay, I see that,
but I don't quite see the

01:31:22.180 --> 01:31:24.390
argument for, like, going full Christian,

01:31:25.320 --> 01:31:28.595
Just to get the support of some bishops,
who actually pretty quickly turn out

01:31:28.678 --> 01:31:31.328
to be, some of them,
more trouble than they're worth.

01:31:31.660 --> 01:31:35.400
Anyway, so I have not
yet seen a convincing

01:31:35.660 --> 01:31:39.580
like, political argument for Constantine's
decision, which means that you then

01:31:39.680 --> 01:31:43.277
fall back on a personal
explanation that he did this

01:31:43.360 --> 01:31:47.080
because he was a believing Christian,
right? And he came out,

01:31:47.360 --> 01:31:51.177
You know, in support of the religion
that he held, and that's kind of

01:31:51.260 --> 01:31:54.340
where most scholars are today.
Though, I gotta tell you,

01:31:55.340 --> 01:31:59.037
historians are very uncomfortable
about personal choice, like explaining

01:31:59.120 --> 01:32:01.720
history in terms of these
kinds of personal choices.

01:32:02.260 --> 01:32:05.960
Because Constantine's conversion
is like, it's massive. It

01:32:06.060 --> 01:32:11.540
opens the door. It incentivizes
so many people to also convert.

01:32:11.730 --> 01:32:15.557
'Cause Romans will generally
do what their, you know, rulers

01:32:15.640 --> 01:32:19.437
will tell them. If we've
mentioned Hadrian a few times

01:32:19.520 --> 01:32:23.240
Hadrian's, he had this lover,
Antinous, Greek boy from Bithynia,

01:32:23.820 --> 01:32:26.820
who died in an accident in Egypt,
whatever, and Hadrian said

01:32:27.310 --> 01:32:31.010
Basically that Antinous should be
regarded as a god throughout the empire.

01:32:31.850 --> 01:32:35.707
And he was. We have, like, more statues
and busts of Antinous from all of

01:32:35.790 --> 01:32:39.640
these temples all over the empire than
I think of anyone else except Hadrian.

01:32:39.910 --> 01:32:42.982
So yeah, if, if the emperor says,
like, "This is a person who's a god now,

01:32:43.066 --> 01:32:45.407
you know, put statues of him
everywhere," they will.

01:32:45.490 --> 01:32:49.387
And when Constantine comes out in favor
of Christianity, you know, suddenly people

01:32:49.470 --> 01:32:53.647
discover that, oh, this is an interesting
rite. It's got the support of the emperor.

01:32:53.730 --> 01:32:55.778
- So one of the things here,
going to the Perplexity,

01:32:55.861 --> 01:33:00.690
Constantine's conversion to Christianity
is usually dated to 312 AD,

01:33:01.410 --> 01:33:04.887
Linked to a visionary experience
before the Battle of the Milvian

01:33:04.970 --> 01:33:11.672
Bridge. Do you believe that vision, that
he had this religious experience before

01:33:11.756 --> 01:33:15.747
the Battle of the Milvian Bridge?
Here it says, "But historians debate

01:33:15.830 --> 01:33:17.790
both its nature and its sincerity."

01:33:18.390 --> 01:33:20.227
- Well- - Do you believe
the sincerity of that experience?

01:33:20.310 --> 01:33:21.917
- Before we even get to the sincerity-

01:33:22.000 --> 01:33:25.800
... is the problem of the sources.
This is reported by authors writing later

01:33:25.990 --> 01:33:28.740
in the aftermath of a victory
when the emperor... Like,

01:33:29.090 --> 01:33:33.007
one of them had a dinner conversation with
the emperor a few decades later, and he

01:33:33.090 --> 01:33:35.456
said, "Well, let me tell you about
the Milvian Bridge." And it's like, okay,

01:33:35.540 --> 01:33:38.387
I'm not gonna believe that. I'm not
gonna take that at face value, rather.

01:33:38.470 --> 01:33:42.327
It's a much more complicated...
You know, this is how the emperor

01:33:42.410 --> 01:33:43.777
wants things to be remembered.

01:33:43.860 --> 01:33:47.527
That's different. Also, Constantine
tended to have a lot of religious visions.

01:33:47.610 --> 01:33:51.507
He had had religious visions
of Apollo before Christ, and we have

01:33:51.590 --> 01:33:54.484
sources that talk about that, too,
that he went to this temple in Gaul,

01:33:54.567 --> 01:33:55.427
and Apollo appeared to

01:33:55.510 --> 01:33:59.121
him in the form of light. Okay,
Constantine has a religious vision every

01:33:59.205 --> 01:34:03.240
time he kind of wants to shift
policies. And his, like,

01:34:03.500 --> 01:34:06.850
profile. Like, when he wanted
to break away from his other emperors

01:34:07.510 --> 01:34:10.917
who used to go for the, like, they went
for this kind of Jupiter/Hercules model.

01:34:11.000 --> 01:34:14.687
And he shifted to an Apollo model.
This is a branding. This is emperors doing

01:34:14.770 --> 01:34:19.667
branding. - So we should say that,
as you've described, Constantine is a

01:34:19.750 --> 01:34:21.510
pragmatist. He's very pragmatic.

01:34:22.370 --> 01:34:26.707
- Yeah. - But you're saying it's
fair to believe, based on the

01:34:26.790 --> 01:34:31.830
evidence, that he actually converged
towards being a Christian believer.

01:34:32.110 --> 01:34:35.997
- Yeah. It's very possible,
in fact plausible, that he thought

01:34:36.080 --> 01:34:39.310
the Christian God had
helped him in battle. And,

01:34:40.150 --> 01:34:44.167
you know, for someone like him, that's as
good a reason as any to support that god.

01:34:44.250 --> 01:34:48.010
- But he was not, like, a hardcore
Christian all the way through.

01:34:48.630 --> 01:34:52.507
He was a kind of a spiritual,
religious kind of person. He

01:34:52.590 --> 01:34:59.590
thought about religions more generally
and just converged towards Christianity as

01:35:00.090 --> 01:35:04.357
a good religion. He also had ideas
about what a good religion is-

01:35:04.440 --> 01:35:08.587
... and what a bad religion is, that kind
of stuff. So he's thinking in this space.

01:35:08.670 --> 01:35:11.410
- He's tending not to be too explicit.

01:35:11.530 --> 01:35:15.447
Depending on the audience.
So Constantine remains a pragmatist

01:35:15.530 --> 01:35:20.107
in the sense that he doesn't want to
alienate too many of his subjects, right?

01:35:20.190 --> 01:35:20.887
- Mm-hmm. Fair. Mm-hmm.

01:35:20.970 --> 01:35:25.847
- And so he's sometimes a bit
coy or elusive about what he's

01:35:25.930 --> 01:35:29.787
getting at. When he's talking to
Christians, he will talk about Christ. He

01:35:29.870 --> 01:35:33.920
will mention Christ. When he's talking
to everybody else in, like, a general law,

01:35:34.250 --> 01:35:38.187
he'll just refer to good religion.
And it's like, maybe

01:35:38.270 --> 01:35:43.350
you know what I mean, right? But he's
not gonna, like, you know, come to Jesus.

01:35:43.510 --> 01:35:44.467
- Yeah. - Right? - Yeah.

01:35:44.550 --> 01:35:49.890
- So even at the time when he's,
like, supporting the church, like,

01:35:50.670 --> 01:35:54.447
basically institutionalizing
the church as part of the imperial

01:35:54.530 --> 01:35:57.947
system, but he's also putting up
statues of himself that look like

01:35:58.030 --> 01:36:01.847
Apollo in Constantinople,
right? So the focal point of

01:36:01.930 --> 01:36:04.780
Constantine's Constantinople
is the Forum of Constantine.

01:36:04.880 --> 01:36:08.707
And in the middle is this very tall
column, and it has a colossal statue of

01:36:08.790 --> 01:36:12.487
Constantine on top, gilded, enormous

01:36:12.570 --> 01:36:16.527
thing. I don't know, like, eight
meters tall or whatever. But it's a

01:36:16.610 --> 01:36:20.367
repurposed Apollo. It's even, it,
like, visibly so. It's naked. It

01:36:20.450 --> 01:36:22.257
has the rays coming out of the-

01:36:22.340 --> 01:36:25.840
... head, right? Right. And everybody
knew it was an Apollo. So that's

01:36:25.930 --> 01:36:29.190
Constantine in the guise
of his old patron god, Apollo.

01:36:30.090 --> 01:36:33.787
Still, but he's still Christian
Constantine, so he's sending all of these

01:36:33.870 --> 01:36:34.787
different messages.

01:36:34.870 --> 01:36:38.467
- I mean, he likes being the god-like
figure. I mean, that whole

01:36:38.550 --> 01:36:40.730
statue just is like, "I am the god."

01:36:41.190 --> 01:36:43.847
- Yeah. It's assimilating
yourself to... Yeah, yeah, yeah.

01:36:43.930 --> 01:36:46.388
- And I mean, a lot of the
Romans, is it fair to say,

01:36:46.471 --> 01:36:48.147
kinda saw the emperor
a little bit in that light?

01:36:48.230 --> 01:36:50.627
- No, yeah. Oh, yeah.
They called him divine and-

01:36:50.710 --> 01:36:53.084
... yeah. There's not a hard
theology there, right? Like,

01:36:53.167 --> 01:36:56.067
if you pressed them on the actual
theology, they wouldn't-

01:36:56.210 --> 01:37:00.047
... they wouldn't say the emperor
is a god. No. This is mushy.

01:37:00.130 --> 01:37:01.570
This gets very, very mushy.

01:37:01.690 --> 01:37:07.330
- But I mean, a lot of the Christians
have a kinda humility before God.

01:37:07.950 --> 01:37:11.750
I think when you have an emperor
that's god-like, it gets a little weird-

01:37:11.870 --> 01:37:15.387
- Yes. Yes -...
in the way you talk about God.

01:37:15.470 --> 01:37:19.176
- It depends on the context. Like, there
are contexts in which you are an emperor

01:37:19.260 --> 01:37:19.327
and

01:37:19.410 --> 01:37:23.287
you're proclaiming your majesty, and then
there are more personal contexts where you

01:37:23.370 --> 01:37:27.247
might be more humble because,
I don't know, you're being baptized or

01:37:27.330 --> 01:37:29.630
something. Like, those
are different contexts.

01:37:29.810 --> 01:37:33.607
- So can you speak to the whole process
of the conversion to Christianity, of the-

01:37:33.690 --> 01:37:37.587
... propagation of Christianity throughout
the empire and, and Constantine's role in

01:37:37.670 --> 01:37:41.927
that? - Constantine, or his
successors as well, because this was a

01:37:42.010 --> 01:37:45.750
gradual process, and it takes
a very long time. So let's,

01:37:46.410 --> 01:37:48.110
Let's put it into perspective.

01:37:49.430 --> 01:37:52.910
We probably can't talk about
a majority Christian society

01:37:53.110 --> 01:37:56.997
until maybe the 5th century, or early 5th-

01:37:57.080 --> 01:38:00.410
... mid-5th. We don't
have data, obviously.

01:38:01.330 --> 01:38:04.910
And we can't talk about,
like, a solidly Christian

01:38:05.010 --> 01:38:08.927
society until early 6th century.
And by solidly, I mean maybe

01:38:09.010 --> 01:38:15.320
where the non-Christians are 10,
15%, right? So that's a long time.

01:38:15.430 --> 01:38:18.780
That's, like, five centuries after Jesus.
That's half a millennium.

01:38:19.410 --> 01:38:24.750
So we're talking about a half a millennial
process here. It's, it's very long.

01:38:25.010 --> 01:38:29.557
- But it's only a couple of centuries
after Constantine. So it takes-

01:38:29.640 --> 01:38:34.450
... about two centuries to really
make the Roman Empire Christian

01:38:34.720 --> 01:38:38.567
- Yes. So very slow conversion,
maybe, maybe up to 10%

01:38:38.650 --> 01:38:42.317
tops under Constantine.
Then obviously larger and

01:38:42.400 --> 01:38:45.920
larger groups join the church,
even if only nominally, right?

01:38:46.800 --> 01:38:50.617
Until you get to the sixth century
when you're clearly talking about a, you

01:38:50.700 --> 01:38:53.200
know, mostly or overwhelmingly
Christian society.

01:38:54.160 --> 01:38:56.410
A lot of this is just
done through incentives

01:38:57.500 --> 01:39:01.337
and disincentives, right?
So bishops are given

01:39:01.420 --> 01:39:05.270
funds with which to distribute,
like, charity and

01:39:05.360 --> 01:39:09.017
help to communities in distress.
They have lists of

01:39:09.100 --> 01:39:12.997
widows and whatever they support. Land is

01:39:13.080 --> 01:39:16.757
given to the church by the emperors
or in wills so that they

01:39:16.840 --> 01:39:20.437
can engage in this kind of social policy.
And then there are disincentives. So

01:39:20.520 --> 01:39:24.790
emperors pass laws that increasingly
restrict the exercise of traditional

01:39:24.873 --> 01:39:28.757
religion. Like, you can't perform animal
sacrifices, then you can't start doing

01:39:28.840 --> 01:39:32.717
these like tying ribbons to make
wishes or, like, all of these

01:39:32.800 --> 01:39:35.950
things, like going out to sacred
trees and doing this or that,

01:39:36.080 --> 01:39:39.957
because they say, "Oh, this is kind
of nefarious business," or, like, magic or

01:39:40.040 --> 01:39:43.897
whatever it is. And then they just
gradually start outlawing it more

01:39:43.980 --> 01:39:47.897
and more, putting restrictions on, like,
if you're not a Christian, you can't hold

01:39:47.980 --> 01:39:51.780
these high offices or you can't...
Your... There's problems with your wills.

01:39:52.080 --> 01:39:53.780
So they gradually do it like that.

01:39:54.620 --> 01:39:58.480
And this is how you... Yeah,
this is... And it works. It works.

01:39:58.780 --> 01:40:02.597
- What explains the success
of Christianity after Constantine?

01:40:02.680 --> 01:40:08.060
Why was it, as a technology, so successful
at spreading throughout the empire?

01:40:08.880 --> 01:40:12.320
- Christianity developed in a number of

01:40:12.920 --> 01:40:16.620
ways. So it acquired a certain
number of forms that were capable

01:40:16.760 --> 01:40:20.280
of appealing to different constituencies.

01:40:20.380 --> 01:40:25.280
In other words, there
was an intellectual side to it,

01:40:26.100 --> 01:40:28.960
The sort of theology, the almost

01:40:29.220 --> 01:40:33.097
quasi-philosophical or engagement
with philosophical schools that could

01:40:33.180 --> 01:40:37.220
draw in, let's say,
intellectuals. There is a,

01:40:38.060 --> 01:40:42.037
a public ceremony and ritual
aspect where you can organize

01:40:42.120 --> 01:40:45.777
communities and cities
to have processions or,

01:40:45.860 --> 01:40:49.717
like, have ho- all these festivals
that take the place of the ancient

01:40:49.800 --> 01:40:54.060
ones. You have a kind of

01:40:54.980 --> 01:40:58.760
not, it's not secretive,
but it's kind of this initiatory aspect

01:40:59.180 --> 01:41:02.920
where there's this baptism
and you learn a sort of creed,

01:41:03.120 --> 01:41:06.777
and you're initiated into
the religion with the prospect of a

01:41:06.860 --> 01:41:10.677
personal afterlife, right?
And that appeals to other kinds

01:41:10.760 --> 01:41:14.740
of people. There's also ways in which it

01:41:15.080 --> 01:41:18.380
it integrated itself into
the court and the language of power.

01:41:19.080 --> 01:41:22.817
Also in the army, right?
Soldiers now swear an oath to the

01:41:22.900 --> 01:41:26.517
Trinity, right? So it takes all
of these different forms that

01:41:26.600 --> 01:41:30.200
enable it to position itself, you know,

01:41:30.340 --> 01:41:34.080
here and there and, you know, in the
streets, in the court, in the armies,

01:41:34.620 --> 01:41:38.557
in the churches,
in texts, in books. And so

01:41:38.640 --> 01:41:43.960
it has this kind of manifold diversity,
right, that makes it very adaptable.

01:41:44.560 --> 01:41:46.610
- So one of the things you mentioned that

01:41:47.480 --> 01:41:51.137
Constantine did not anticipate,
did not realize that Christianity

01:41:51.220 --> 01:41:53.270
creates divisions between various groups.

01:41:53.420 --> 01:41:57.220
- So in part, this happens when you have,

01:41:57.640 --> 01:42:01.937
Religions that make exclusive claims,
right? Like, my beliefs are true-

01:42:02.020 --> 01:42:07.440
... and yours are by definition false.
Not, not just wrong, but false and

01:42:07.540 --> 01:42:10.787
even kinda evil. Like maybe-...
Satan put them in your mind to-

01:42:10.870 --> 01:42:15.080
... lead you astray, right? And this
is inherently divisive. Like, it is.

01:42:15.940 --> 01:42:18.360
So there's this paradox where

01:42:19.500 --> 01:42:23.220
Christianity, in contrast to,
say, the ancient religions, is both

01:42:23.420 --> 01:42:30.217
far more polarizing but also far
more powerful as a unifying force

01:42:30.300 --> 01:42:34.037
at the same time, right?
So ancient religions tended not to

01:42:34.120 --> 01:42:38.060
produce this kind of conflict
or identities, right,

01:42:38.180 --> 01:42:41.737
or, or wars or these kinds of things.
And they could under certain

01:42:41.820 --> 01:42:44.920
circumstances,
but for the most part, they were not

01:42:45.540 --> 01:42:49.497
drivers of history in this kind of way.
But when you have exclusive claims, then

01:42:49.580 --> 01:42:52.657
suddenly these very communities of,
that are sort of

01:42:52.740 --> 01:42:57.070
consolidated and have
this very strong identity,

01:42:57.900 --> 01:43:02.310
But you also alienate other groups-...
that you then are in conflict with.

01:43:03.140 --> 01:43:06.990
So this is why I for one
can't come down on whether,

01:43:07.360 --> 01:43:11.097
you know, Christianity is more of a
unifying force or a divisive force in the

01:43:11.180 --> 01:43:13.930
history of the Eastern Empire,
because it's, it's both.

01:43:14.360 --> 01:43:18.350
- And also trying to figure out
whether the unifying or the divisive

01:43:19.040 --> 01:43:21.437
aspects are a feature or a bug.

01:43:21.520 --> 01:43:25.077
Maybe some of the divisive
elements is a way for society

01:43:25.160 --> 01:43:30.740
internally to try to, much like the civil
wars, to try to figure itself out.

01:43:31.560 --> 01:43:35.437
- Yes. - So sometimes tension and conflict
is a good mechanism for figuring out what

01:43:35.520 --> 01:43:38.767
do the people want.
- Or what's the truth, right?

01:43:38.850 --> 01:43:43.337
- Or what's the truth. - Yeah. So the
story that it likes to tell itself is that

01:43:43.420 --> 01:43:46.837
there's this, like,
this one original truth, and the

01:43:46.920 --> 01:43:50.877
hardcore of true believers is defending
that truth at every moment against

01:43:50.960 --> 01:43:52.787
all of these evil
heretics who are coming in-

01:43:52.870 --> 01:43:56.657
... and trying to corrupt it. In reality,
what happens is that this truth is

01:43:56.740 --> 01:44:00.740
something that's evolving
in the course of the controversies.

01:44:01.780 --> 01:44:05.417
And, like, often they don't
know that they believed

01:44:05.500 --> 01:44:09.257
that until in retrospect,
once they've had the fight and the winner

01:44:09.340 --> 01:44:13.257
has this position, oh, now that turns
out to have been the position we

01:44:13.340 --> 01:44:17.277
always held, right? And this happens
again and again and again. You know, a lot

01:44:17.360 --> 01:44:19.360
of the time, these Christian theologians

01:44:20.060 --> 01:44:23.403
who get into so much trouble and get
branded as heretics and sometimes get sent

01:44:23.487 --> 01:44:26.500
into exile, they didn't mean any harm.

01:44:27.370 --> 01:44:31.140
They often just were stating what
they thought everybody believed.

01:44:31.280 --> 01:44:34.072
And then when they blurt it out,
someone is like, off in Alexandria,

01:44:34.156 --> 01:44:37.024
is like, "What? That's heresy." And then
now you're, now you're in trouble.

01:44:37.107 --> 01:44:38.697
Now you're getting
into this fight, and you

01:44:38.780 --> 01:44:42.537
might win, you might lose. But, like,
a lot of them were kind of sort of

01:44:42.620 --> 01:44:46.457
well-intentioned in that way, or they
had no intention of starting a fight. But

01:44:46.540 --> 01:44:49.040
there's always someone
who wants to start a fight.

01:44:49.760 --> 01:44:53.440
- Yeah, I mean, sometimes
the fights are extremely intense

01:44:53.560 --> 01:44:57.080
over things that I could
see on the surface or, like,

01:44:57.220 --> 01:45:00.880
iconography. It's like,
it seems like a very subtle-

01:45:00.980 --> 01:45:04.380
...debate, like almost academic. And then

01:45:04.840 --> 01:45:08.520
a large number of people
don't see it as academic. They,

01:45:09.060 --> 01:45:11.917
they do see it like the devil
put ideas in your head that are-

01:45:12.000 --> 01:45:16.408
...completely wrong, and it's, it's
fascinating how that kind of division can

01:45:16.492 --> 01:45:17.592
emerge. Uh, I mean, I—

01:45:18.380 --> 01:45:21.960
The impossible question, and I
apologize for asking it, but maybe just

01:45:22.100 --> 01:45:27.557
worthwhile to try to think about
it is, on the grand scale of

01:45:27.640 --> 01:45:30.960
centuries of the East
Roman Empire, is religion

01:45:32.240 --> 01:45:35.720
a constructive or a destructive force

01:45:36.260 --> 01:45:40.180
for the empire? Did it help it
flourish, or did it hold it back?

01:45:41.240 --> 01:45:44.867
- This society identified
itself increasingly

01:45:44.950 --> 01:45:49.347
with what it saw as orthodoxy. Orthodoxy
just means correct belief. I mean—

01:45:49.430 --> 01:45:52.930
...like every religion ultimately
thinks it's orthodox, right? That's—

01:45:53.400 --> 01:45:56.720
But that's the conventional name, right?
Orthodoxy today might be called Greek

01:45:56.804 --> 01:46:03.000
Orthodoxy. Um, and I mean, it's such
an essential part of the culture.

01:46:03.680 --> 01:46:07.617
It really is. I can't think
of the two of them inde... I mean,

01:46:07.700 --> 01:46:11.620
I try to because, as a historian,
I have to test the models,

01:46:11.820 --> 01:46:15.077
you know, and try to see these
things as independent of each other.

01:46:15.160 --> 01:46:18.657
But ultimately, it's very difficult to

01:46:18.740 --> 01:46:22.577
disentangle them, and I would
say that to the degree that

01:46:22.660 --> 01:46:25.160
this is a successful society historically,

01:46:26.040 --> 01:46:29.860
that its religion definitely contributed
to that and played a role in it.

01:46:29.960 --> 01:46:33.777
Not without cost, right?
There are, it mattered to

01:46:33.860 --> 01:46:38.557
them. They valued it, but things
that matter to you have a cost.

01:46:38.640 --> 01:46:42.740
And they paid that price. They were
willing to pay that price for it.

01:46:43.540 --> 01:46:49.080
For example, at the very end, they had to
choose between Catholicism, Western rule,

01:46:49.880 --> 01:46:53.520
where they essentially have
to compromise on their faith, or

01:46:54.000 --> 01:46:58.640
rule by Muslims, the Turks, where they
would not have to compromise their faith.

01:46:59.640 --> 01:47:03.040
And some of them were explicit
that they were preferring option B,

01:47:03.780 --> 01:47:09.660
because the Turks will at least respect
our identity. Like, that's a cost.

01:47:09.940 --> 01:47:12.920
- Yeah. But there's other
layers, like taxation and-

01:47:13.780 --> 01:47:15.477
...the, the functions of government—

01:47:15.560 --> 01:47:19.510
... that are connected to religion
to the degree it interacts with the

01:47:19.600 --> 01:47:23.240
tax system. But it feels
like that's the engine

01:47:23.700 --> 01:47:27.080
of the society and religion
is more like the cultural layer.

01:47:27.320 --> 01:47:31.040
- Yeah. So this is why I said that I try

01:47:31.440 --> 01:47:35.137
in thinking of the models
that we use to understand the

01:47:35.220 --> 01:47:38.537
society, not to assume that religion is

01:47:38.620 --> 01:47:42.317
everywhere and for everything.
Now, I have colleagues who do

01:47:42.400 --> 01:47:46.297
that, and I would disagree with them about
this, but you're exactly right. There are

01:47:46.380 --> 01:47:50.617
elements of this society that I
like to see as their own thing.

01:47:50.700 --> 01:47:55.240
Like the Roman identity, for example.
It's not the same as Orthodoxy.

01:47:56.040 --> 01:47:59.877
But also the operations
of the state. Those are

01:47:59.960 --> 01:48:03.457
very pragmatic things, and you see them

01:48:03.540 --> 01:48:06.757
intersect with religion
in, largely in areas of

01:48:06.840 --> 01:48:10.517
terminology or the vocabulary that
they use or, you know, like at the

01:48:10.600 --> 01:48:13.200
top, but not at their actual functioning.

01:48:14.060 --> 01:48:17.977
So in my field,
I'm a historian who's tried

01:48:18.060 --> 01:48:21.997
to promote other aspects
of the culture as having

01:48:22.080 --> 01:48:27.240
a kind of integrity of their own and not
to subsume them all within Orthodoxy.

01:48:28.020 --> 01:48:31.870
- So, I mean, again,
an impossible way of asking the

01:48:31.960 --> 01:48:37.000
same question. If you asked
a Roman, a million Romans across

01:48:38.220 --> 01:48:44.010
a thousand years, "Are you
a Roman or a Christian?"

01:48:44.770 --> 01:48:45.727
What would be the answer for that?

01:48:45.810 --> 01:48:47.620
- Oh, both. Oh, absolutely.

01:48:47.720 --> 01:48:49.677
- No, you don't get to say both.
You're not allowed to do that.

01:48:49.760 --> 01:48:52.137
- Why not? It's the- - Well,
you're- - It's the true answer.

01:48:52.220 --> 01:48:55.020
- Okay. So you're saying
they're really tied together.

01:48:55.840 --> 01:48:59.320
- Well, they overlap.
But if you were to...

01:48:59.800 --> 01:49:03.717
And this might be a somewhat more
subtle conversation than most of

01:49:03.800 --> 01:49:07.717
them would want to have, but if you
were to say, "Is Roman and Christian the

01:49:07.800 --> 01:49:11.417
same thing to you?" If they
thought about it for a little while,

01:49:11.500 --> 01:49:18.097
they'd quickly be able to say no. Because
there were, I mean, just logically, there

01:49:18.180 --> 01:49:20.080
were Christians who were not Romans.

01:49:20.660 --> 01:49:24.480
The Bulgarians or the Rus or,
you know, whoever.

01:49:24.660 --> 01:49:28.317
There were lots of Christians who were
not Roman, and they did not regard them as

01:49:28.400 --> 01:49:32.200
Roman just because they were Christian.
Conversely, they knew perfectly well

01:49:32.660 --> 01:49:34.617
that there had been Romans
who were not Christians,

01:49:34.700 --> 01:49:36.177
and they knew this how? Because in the

01:49:36.260 --> 01:49:39.677
churches like almost
every week, they celebrated

01:49:39.760 --> 01:49:43.000
martyrs who had been killed
by the Roman emperors in the past.

01:49:43.550 --> 01:49:47.277
And so it was, like,
the performance of violence by

01:49:47.360 --> 01:49:50.201
Roman emperors against Christians
was something they remember.

01:49:50.284 --> 01:49:55.300
They knew perfectly well. So those
two things did not overlap perfectly.

01:49:55.820 --> 01:49:59.617
And there were some contexts in which
you would be more Roman, and there were

01:49:59.700 --> 01:50:02.250
some contexts in which you
would be more Christian.

01:50:02.480 --> 01:50:06.330
And you find characters who, and I
love to do this. I find characters who,

01:50:07.540 --> 01:50:11.217
As some sources say we didn't pay
too much attention to Christian

01:50:11.300 --> 01:50:15.177
things. Like, they were just politicians.
They were just doing their work. And then

01:50:15.260 --> 01:50:19.000
you find characters who, like,
devote themselves. They go all

01:50:19.120 --> 01:50:22.977
in on Orthodoxy and, like,
monasticism and they just don't care about

01:50:23.060 --> 01:50:24.967
the Roman stuff at all.

01:50:25.050 --> 01:50:28.837
And that is, in fact, part of the reason
why I like this society, is because

01:50:28.920 --> 01:50:30.872
it has these kinds of options
for people to choose.

01:50:30.955 --> 01:50:32.917
And there's another one.
There's the Greek stuff,

01:50:33.000 --> 01:50:35.747
too, because their language is Greek,
their literature is Greek,

01:50:35.830 --> 01:50:40.110
and so there are people in the society
who go all in on the Greek stuff. Right?

01:50:40.700 --> 01:50:44.467
And I see this society
as this kind of laboratory of

01:50:44.550 --> 01:50:47.907
these three elements
coexisting in these fascinating

01:50:47.990 --> 01:50:51.567
combinations. Usually it's
combinations, right? But

01:50:51.650 --> 01:50:55.607
sometimes you'll find people who are like,
kinda try to be purists in one way or

01:50:55.690 --> 01:50:59.607
another. And it's the only
society in history in

01:50:59.690 --> 01:51:03.223
which you can do this, 'cause it's the
only society that's Roman and Christian

01:51:03.306 --> 01:51:05.390
and Greek. But in different ways, right?

01:51:06.290 --> 01:51:08.322
- Yeah, unfortunately,
I think it's tempting,

01:51:08.405 --> 01:51:10.155
but it's probably impossible to say

01:51:10.450 --> 01:51:13.810
if we remove the taxation system,
would the, would Roman Empire

01:51:13.910 --> 01:51:17.807
be more or less successful? If we
removed religion, would it be more or

01:51:17.890 --> 01:51:23.130
less successful? - Right.
- If we removed, uh,

01:51:24.090 --> 01:51:26.174
Greek and kept it Latin
all the way through,

01:51:26.257 --> 01:51:28.057
would it be more or less successful?

01:51:28.410 --> 01:51:32.110
It's probably impossible to do this kind
of analysis 'cause they're all so

01:51:32.750 --> 01:51:36.814
deeply integrated. - And fundamentally,
it also wouldn't be what it was.

01:51:36.898 --> 01:51:38.750
It would be something different.

01:51:39.170 --> 01:51:43.047
- But there is a big temptation, and
this is at the core of your work, and to

01:51:43.130 --> 01:51:47.810
understand why did the East Roman
Empire last as long as it did.

01:51:48.170 --> 01:51:51.170
And why did the broader Roman
Empire last as long as it did?

01:51:51.310 --> 01:51:57.327
- Yeah. - 'Cause it's, it is one of, if
not the most successful empires in terms

01:51:57.410 --> 01:52:02.070
of duration and stability
in a very dense part of the world.

01:52:02.250 --> 01:52:05.710
- That's actually like my next project.
I'm starting to write a book

01:52:06.310 --> 01:52:11.210
trying to explain just kind
of from an analytical standpoint why.

01:52:11.730 --> 01:52:13.367
- How did it last so long? - Yeah.

01:52:13.450 --> 01:52:15.400
- A lot of your work kinda hints at it.

01:52:15.550 --> 01:52:16.487
- Yeah. - It's here and there.

01:52:16.570 --> 01:52:19.449
But you're trying to do more,
more systematic. So,

01:52:19.532 --> 01:52:21.570
and we'll keep hinting at it. - Yes.

01:52:22.010 --> 01:52:25.830
- But to put a bow tie
on Constantinople, it went from a

01:52:25.970 --> 01:52:29.710
very low population of maybe 25,000 people

01:52:30.250 --> 01:52:37.130
to 500,000 people in just two centuries.
So can you explain how that happened?

01:52:37.910 --> 01:52:41.807
- Well, it didn't happen
through just demographic growth

01:52:41.890 --> 01:52:45.287
and reproduction in the city itself.
That rate of growth is

01:52:45.370 --> 01:52:49.370
impossible for an ancient city.
So when I say 20,000, 25,000, that's

01:52:50.230 --> 01:52:53.780
possibly what the ancient
city of Byzantium had-

01:52:53.990 --> 01:52:56.273
... when Constantine decided
to found Constantinople,

01:52:56.357 --> 01:52:57.787
and it grew to a city of a half a

01:52:57.870 --> 01:53:01.220
million in two centuries.
That can only have been done in one way,

01:53:02.230 --> 01:53:05.109
and that is immigration
from the provinces.

01:53:05.192 --> 01:53:07.810
So people must have been moving there,

01:53:08.770 --> 01:53:10.830
In large numbers,

01:53:12.870 --> 01:53:16.787
Which is a movement that we can't
see very clearly in the sources, but

01:53:16.870 --> 01:53:20.290
we have to infer it and then
try to explain it. So,

01:53:21.130 --> 01:53:27.790
Also there's another factor, which is that
ancient cities we now know or suspect are

01:53:28.810 --> 01:53:32.647
what some historians call death traps.
In other words, the density

01:53:32.730 --> 01:53:38.290
of disease is such that ancient cities
probably are losing something like

01:53:38.710 --> 01:53:42.370
1, 2, possibly 3%
of their population per year.

01:53:43.610 --> 01:53:49.020
So just in order to stay with a stable
population, they have to import people.

01:53:49.190 --> 01:53:53.630
Right? Now, they're not like 17th
century London. They're not that bad.

01:53:53.770 --> 01:53:56.530
- Do diseases and plagues
seem to be prevalent?

01:53:56.790 --> 01:54:00.587
- Oh, yeah. Now, you know,
Roman cities have some corrections

01:54:00.670 --> 01:54:04.059
for these sorts of things, like the way
they distribute the water through

01:54:04.142 --> 01:54:08.220
the city. Anyway, they,
they weren't as bad as they could've been,

01:54:08.770 --> 01:54:12.647
but there's that. So not only
to keep the population steady, but to

01:54:12.730 --> 01:54:16.567
expand it so dramatically means
that a lot of people are coming in

01:54:16.650 --> 01:54:20.567
from the provinces, mostly
the Greek-speaking provinces. So

01:54:20.650 --> 01:54:24.347
you know, Greece, Asia Minor,
and some of the major cities in the

01:54:24.430 --> 01:54:28.267
East that are Greek speaking.
And I start to wonder

01:54:28.350 --> 01:54:32.670
like, well, how did this happen?
Like, who are these people, for one thing?

01:54:33.550 --> 01:54:37.387
And then I did some simple calculations.
So I mentioned earlier that we

01:54:37.470 --> 01:54:40.120
have something like two
and a half thousand senators-

01:54:40.290 --> 01:54:43.450
... Who are required initially
to reside in Constantinople.

01:54:44.130 --> 01:54:46.650
Well, senators don't
live in bachelor pads.

01:54:47.730 --> 01:54:51.627
Senators have manners.
They have household staff, right? In Rome

01:54:51.710 --> 01:54:55.607
at the time, there's a calculation
that a senatorial household

01:54:55.690 --> 01:55:00.470
was something like 100 people,
right? Just servants, slaves,

01:55:01.650 --> 01:55:04.830
dancing girls, cooks,
barbers, whatever, right?

01:55:05.610 --> 01:55:09.487
So let's assume sort of conservatively
that in Constantinople it's

01:55:09.570 --> 01:55:13.410
only 30 people, which it might be
low, right? So if you do the math,

01:55:13.550 --> 01:55:17.700
you're starting to get something like,
I mean, closer to 100,000 people,

01:55:18.730 --> 01:55:21.970
right? And that's just
by bringing in senators.

01:55:22.350 --> 01:55:27.970
Right? They come with people.
So I think this was the nucleus

01:55:29.010 --> 01:55:32.527
of the population.
Now then Constantine also makes

01:55:32.610 --> 01:55:39.607
provision for possibly up to like 200,000
people to receive the grain dole, the

01:55:39.690 --> 01:55:43.627
bread. So that would've incentivized even

01:55:43.710 --> 01:55:47.690
more people to travel there because
there are- - So you get free bread.

01:55:47.890 --> 01:55:51.047
- Yes. And you can't live on that alone,
but it is, it's something.

01:55:51.130 --> 01:55:55.747
- Incentive. Is it true that he diverted
resources from Rome to Constantinople?

01:55:55.830 --> 01:55:59.050
- Absolutely. Oh, yeah.
That grain, that's coming from Egypt.

01:55:59.590 --> 01:56:05.507
So New Rome is literally stealing
food from the mouth of Old Rome.

01:56:05.590 --> 01:56:09.347
Now, Old Rome doesn't starve because they,
they divert other, like from North

01:56:09.430 --> 01:56:11.607
Africa and Sicily,
you can feed Rome, right?

01:56:11.690 --> 01:56:15.150
- But it sends a strong signal
to the people living in Old Rome

01:56:15.390 --> 01:56:17.470
that, long term, we should probably move.

01:56:18.330 --> 01:56:21.830
- Some people do move. So we know
of some senators who move from Rome.

01:56:22.590 --> 01:56:26.407
It sends a signal about the priorities
of the state, like they're investing much

01:56:26.490 --> 01:56:31.030
more in the East. And that the East
would be regarded as an equal parallel

01:56:31.330 --> 01:56:33.530
Roman, you know, world. Yeah.

01:56:33.830 --> 01:56:38.570
- As we talk about
diverting resources, slowly

01:56:39.410 --> 01:56:46.410
the West declines and collapses in 476 AD.
So the Visigoths sack Rome in 410 AD,

01:56:51.180 --> 01:56:54.840
and in 476 AD, the last
Western emperor is deposed,

01:56:55.000 --> 01:56:58.780
marking the end of the
Western Roman Empire.

01:56:59.360 --> 01:57:03.160
High-level question:
What is the reason for that decline

01:57:03.320 --> 01:57:06.957
and the collapse of the
Western Roman Empire? So,

01:57:07.040 --> 01:57:10.860
nonstop civil wars, as we've
talked about, weak emperors.

01:57:11.680 --> 01:57:16.680
There's an economic money crisis,
so shrinking tax base,

01:57:17.600 --> 01:57:21.180
rising army costs. There was a loss of key

01:57:21.300 --> 01:57:26.540
provinces, especially in North Africa.
Reliance on contracted barbarian troops

01:57:27.420 --> 01:57:30.527
as they immigrated more and more into—

01:57:30.610 --> 01:57:33.960
...the Western Roman Empire.
Cascading invasions,

01:57:34.100 --> 01:57:41.100
migrations amplified by Hun pressure,
and then the East-West split. The richer

01:57:42.140 --> 01:57:47.560
East survives, the West can't
stabilize under—...that split.

01:57:48.370 --> 01:57:52.297
- Yeah. The crux of the matter
is that barbarian armies, so armies from

01:57:52.380 --> 01:57:56.207
outside the empire,
put increasing pressure on it during

01:57:56.290 --> 01:57:59.827
the fifth century.
And for whatever reason,

01:57:59.910 --> 01:58:03.837
when the Roman state failed
to sort of suppress one of

01:58:03.920 --> 01:58:07.417
them and, say, settled them
here or allowed them to have here

01:58:07.500 --> 01:58:11.357
or couldn't stop them and they took
over a province, like the Vandals did in

01:58:11.440 --> 01:58:16.997
North Africa—...this created this kind
of vicious cycle because then the Roman

01:58:17.080 --> 01:58:20.917
state lost access to the resources
from those provinces, that

01:58:21.000 --> 01:58:23.850
is the taxes, and without
those resources, they couldn't,

01:58:24.420 --> 01:58:28.050
you know, maintain, mobilize,
pay for their armies.

01:58:28.380 --> 01:58:32.317
Then they had fewer armies to handle
the next wave of barbarians that

01:58:32.400 --> 01:58:36.277
came in. The previous barbarians who
settled kind of declared their kind

01:58:36.360 --> 01:58:40.360
of independence. They also could not be
put down, and so this created a vicious,

01:58:40.460 --> 01:58:42.360
cycle that just continued in that way.

01:58:43.000 --> 01:58:46.840
It's not rocket science, actually.
I mean, you can see it playing out.

01:58:47.360 --> 01:58:51.200
Yeah. Now, who these groups are,
where they came from, why did they

01:58:51.340 --> 01:58:54.060
cross, that, those are
different questions, right?

01:58:54.980 --> 01:58:58.800
But from the Roman standpoint,
that's how it was experienced. These are

01:58:58.900 --> 01:59:05.900
armies that can defeat a Roman field army-
right, in battle. And sometimes they do.

01:59:07.540 --> 01:59:09.861
And they then settle
and take over territories,

01:59:09.944 --> 01:59:11.497
and then you lose the revenues,

01:59:11.580 --> 01:59:15.017
and so you can't recruit your own armies.
And so, anyway, that's the kind of

01:59:15.100 --> 01:59:17.480
cycle. The East tried to help.

01:59:18.720 --> 01:59:22.175
Occasionally, they would send forces, but
they were also subject to some of the same

01:59:22.259 --> 01:59:26.917
pressures. Because remember,
the Goths cross the Danube for the first

01:59:27.000 --> 01:59:30.637
time in a major way in 376.
Then you have the Battle of

01:59:30.720 --> 01:59:34.657
Adrianople a couple years later, where,
like, one and a half field armies is just

01:59:34.740 --> 01:59:37.919
annihilated, and the Emperor Valens
dies, and the Goths are just, like,

01:59:38.003 --> 01:59:44.450
kind of loose in the Balkans. And there
was then a long war with them, four years.

01:59:44.560 --> 01:59:48.497
It results in a kind
of truce where neither side

01:59:48.580 --> 01:59:52.117
wins, and the Romans, for the first
time, accept the presence of

01:59:52.200 --> 01:59:56.320
this quasi-independent Gothic army
in the territory of the empire.

01:59:57.200 --> 02:00:01.037
This is unprecedented,
as I said, and it creates a lot of

02:00:01.120 --> 02:00:05.057
tensions and dysfunctions.
Okay, so why does

02:00:05.140 --> 02:00:08.257
the East survive
and the West does not, right?

02:00:08.340 --> 02:00:12.240
There's... And so the-- Lots of reasons
that we can give here, but one of them

02:00:12.660 --> 02:00:16.060
is the geography that we were
talking about earlier. In other words,

02:00:16.600 --> 02:00:20.420
the, without a fleet, which they
don't have, the Goths can't cross

02:00:20.520 --> 02:00:27.137
over from Thrace or the western Balkans
to Asia Minor and go plunder some of the

02:00:27.220 --> 02:00:31.157
more prosperous provinces.
So they're stuck in the Balkans.

02:00:31.240 --> 02:00:34.694
They're gradually pushed kind of in toward
the western Balkans, which is, like,

02:00:34.777 --> 02:00:38.027
the worst part you, you know,
at the time, like, you wanna be in.

02:00:38.600 --> 02:00:42.840
And eventually, they just decide, "Well,
you know, it's kinda nicer in Naples."

02:00:44.120 --> 02:00:45.670
And so they go to Italy, right?

02:00:46.320 --> 02:00:49.420
Just because there's just a lot
more resources there for them.

02:00:50.120 --> 02:00:53.800
And that's one way that the East
just kind of manages to...

02:00:54.380 --> 02:00:56.380
It doesn't do this deliberately, but it,

02:00:56.880 --> 02:01:00.480
the geography kind of pushes
these invaders to the West.

02:01:00.880 --> 02:01:06.000
- So that's one. So geography is, some
of it's sort of the luck of geography and-

02:01:06.680 --> 02:01:09.560
... both of the invaders
and the geography of the empire.

02:01:09.740 --> 02:01:15.380
- Yeah. - But, you know,
the East had a lot of invaders since-

02:01:15.800 --> 02:01:19.840
... and was able to still barely at times-

02:01:19.960 --> 02:01:23.880
... survive the invaders, so...
And some of that could be luck. Some of it

02:01:24.120 --> 02:01:27.837
could be about the nature
of the invaders and the, the

02:01:27.920 --> 02:01:30.720
effectiveness of their military,
all that kind of stuff.

02:01:30.820 --> 02:01:33.429
- By the way, it worked in the other
direction, too. So if you have,

02:01:33.512 --> 02:01:36.562
like, Persians or Arabs coming
into Asia Minor from the East,

02:01:37.240 --> 02:01:40.090
they usually can't cross over
into your Balkan provinces.

02:01:40.500 --> 02:01:44.077
- Mm-hmm. Right. - So you can fall
back on one side or the other side.

02:01:44.160 --> 02:01:48.110
They... If you fortified Constantinople
so that it's an impregnable bunker,

02:01:48.720 --> 02:01:52.377
which it was, right? So you're
holding your command center in

02:01:52.460 --> 02:01:56.397
Constantinople. You can alternate
between your European or your Asian

02:01:56.480 --> 02:01:58.248
provinces, depending
on where the trouble is.

02:01:58.332 --> 02:02:00.017
You can call in reinforcements from either

02:02:00.100 --> 02:02:04.007
side. So the East does have that kind
of advantage. This is not the reason

02:02:04.090 --> 02:02:07.990
why it survives for as long as it does,
though it is a reason. You know, also,

02:02:08.260 --> 02:02:12.030
they acquire flamethrowers at some
point, which-... those help, too.

02:02:12.300 --> 02:02:16.217
Um, right? Ultimately, I think it's
the decision made by local communities

02:02:16.300 --> 02:02:19.777
to stick with the Roman state,
like, ultimately. Like, they're

02:02:19.860 --> 02:02:24.060
not going to actively side with invaders.

02:02:25.120 --> 02:02:28.897
And when the trouble passes,
they restore ties with Constantinople

02:02:28.980 --> 02:02:31.800
immediately. Like,
this is their natural political home.

02:02:32.680 --> 02:02:35.500
And, and that's the question that
I'm really trying to answer, like,

02:02:35.583 --> 02:02:36.633
why does that happen?

02:02:36.960 --> 02:02:40.817
- You know, we should say, just like we've
articulated multiple times, that it, the

02:02:40.900 --> 02:02:42.340
Roman Empire survives-

02:02:43.810 --> 02:02:48.509
So it's not like the Roman Empire
collapsed and another Byzantine Empire

02:02:48.592 --> 02:02:53.087
was born. Really, there is a shift
that happens, and part of that

02:02:53.170 --> 02:02:54.950
shift is because of Constantine,

02:02:55.870 --> 02:02:59.387
right? It's not just about where
the capital is, but I'm sure that

02:02:59.470 --> 02:03:04.690
there's just a general move towards
that direction from the West to the East.

02:03:05.170 --> 02:03:05.347
- Yeah, yeah.

02:03:05.430 --> 02:03:10.443
- And, and that in many ways,
you know, weak emperors and the West,

02:03:10.527 --> 02:03:11.820
the weak leaders,

02:03:12.890 --> 02:03:16.760
The structure of government,
all these kinds of elements put together-

02:03:16.870 --> 02:03:20.270
... maybe demographic shifts
and declines that have to do

02:03:20.410 --> 02:03:24.090
with the fact that the center
of the empire has moved.

02:03:24.730 --> 02:03:25.507
- That's right.

02:03:25.590 --> 02:03:30.847
- And so ultimately-... it's not that
the West Roman Empire collapsed, it is

02:03:30.930 --> 02:03:34.757
that the center of the
Roman Empire shifted.

02:03:34.840 --> 02:03:38.110
And because of that,
the historic West collapsed.

02:03:38.430 --> 02:03:43.053
- It's quite striking.
So for example, already by,

02:03:43.136 --> 02:03:46.387
like in the 430s, Constantinople is

02:03:46.470 --> 02:03:50.387
basically codifying Roman
law for the West. So Roman

02:03:50.470 --> 02:03:54.147
law in Latin is codified
in Constantinople, and then sent

02:03:54.230 --> 02:03:56.380
to the West as, "Oh,
here's your law code."

02:03:57.010 --> 02:04:00.860
And this is in the 430s, so after the
alleged division between the two, which

02:04:00.950 --> 02:04:04.680
like I said, is kind of loose.
It's not hard and fast. In the

02:04:04.810 --> 02:04:09.434
6th century, it is the East that
reconquers part of the West under

02:04:09.517 --> 02:04:10.807
Justinian. - Mm-hmm.

02:04:10.890 --> 02:04:14.707
- And not only that, he also
recodifies Roman law on a much bigger

02:04:14.790 --> 02:04:18.450
scale, and then that law becomes Western

02:04:18.550 --> 02:04:22.407
law. So in a certain sense,
Roman law as we know

02:04:22.490 --> 02:04:26.250
it comes from Constantinople.
It doesn't come from ancient Rome. I mean,

02:04:26.410 --> 02:04:29.483
ultimately it comes from ancient Rome,
but we don't have those versions of it.

02:04:29.567 --> 02:04:34.067
We have the East Roman
versions of it. It is East

02:04:34.150 --> 02:04:37.787
Rome that reconquers Rome.
This is a funny inversion, you know,

02:04:37.870 --> 02:04:41.727
because Constantinople is situated
in a province, Thrace, which always was

02:04:41.810 --> 02:04:43.260
sort of considered backwards,

02:04:43.790 --> 02:04:47.607
right? In the time of, like, the early
Caesars, if you were in Rome and you

02:04:47.690 --> 02:04:50.645
thought, you know, Thrace,
it was like, "Ugh." It's like, you know,

02:04:50.728 --> 02:04:51.678
some sort of, yeah,

02:04:51.810 --> 02:04:55.800
armpit of the Roman Empire or something,
you know? But by Justinian's time,

02:04:55.920 --> 02:04:59.667
it's complete inversion. Like, the capital
of the Roman world, the heart of it

02:04:59.750 --> 02:05:04.970
is there, and Rome is this kind
of backwater provincial city in Italy,

02:05:05.790 --> 02:05:07.621
you know, that you've just
liberated from the Goths,

02:05:07.705 --> 02:05:09.687
and it's kind of in ruins.
There are wolves roaming the

02:05:09.770 --> 02:05:13.710
streets of the Forum.
So this is a complete, you know,

02:05:13.830 --> 02:05:17.470
overhaul of the centers of power.
It's turned inside out almost.

02:05:18.110 --> 02:05:21.090
- And I think it's fair to say
that the reason the East...

02:05:22.390 --> 02:05:26.267
Part of the reason the East lasted
as long as it did is the topic that we've

02:05:26.350 --> 02:05:28.550
mentioned, which is the
structure of government.

02:05:28.633 --> 02:05:30.227
So can we just zoom out once again

02:05:30.310 --> 02:05:34.440
and explain the key ways the government
functioned in the East Roman Empire,

02:05:35.290 --> 02:05:37.930
and how it evolved over
the lifetime of the empire?

02:05:38.710 --> 02:05:42.100
- Very broadly speaking,
there's civilian and military,

02:05:42.850 --> 02:05:44.933
right? And you might
actually add the church.

02:05:45.017 --> 02:05:46.707
It's entirely plausible to treat the

02:05:46.790 --> 02:05:50.750
church as a kind of government
institution at this time.

02:05:51.170 --> 02:05:55.090
But let's just stick
with military and civilian.

02:05:55.210 --> 02:05:59.067
the military is pretty straightforward,
would be recognizable to any student

02:05:59.150 --> 02:06:03.490
of military history.
This is how you recruit, organize, equip,

02:06:04.450 --> 02:06:11.450
pay, and lead soldiers.
And the East Roman state tends to have a

02:06:12.370 --> 02:06:14.950
larger military, at least paper strength.

02:06:15.750 --> 02:06:18.738
Active is a different matter. Like, how
many soldiers you take on a campaign is

02:06:18.821 --> 02:06:19.771
a different matter,

02:06:19.990 --> 02:06:24.190
but how many soldiers you maintain, like,
in the provinces generally, right, is a...

02:06:24.630 --> 02:06:31.630
It tends to be on the large side for a
medieval society, right? So it compares

02:06:32.710 --> 02:06:36.517
favorably to, say, the Caliphate
later on, which is a much

02:06:36.600 --> 02:06:43.600
more massive territorial entity. So
the military is that. It can have anywhere

02:06:44.410 --> 02:06:51.410
between 100,000 at a minimum, at a low
point, up to maybe about 250,000 at a high

02:06:52.650 --> 02:06:56.330
point, depending on the period.
It's a lot of people. It's a lot of men.

02:06:57.370 --> 02:07:00.847
Factor in their families, right?
These are also, like, part of the

02:07:00.930 --> 02:07:05.050
whole, you know, military
economic complex, if you will.

02:07:05.470 --> 02:07:08.307
- And they're career military,
so, like, this is their job.

02:07:08.390 --> 02:07:13.067
- Yep, yes. - And is the military
for most of the history of the East Roman

02:07:13.150 --> 02:07:14.830
Empire defensive military?

02:07:16.150 --> 02:07:19.870
- Mostly, but not always. - Yeah.
And we'll talk about Justinian.

02:07:20.170 --> 02:07:23.298
- Sure. Um, and so then you
have the civilian administration.

02:07:23.381 --> 02:07:24.927
Civilian administration does a number of

02:07:25.010 --> 02:07:29.950
things. Principally, it is to find
the funds to pay for this army,

02:07:30.830 --> 02:07:34.550
which is the single largest
expense on the state budget,

02:07:34.750 --> 02:07:37.907
right? And so in order
to find those funds, it has

02:07:37.990 --> 02:07:41.907
to have census of the assets, and it has

02:07:41.990 --> 02:07:45.970
to be able to tax them, and there are
lots of different ways of doing that. So

02:07:46.170 --> 02:07:50.030
the civilian administration
has a number of tax bureaus,

02:07:51.090 --> 02:07:55.047
records keeping this sort of thing,
also a legal branch for

02:07:55.130 --> 02:07:58.927
resolving disputes with the imperial fisc.
Okay. But the civilian

02:07:59.010 --> 02:08:02.547
administration does a number of other
things, too. For example, the whole legal

02:08:02.630 --> 02:08:08.260
regulation of the, of the empire,
the courts, judges, courts of appeal,

02:08:09.200 --> 02:08:13.127
Or also issuing laws,
keeping records, all,

02:08:13.210 --> 02:08:17.087
all of this. And those
are the main bureaus that

02:08:17.170 --> 02:08:20.770
have to do with the
subjects of the empire.

02:08:21.230 --> 02:08:25.550
The emperors obviously maintain bureaus
that are for things like diplomacy,

02:08:26.390 --> 02:08:28.290
right, or running the palace staff,

02:08:29.250 --> 02:08:32.130
Because the palace is a huge
institution, right, with...

02:08:33.320 --> 02:08:37.187
And then there are a number
of endowments that, you know, major

02:08:37.270 --> 02:08:41.047
churches, Hagia Sophia, for example,
has hundreds of staff, clergy to, you

02:08:41.130 --> 02:08:44.547
know, readers to whatever, and so
they need to be paid, and so you need

02:08:44.630 --> 02:08:48.067
endowments. The imperial household,
it has expenses, so it needs

02:08:48.150 --> 02:08:51.890
endowments, right? So there's
a lot of land that's earmarked

02:08:52.540 --> 02:08:56.257
For these kinds of expenses,
that requires administration. So,

02:08:56.340 --> 02:08:58.777
this multiplies, right?
I mean, go on and on and on and on.

02:08:58.860 --> 02:09:03.747
- And I'm sure the tax code
is not a simple flat tax. It's...

02:09:03.830 --> 02:09:07.660
... probably incredibly complicated.
So it's just like in the United States,

02:09:08.940 --> 02:09:12.990
it feels like the majority of the United
States is basically lawyers and the IRS.

02:09:14.880 --> 02:09:18.500
That's maybe 98%, I think, is lawyers.

02:09:18.600 --> 02:09:20.227
- Lawyers. - I'm not
sure it's scientifically-

02:09:20.310 --> 02:09:23.213
- I thought they shrunk the IRS down
now to a size that it can't, like,

02:09:23.297 --> 02:09:25.597
actually do anything.
- They shrunk it down...

02:09:25.780 --> 02:09:27.347
- I thought it was just...
-... to just 90% now.

02:09:27.430 --> 02:09:28.263
- 90, just 90.

02:09:29.520 --> 02:09:33.960
- No. I think there
is something—this is another,

02:09:34.320 --> 02:09:37.997
Conversation about human nature
and about the, the nature of

02:09:38.080 --> 02:09:40.130
governments, but there's something about,

02:09:40.860 --> 02:09:45.740
like I think it's impossible to have an
IRS-type organization that doesn't grow.

02:09:47.180 --> 02:09:53.370
I think maybe with good intentions
because you can't— You have to, like...

02:09:53.580 --> 02:09:57.400
... everybody always comes to you,
"Well, I don't... Here's my special

02:09:57.520 --> 02:09:59.980
case. I want my tax to be lower."

02:10:01.180 --> 02:10:04.367
And they kind of add another line.
"All right, if you have...

02:10:04.450 --> 02:10:06.637
... purple hair, you..."

02:10:06.720 --> 02:10:10.378
... the tax decrease. And so you
keep adding, and then of course,

02:10:10.461 --> 02:10:11.440
the more you add,

02:10:12.460 --> 02:10:16.200
the more opaque the thing becomes,
therefore corruption seeps in

02:10:16.340 --> 02:10:19.917
or co- you know, maybe not
like official corruption, but...

02:10:20.000 --> 02:10:23.837
... corruption light,
and then that tax code grows, and

02:10:23.920 --> 02:10:26.507
then all of a sudden you have
these big institutions that then-

02:10:26.590 --> 02:10:30.257
... encourage corruption, and then
there's a bureaucracy, and there's a

02:10:30.340 --> 02:10:32.657
momentum, and this is just how humans are.

02:10:32.740 --> 02:10:35.524
- Yes. So this happens
in East Roman society too.

02:10:35.607 --> 02:10:37.480
I'll give you some examples. So,

02:10:38.960 --> 02:10:42.900
there's not a tax code as such,
but what you-- The way it

02:10:43.000 --> 02:10:45.240
operates is through basically exemptions.

02:10:46.290 --> 02:10:50.217
So you petition for an exemption.
You might be

02:10:50.300 --> 02:10:53.691
a monastery, you might be a wealthy la-
You might be someone well-connected to

02:10:53.775 --> 02:10:54.197
the court.

02:10:54.280 --> 02:10:58.180
You might be a struggling provincial
village, and you petition the emperor or

02:10:58.300 --> 02:11:01.205
some official, and you say, "Hey,
we know we had a bad season," or,

02:11:01.288 --> 02:11:04.584
"The barbarians came through and they
took all of our... We can't pay the taxes.

02:11:04.668 --> 02:11:06.068
Could we have an exemption?"

02:11:06.880 --> 02:11:10.740
And emperors often are granting
these exemptions for very

02:11:10.840 --> 02:11:14.400
specific things, like maybe for this
year or for that tax or whatever.

02:11:15.000 --> 02:11:17.790
The problem is that the emperors
are discovering every once in a while

02:11:17.874 --> 02:11:18.897
that their officials are,

02:11:18.980 --> 02:11:22.116
are granting these exemptions sort
of on their own. So every once in a while,

02:11:22.199 --> 02:11:26.200
the emperors have to, like,
clear house when they have to, like,

02:11:26.580 --> 02:11:30.360
cancel all of these exemptions
and start the whole process again. But,

02:11:30.740 --> 02:11:32.928
later on, when-- once we
start to have documentation,

02:11:33.011 --> 02:11:38.777
like maybe in the 11th century,
we see that every little, well, not every,

02:11:38.860 --> 02:11:41.635
but we have all these monasteries, these
little villages, these high officials,

02:11:41.718 --> 02:11:42.477
and they all have these

02:11:42.560 --> 02:11:45.600
documents that give them exemption
from this or that or the other thing,

02:11:45.683 --> 02:11:48.620
and it gets so complicated
and that's how it works.

02:11:49.780 --> 02:11:53.617
- Uh, but it is the engine of society
that makes the whole thing work 'cause you

02:11:53.700 --> 02:11:54.533
have to fund--

02:11:55.280 --> 02:11:58.603
I mean, there's infrastructure projects,
but you have to also fund the army,

02:11:58.686 --> 02:12:03.220
and the army's necessary to defend
against all the military incursions.

02:12:03.660 --> 02:12:07.640
A good fraction of the bureaucracy
seemed to have been eunuchs,

02:12:07.820 --> 02:12:11.420
which are castrated men. Can you
explain why this was a prominent thing?

02:12:11.980 --> 02:12:15.280
- The eunuchs are part of the
household staff of the emperor.

02:12:16.680 --> 02:12:19.623
So that would be like, what would it be?
The West Wing of the White House

02:12:19.706 --> 02:12:25.120
or something like this. So they are
the people who handle the imperial person,

02:12:25.920 --> 02:12:29.220
the bedchamber,
the organization of palace life,

02:12:29.780 --> 02:12:33.920
things like banquets, you know,
these kinds of things, the wardrobe.

02:12:34.720 --> 02:12:38.360
And why are they important?
So for starters, if you're, like,

02:12:38.820 --> 02:12:42.717
physically with the emperor
all day, right? Like,

02:12:42.800 --> 02:12:44.741
you're handling the meetings,
you're... Right?

02:12:44.824 --> 02:12:46.697
People can come to you
and say, "Hey, I need

02:12:46.780 --> 02:12:50.557
you to put in a good word
for whatever," right? So they can

02:12:50.640 --> 02:12:54.517
get things done. So you bribe them,
they get things done. So they're

02:12:54.600 --> 02:12:57.907
very useful in this way. They're
also kind of hated for that reason.

02:12:57.990 --> 02:13:01.880
Right? But they're also kind of there
to be hated. In other words, they

02:13:02.060 --> 02:13:05.977
soak up a lot of the frustration
that people sometimes feel when

02:13:06.060 --> 02:13:10.300
they're not getting, you know,
what they want from the court.

02:13:10.640 --> 02:13:14.190
Okay. That's one thing. Here's
the other thing that's more interesting.

02:13:15.760 --> 02:13:19.700
How do you as an emperor make sure
that your bureaucracy doesn't displace

02:13:19.820 --> 02:13:23.820
you? Like, if the bureaucracy is handling
all the matters of running the empire,

02:13:23.960 --> 02:13:29.577
what do we need you for? Right? Like, the
bureaucracy can develop rules of its own-

02:13:29.660 --> 02:13:33.397
... for solving all
the problems for dealing with

02:13:33.480 --> 02:13:36.720
petitions and exemptions and whatever.
Like, they can do it. So

02:13:37.220 --> 02:13:41.057
where's your power exactly?
So what the emperors did not want is to

02:13:41.140 --> 02:13:44.697
be displaced or overshadowed
by these kinds of more

02:13:44.780 --> 02:13:48.060
impersonal institutions.
And so they would often set up, like,

02:13:48.840 --> 02:13:51.940
So this could be a bit confusing.

02:13:52.980 --> 02:13:56.740
So eunuchs were perfect
for this reason because often

02:13:56.980 --> 02:14:00.737
their origin was from outside the empire,
or they were former slaves. They

02:14:00.820 --> 02:14:03.960
weren't connected to, like,
networks of powerful families.

02:14:04.060 --> 02:14:07.637
So you knew that they would
generally be loyal to you because they

02:14:07.720 --> 02:14:11.690
depended entirely on you, the emperor,
for their position and their power.

02:14:12.320 --> 02:14:16.237
And what you would sometimes do is you'd
say, "Okay, I'm putting you in charge of,

02:14:16.320 --> 02:14:19.670
like, this army." Literally,
like putting you in charge of an army,

02:14:20.360 --> 02:14:23.640
just so that you can
counterbalance the kind of

02:14:24.120 --> 02:14:28.007
networks of established generals,
and you'll have, like, a eunuch

02:14:28.090 --> 02:14:31.917
from my wardrobe. You know,
I'm putting him in charge. And so this

02:14:32.000 --> 02:14:35.897
kind of shook things up a little
bit so that people who were part of a

02:14:35.980 --> 02:14:39.897
system or a network could never fully
count that that could get them all

02:14:39.980 --> 02:14:43.283
the power that they wanted. They now have
to answer to this eunuch from the wardrobe

02:14:43.366 --> 02:14:47.297
who's, like, outside of their system.
And sometimes these eunuchs were extremely

02:14:47.380 --> 02:14:50.937
competent like Narses,
Justinian's general, who

02:14:51.020 --> 02:14:54.637
defeated the Goths in Italy in this
massive battle. Like, this guy was a total

02:14:54.720 --> 02:14:58.597
hardass. And he was this little old man.
He was very old, and he was tiny, and he

02:14:58.680 --> 02:15:04.317
was a eunuch, and the Goths laughed
at him, but he had the last laugh, right?

02:15:04.400 --> 02:15:08.297
- Is there some component to them
being eunuchs, so they can't

02:15:08.380 --> 02:15:09.717
propagate the bloodline?

02:15:09.800 --> 02:15:12.526
- Yeah. They can't have their own
family, so they can't be, like,

02:15:12.609 --> 02:15:13.697
looking out for their own

02:15:13.780 --> 02:15:19.660
offspring. They're kind of isolated
individuals who depend entirely on

02:15:19.743 --> 02:15:26.120
your favor. - Is it known whether
the castration is almost always by force?

02:15:26.610 --> 02:15:30.417
- There are eunuchs in society generally.
They're often bishops. They're appointed

02:15:30.500 --> 02:15:32.597
Patriarch of Constantinople
sometimes. They're-

02:15:32.680 --> 02:15:36.417
... they're in all kinds
of positions. Many of them are

02:15:36.500 --> 02:15:41.737
children who are enslaved
and castrated against their will.

02:15:41.820 --> 02:15:45.495
Sometimes, however, they are castrated
very much according to the will of

02:15:45.578 --> 02:15:50.217
their families. Um,
in some parts of, like in

02:15:50.300 --> 02:15:53.950
Caucasia, there were some regions
that were famous for producing eunuchs,

02:15:54.220 --> 02:15:55.940
also in, in Persia and so forth.

02:15:56.970 --> 02:16:00.340
But also, we are pretty sure
that this happened within the empire,

02:16:00.880 --> 02:16:02.517
because there were some
families that, like,

02:16:02.600 --> 02:16:04.697
really wanted to place
a eunuch at the court.

02:16:04.780 --> 02:16:07.897
Um, so from Paphlagonia, there
were a number of... This is in

02:16:07.980 --> 02:16:14.980
northern Asia Minor. And so they would...
It was almost like a family strategy.

02:16:15.760 --> 02:16:18.860
- I mean, it's fascinating.
It's fascinating that they had so,

02:16:19.440 --> 02:16:24.787
So much representation
in the inner circles-

02:16:24.870 --> 02:16:28.220
... of the emperor,
and therefore had real influence.

02:16:28.340 --> 02:16:32.257
- Oh, yeah. But this was the case always,
even in Rome, like in the Julio-Claudians

02:16:32.340 --> 02:16:32.947
under-

02:16:33.030 --> 02:16:36.980
... you know, the first Caesars. There
are all these powerful eunuchs, and the,

02:16:37.760 --> 02:16:39.622
the senatorial class
always hates them. I mean,

02:16:39.706 --> 02:16:41.656
it's just the s- it's the same dynamic.

02:16:42.180 --> 02:16:45.717
- Uh, one of the interesting things
you've said as an aside in one of the many

02:16:45.800 --> 02:16:51.200
podcasts that I listened with you is you
said that there were no isolated people,

02:16:52.820 --> 02:16:56.520
You know, people that are
disconnected from the empire,

02:16:57.780 --> 02:17:01.537
Maybe who, for example, don't know
about the taxes or just don't feel

02:17:01.620 --> 02:17:05.310
integrated into the system. I mean,
that's really interesting to me, that

02:17:06.180 --> 02:17:12.200
there's so much connectivity, there's so
much cohesion-... as an entire peoples.

02:17:12.860 --> 02:17:16.477
- These people do not exist,
these isolated peasants. This is a

02:17:16.560 --> 02:17:20.510
myth that I, one day I'm going
to write a chapter about this

02:17:20.680 --> 02:17:23.614
because it's this idea that you
occasionally encounter, well,

02:17:23.697 --> 02:17:24.357
actually quite

02:17:24.440 --> 02:17:28.277
often in the scholarship, that there
are these sort of rural communities out

02:17:28.360 --> 02:17:32.110
there somewhere that don't
know what's going on in

02:17:32.200 --> 02:17:36.177
Constantinople. They might not know,
even know who the emperor is. They're cut

02:17:36.260 --> 02:17:40.157
off. Maybe a tax official
will show up every once in a

02:17:40.240 --> 02:17:43.877
while, maybe not, and they just
live their lives on their own,

02:17:43.960 --> 02:17:47.880
unaffected by the, say, state,
because the medieval state,

02:17:48.020 --> 02:17:51.200
we suspect, is you know, always

02:17:51.540 --> 02:17:55.277
powerless and can't, you know,
affect people's lives. There's

02:17:55.360 --> 02:17:59.160
no proof for these communities
at all. At most, you

02:17:59.320 --> 02:18:03.310
might try to find some,
like, actual hermits, like,

02:18:03.420 --> 02:18:08.640
actual Christian ascetic hermits who
try to go out and find this situation,

02:18:09.520 --> 02:18:13.237
and sometimes they're described in the
text as, like, oh, so, so-and-so went so

02:18:13.320 --> 02:18:17.240
far out into the mountains that,
like, not even the tax census people

02:18:17.520 --> 02:18:20.977
showed up there, which tells you how
they think about what it means to be

02:18:21.060 --> 02:18:24.920
isolated, right? So this is not a...
This is a state in which every

02:18:25.040 --> 02:18:28.657
arable, you know, piece of arable
land has been censused for

02:18:28.740 --> 02:18:32.380
centuries. It's not like you
can hide a village, right?

02:18:32.940 --> 02:18:36.857
And the, the taxation process
is not like, what, they visit

02:18:36.940 --> 02:18:40.697
once a year, give us some coin, and we'll
leave. It's actually more like three

02:18:40.780 --> 02:18:44.720
times a year.
And the taxes is not just coin and

02:18:45.100 --> 02:18:48.737
maybe a payment in kind or something, but
it's, it's a whole bunch of things like

02:18:48.820 --> 02:18:52.680
services and recruits and all...
You're right. And once you

02:18:52.780 --> 02:18:56.860
start adding all of these things up,
it creates a very dense,

02:18:57.740 --> 02:19:02.097
Institutional matrix in which
all communities are enmeshed.

02:19:02.180 --> 02:19:06.640
They can't get out of it. Also,
they, they have a church, don't they?

02:19:07.570 --> 02:19:09.430
And if they have a church,
they have the calendar.

02:19:09.513 --> 02:19:11.857
And of course they have
the calendar because...

02:19:11.940 --> 02:19:15.820
So, like, how do they
organize time and space and

02:19:15.960 --> 02:19:18.475
boundaries and all of these things?
No, this is all state institutions.

02:19:18.559 --> 02:19:23.257
How do they pay for anything? They have
coins. Coins are everywhere. So I think

02:19:23.340 --> 02:19:27.100
that these institutions
structured the way that everyone,

02:19:27.360 --> 02:19:31.200
even in village communities, even
in the most isolated ones, supposedly,

02:19:31.760 --> 02:19:35.417
how they thought about things
like time and space and value and

02:19:35.500 --> 02:19:39.480
relations and power
and kinship and so forth.

02:19:39.860 --> 02:19:43.910
- So what you're saying is taxation is
the thing that brings the empire together.

02:19:44.700 --> 02:19:46.000
- It is, principally, yes.

02:19:46.420 --> 02:19:50.017
- I mean, it's-... it's true, right?
This is, like, this is how you know.

02:19:50.100 --> 02:19:53.480
- Yeah. But on top of that is
layered things like the economy,

02:19:53.740 --> 02:19:55.960
coins, right? But also there's the church.

02:19:56.600 --> 02:19:59.057
- Yeah, and the church is important,
just like you said.

02:19:59.140 --> 02:20:00.997
Yeah. And there's churches
throughout the empire.

02:20:01.080 --> 02:20:04.597
- Yes, and they have sermons,
and they pray for the

02:20:04.680 --> 02:20:08.980
emperor after this service. No,
there are no isolated communities.

02:20:09.500 --> 02:20:13.060
- So one of the things I briefly
mentioned just would be nice to

02:20:13.980 --> 02:20:17.400
elaborate on is this term
of monarchic republic.

02:20:18.640 --> 02:20:24.860
So we've been throwing around words
like kingdom and republic and empire and,

02:20:25.740 --> 02:20:32.740
Monarchy. So what is the actual...
What's a good applicable term to what this

02:20:33.360 --> 02:20:35.320
thing is-... the East Roman Empire?

02:20:35.660 --> 02:20:39.470
- That's an excellent question,
and I'm glad you flagged that

02:20:40.040 --> 02:20:41.818
because we call it
conventionally Byzantine Empire,

02:20:41.902 --> 02:20:46.197
and it's neither of those things really.
We talked about Byzantine.

02:20:46.280 --> 02:20:52.220
Now, empire's a bit of a problem because
first of all, There's no term in Greek,

02:20:53.600 --> 02:20:58.040
In the Greek that they use at this period
that corresponds to our notion of empire.

02:20:59.100 --> 02:21:02.977
It's not part of the official terms. It's
not even... They didn't even have a term

02:21:03.060 --> 02:21:07.110
for it. You could have... There's some
terms that might mean something like state

02:21:07.280 --> 02:21:13.757
Arche maybe or kratos. But for the most
part, it's either basileia, which we might

02:21:13.840 --> 02:21:17.980
translate as monarchy
or politeia, which is polity.

02:21:18.900 --> 02:21:24.280
And politeia in Greek, polity, is a Greek
translation of Latin res publica.

02:21:24.620 --> 02:21:28.160
Res publica doesn't mean republic
the way we mean it for the Romans,

02:21:28.400 --> 02:21:30.926
like a non-monarchical regime,
right? That's how we mean, like,

02:21:31.009 --> 02:21:32.177
the American Republic or, you

02:21:32.260 --> 02:21:35.737
know. That's a usage that came
in later, like during the

02:21:35.820 --> 02:21:39.657
Enlightenment. In Latin,
a res publica is the

02:21:39.740 --> 02:21:43.417
common affairs, the common
interest of a people who are

02:21:43.500 --> 02:21:47.167
constituted as a political community,
regardless of the type of

02:21:47.250 --> 02:21:50.917
regime that they have. Like even
Cicero could imagine the Roman res

02:21:51.000 --> 02:21:54.360
publica governed by a king
or by a senate or by a

02:21:54.500 --> 02:21:58.277
democracy. And they continue
to use that term. We don't use it

02:21:58.360 --> 02:22:01.322
according to Roman norms.
We use it according to modern norms,

02:22:01.406 --> 02:22:02.306
the term republic.

02:22:03.460 --> 02:22:07.357
So they continue to call it a res
publica or a polity under the emperors

02:22:07.440 --> 02:22:11.150
as well, right?
And it was understood that the role of the

02:22:11.280 --> 02:22:14.977
emperor, whether he's Caesar
or basileus or whatever, whatever

02:22:15.060 --> 02:22:18.860
language, was to serve the polity.
They keep saying this.

02:22:19.540 --> 02:22:23.560
So the terms that occur
in the sources most commonly are

02:22:24.380 --> 02:22:28.320
basileia of the Romans,
polity of the Romans, or Romania,

02:22:28.500 --> 02:22:33.740
which is the proper name
of this state. Not empire.

02:22:33.900 --> 02:22:39.120
Now, empire.
Empire in modern English commonly,

02:22:39.860 --> 02:22:43.717
an empire is a state that's created
when one group conquers a bunch of

02:22:43.800 --> 02:22:46.003
others and rules them.
It could be an ethnic group.

02:22:46.086 --> 02:22:47.657
It could be an ethnoreligious group.

02:22:47.740 --> 02:22:51.517
It could be a political group, whatever.
But there's an act of conquest, and

02:22:51.600 --> 02:22:54.450
results in a state where one
group is ruling over others.

02:22:55.200 --> 02:22:57.426
That's not how Romania
is actually constituted.

02:22:57.509 --> 02:22:59.137
We've talked about this. It's, for

02:22:59.220 --> 02:23:02.957
the most part, all Roman
citizens ruling like Roman

02:23:03.040 --> 02:23:06.380
subjects ruling themselves,
through their own government.

02:23:07.300 --> 02:23:10.980
So it's not an empire strictly
speaking. Now, occasionally,

02:23:11.580 --> 02:23:14.340
they will conquer other people,
right? We talked about the warfare.

02:23:14.424 --> 02:23:17.774
Sometimes it's not just defensive.
Sometimes it's offensive, right?

02:23:17.960 --> 02:23:21.777
In that case, you do
establish a- an imperial

02:23:21.860 --> 02:23:25.697
relationship. Like we, the Romans,
are ruling over this other group. Could

02:23:25.780 --> 02:23:29.680
be Slavs, it could be Bulgarians
for a while, it could be whatever. Or,

02:23:29.780 --> 02:23:34.460
even some Muslims in northern Syria
for a while in the 11th century,

02:23:35.480 --> 02:23:36.930
who-- and you are not Romans.

02:23:37.940 --> 02:23:39.999
And that's an imperial relationship.
The question is,

02:23:40.082 --> 02:23:41.777
how many of these
imperial relationships do

02:23:41.860 --> 02:23:45.697
you need to decide that, well,
we've reached a tipping point, and

02:23:45.780 --> 02:23:49.657
now we're just gonna call the whole
thing an empire? Personally, I don't

02:23:49.740 --> 02:23:53.680
think we ever reach that point.
I mean, all states, even today,

02:23:53.820 --> 02:23:55.120
have like minorities.

02:23:56.020 --> 02:23:59.441
Some of them are part of that state
because they were conquered once upon

02:23:59.524 --> 02:24:00.357
a time.

02:24:00.720 --> 02:24:05.420
But we don't call those states empires
necessarily. Even though... Like,

02:24:06.800 --> 02:24:10.340
look at the United Kingdom.
Well, Wales was conquered.

02:24:11.240 --> 02:24:14.690
And, you know, the Welsh have
their own identity, their own language.

02:24:15.560 --> 02:24:20.300
I don't know that you would call
that now an imperial relationship.

02:24:21.140 --> 02:24:22.580
Maybe. I don't know.

02:24:22.800 --> 02:24:26.777
- I think there's also a synonymous
use of the word empire that refers to

02:24:26.860 --> 02:24:29.477
the power that the state has-

02:24:29.560 --> 02:24:33.000
... in the global context
geopolitically. So sometimes

02:24:33.120 --> 02:24:36.562
empire is used synonymously
with superpower,

02:24:36.646 --> 02:24:39.127
meaning it's one of the primary-

02:24:39.210 --> 02:24:42.977
... nations in the world, and it
doesn't necessarily have to do with the

02:24:43.060 --> 02:24:46.420
imperial nature of its history.

02:24:47.080 --> 02:24:50.680
- That's true. - Hence the sort
of American empire, US empire.

02:24:50.840 --> 02:24:54.557
- Yes. Though you would never characterize
the American political regime as an

02:24:54.640 --> 02:25:01.020
imperial one insofar as it does not
have an emperor, for example. But anyway,

02:25:02.520 --> 02:25:06.257
yes. The problem is that in my field,
we use the term empire

02:25:06.340 --> 02:25:09.997
conventionally, even when
what you just described is

02:25:10.080 --> 02:25:13.937
clearly not happening, like even
toward the end. It's not a major world

02:25:14.020 --> 02:25:17.957
power. It, like, has a few islands
in the Peloponnese, and, but we call it

02:25:18.040 --> 02:25:20.817
empire and the emperor, and it's
like, it's completely ridiculous.

02:25:20.900 --> 02:25:24.940
There's not even a term in their
language for that sort of thing.

02:25:25.900 --> 02:25:27.845
anyway, we can call
things whatever we want,

02:25:27.928 --> 02:25:29.677
just so we understand what the reality

02:25:29.760 --> 02:25:33.600
is-... and what we are
using those terms to mean.

02:25:33.760 --> 02:25:35.537
I think that's the important thing. Yeah.

02:25:35.620 --> 02:25:41.320
- So then let's look at words which are
both fascinating, monarchic republic.

02:25:41.720 --> 02:25:46.250
- Right. - Why is that a good
term for the East Roman Empire?

02:25:46.720 --> 02:25:50.657
- Uh, because they understood it very
much to be a polity in the Roman sense

02:25:50.740 --> 02:25:55.120
of a res publica that was governed
by a regime that was monarchical.

02:25:55.500 --> 02:25:59.400
- So those two elements,
there's an emperor dude at the top,

02:26:00.480 --> 02:26:03.980
and it functioned
politically like a republic.

02:26:04.460 --> 02:26:07.920
- Also, the emperor was expected
to be working for the republic.

02:26:08.680 --> 02:26:12.660
Like, they keep saying this. So,
like, this was their conception.

02:26:13.440 --> 02:26:18.340
You don't find it, for example,
in other kinds of dynastic empires,

02:26:19.220 --> 02:26:22.857
The ones that don't emerge from
within the context of an ancient

02:26:22.940 --> 02:26:26.437
republic. So this is another reason
why I find this civilization so

02:26:26.520 --> 02:26:28.352
fascinating, right?
I mean, we mentioned the,

02:26:28.435 --> 02:26:30.197
the Greek and the Roman and the Christian

02:26:30.280 --> 02:26:32.334
elements that are kind
of jostling together.

02:26:32.417 --> 02:26:37.780
This is fascinating to me in part because
it's this weird combination of monarchical

02:26:37.880 --> 02:26:44.300
power, like in terms of executive
institutions—... and a republican kind of

02:26:44.780 --> 02:26:48.697
baseline ideology on which it
operates. Yeah, and they, they

02:26:48.780 --> 02:26:50.240
sometimes come to a head.

02:26:50.860 --> 02:26:54.110
- Is there at all a degree to which
it's a military dictatorship?

02:26:54.600 --> 02:26:58.160
Because especially when it's
the general in the emperor's seat,

02:26:58.800 --> 02:27:02.697
yes, there's a republic, yes, there's
political discussion, but the army has

02:27:02.780 --> 02:27:08.137
a lot of power. So to what degree
is it a military dictatorship, as is

02:27:08.220 --> 02:27:11.860
sometimes talked about when
you talk about the Roman Empire?

02:27:12.610 --> 02:27:15.947
- Yeah, so Augustus' position,
for example, and that of his

02:27:16.030 --> 02:27:18.876
successors is, is talked about
as a military dictatorship.

02:27:18.960 --> 02:27:19.927
In other words, when

02:27:20.010 --> 02:27:24.710
push comes to shove—... and the basis
of political power is the army,

02:27:25.710 --> 02:27:29.087
then I suppose it's legitimate
for historians to talk

02:27:29.170 --> 02:27:33.070
about a military dictatorship.
But here's why I don't think

02:27:33.570 --> 02:27:37.170
the Eastern Roman Empire is a military
dictatorship. Even though, again,

02:27:37.670 --> 02:27:43.590
the emperors control the armies, and the
armies themselves will often have a say

02:27:44.370 --> 02:27:48.730
in who becomes emperor, like through
the civil wars that we mentioned.

02:27:49.410 --> 02:27:53.250
Okay. The reason why I don't think
it's a military dictatorship is because

02:27:54.210 --> 02:28:01.210
they almost never, very, very, very rarely
use the army as an instrument of social

02:28:01.810 --> 02:28:02.643
control.

02:28:03.250 --> 02:28:07.130
- Is that, isn't that strange to you?
Because you see that being done

02:28:07.910 --> 02:28:12.650
through so much of human history.
And the fact they don't resort to that,

02:28:13.470 --> 02:28:18.110
I mean, they, for 1,000 years,
that's just not a thing.

02:28:18.870 --> 02:28:22.610
- As a way of keeping down
the population, you just don't see it.

02:28:23.150 --> 02:28:26.060
And part of the reason for that is I don't
think the population needs to be kept

02:28:26.143 --> 02:28:29.107
down. Like, this gets back to the
consensus that we were talking about.

02:28:29.190 --> 02:28:33.730
The understanding is that the army
is there to protect the Roman people.

02:28:34.200 --> 02:28:41.200
And is often recruited among them. And for
most of the period that I study, is like

02:28:41.290 --> 02:28:44.130
lives among them. So when
the emperors have to call up the army,

02:28:44.213 --> 02:28:47.887
they're literally calling up
soldiers from local villages.

02:28:47.970 --> 02:28:51.370
- It's just incredible that this worked.
I guess the civil war thing

02:28:52.030 --> 02:28:55.867
is, as a mechanism, is effective.
'Cause you just, throughout human

02:28:55.950 --> 02:28:59.727
history, I mean, you look at even
recent history, it's just a very

02:28:59.810 --> 02:29:05.050
common thing for a authoritarian figure
to use the army to suppress people.

02:29:05.350 --> 02:29:09.247
- Yeah, but isn't that dangerous,
though? Look at how many modern regimes

02:29:09.330 --> 02:29:14.153
tried to use their own armies against
their people who are in a moment of rising

02:29:14.236 --> 02:29:19.350
up. - It doesn't last. - Well,
it's a risk. Like the Arab Spring.

02:29:19.750 --> 02:29:24.330
Especially in Egypt. And you could,
you could tell for those three weeks

02:29:25.410 --> 02:29:29.220
that Mubarak was trying
to decide whether he could

02:29:29.310 --> 02:29:33.240
actually count on the army
to suppress the protesters or not,

02:29:33.930 --> 02:29:37.827
because you never know what
they're going to do if you ask

02:29:37.910 --> 02:29:43.930
them to fire on a civilian population.
It can backfire on you badly.

02:29:45.090 --> 02:29:49.027
So I think that is a very
dangerous force to use, and

02:29:49.110 --> 02:29:52.850
even in the context of modern regimes,
can result in a regime change.

02:29:53.490 --> 02:29:57.027
- Absolutely, and there's huge wisdom
behind that, but, you know, leaders are

02:29:57.110 --> 02:29:59.817
not always wise, often not wise.

02:29:59.900 --> 02:30:03.267
And often maybe they start out wise,
but power corrupts them over time,

02:30:03.350 --> 02:30:08.387
and so the fact that this does not happen
just over and over and over and over-

02:30:08.470 --> 02:30:12.007
... in the East Roman Empire is, is,
there's just a signal there that's

02:30:12.090 --> 02:30:16.190
fascinating. And I mean, this goes to
the book that you want to be working on-

02:30:16.630 --> 02:30:18.730
... About why the thing lasts. So.

02:30:19.070 --> 02:30:22.650
- There's one emperor who does
do that, and that's Justinian.

02:30:22.810 --> 02:30:24.967
- Mm-hmm. Yeah, he gets wild.
- Right. Yeah.

02:30:25.050 --> 02:30:28.287
- So let's talk about Justinian. We
have to. We have to talk about Justinian.

02:30:28.370 --> 02:30:29.203
- Yes.

02:30:29.330 --> 02:30:32.090
- one of the most impactful
Roman emperors in history,

02:30:33.030 --> 02:30:37.430
started as a peasant,
and rose in power to become emperor.

02:30:38.250 --> 02:30:42.230
He fought wars of conquest and was
very consequential and impactful.

02:30:42.390 --> 02:30:47.710
- Yes. - So who was he? - All right.
So Justinian was the emperor from 527 to

02:30:48.050 --> 02:30:54.390
565, so quite a long reign. He was the
nephew of the previous emperor, Justin I,

02:30:55.670 --> 02:30:59.290
who was an older man, ruled for just
under a decade before Justinian.

02:30:59.910 --> 02:31:03.050
And both of them came from small, poor

02:31:03.750 --> 02:31:06.087
agricultural communities
in the western Balkans.

02:31:06.170 --> 02:31:11.390
- We should say that Justin I ended
up in your worst 10 emperors list.

02:31:11.750 --> 02:31:15.550
- Yeah, for one decision.
He's not the worst of the worst, but he,

02:31:15.690 --> 02:31:19.307
he made a very, very bad call when it
came to church policy, tore the church

02:31:19.390 --> 02:31:21.140
apart. He shouldn't have done that,

02:31:21.750 --> 02:31:25.630
in my view. But by the way, Justinian's
an immensely complicated figure.

02:31:25.770 --> 02:31:27.480
I found it impossible
to decide, first of all,

02:31:27.563 --> 02:31:30.247
whether to put him on the best
emperors or the worst emperors.

02:31:30.330 --> 02:31:31.807
- Yeah, you, I mean,
you're being spicy. Yeah.

02:31:31.890 --> 02:31:34.890
- Yeah, yeah. You have to be
provocative about these things.

02:31:35.050 --> 02:31:38.930
And I thought omitting those two
would be that, and it, and it was. So,

02:31:39.050 --> 02:31:39.887
and here we are talking about it.

02:31:39.970 --> 02:31:42.247
- Yeah, yeah, exactly. The controversy.

02:31:42.330 --> 02:31:45.937
- And through all the systems
of social mobility that we've been

02:31:46.020 --> 02:31:49.230
talking about, Justin ended up emperor.

02:31:49.850 --> 02:31:52.179
because of his military background,
he just rose through the ranks.

02:31:52.262 --> 02:31:53.607
He was in the right place at the right

02:31:53.690 --> 02:31:57.430
time, became emperor, and then he
gradually positioned his nephew,

02:31:57.630 --> 02:32:00.075
Justinian, whose background
we do not know. Literally,

02:32:00.159 --> 02:32:01.407
we do not know anything that

02:32:01.490 --> 02:32:04.708
Justinian did before the age of something
like 38 when he appears on the historical

02:32:04.792 --> 02:32:05.625
record.

02:32:06.030 --> 02:32:09.767
Same background. We know where he came
from, but we don't know what he was

02:32:09.850 --> 02:32:13.890
doing, although, like, was he an active
soldier for decades? We don't know.

02:32:15.310 --> 02:32:19.087
Probably not. He comes equipped with,

02:32:19.170 --> 02:32:22.627
like, a knowledge of something
like Roman law and some Christian

02:32:22.710 --> 02:32:25.070
theology. That seems to be,
like, what he knew.

02:32:26.030 --> 02:32:29.927
And then Justin positions
him to become his

02:32:30.010 --> 02:32:33.070
successor eventually,
kind of reluctantly, but he does.

02:32:33.750 --> 02:32:37.250
Justinian also marries Theodora,
who's a woman who's a

02:32:37.410 --> 02:32:40.730
former sex worker, which
is a controversial choice.

02:32:41.710 --> 02:32:45.770
By this point, he's a senator and is
holding all of these top generalships,

02:32:46.670 --> 02:32:49.947
and then he becomes emperor.
- She was also very influential, yes?

02:32:50.030 --> 02:32:51.127
- Very powerful, yes. - Very powerful.

02:32:51.210 --> 02:32:56.370
- Under his, yeah, during his reign.
So the interesting thing about Justinian's

02:32:57.410 --> 02:33:01.070
choice of, let's say, associates,
and that includes his wife,

02:33:01.830 --> 02:33:06.420
is that he seems to have just gone for
people he, like, he thought were talented-

02:33:06.690 --> 02:33:10.587
... or that would be good
for him as a ruler, rather than

02:33:10.670 --> 02:33:14.447
their social class or prestige.
And so he accumulates

02:33:14.530 --> 02:33:21.530
around him quite a motley group of odd,
sometimes like these kinds of,

02:33:22.000 --> 02:33:28.540
disreputable people. But they did what he
wanted them to, and they were, they, with

02:33:28.640 --> 02:33:32.520
lasting consequences for world history.
So he has an eye for talent,

02:33:32.940 --> 02:33:36.680
and, and he doesn't hesitate to pick
people that others might look down

02:33:36.780 --> 02:33:39.577
on if he thought they
could get the job done.

02:33:39.660 --> 02:33:43.437
And these are some of the attributes
that enable him to be as successful as he

02:33:43.520 --> 02:33:46.520
was. So that's his background.

02:33:47.920 --> 02:33:50.720
He's a Latin speaker primarily,
but he knows Greek, too.

02:33:51.360 --> 02:33:55.340
- So here he is and he, but he had, so
like I mentioned, the wars of conquests.

02:33:55.440 --> 02:33:57.400
He also overhauled the Roman law.

02:33:58.180 --> 02:33:59.500
- He appoints a committee-

02:33:59.840 --> 02:34:05.840
... As one does-... To just take
the whole of Roman law and condense it

02:34:05.940 --> 02:34:09.857
into what today we call the Corpus
Juris Civilis, which is the,

02:34:09.940 --> 02:34:14.800
the body of Roman civil law. And this
was a massive work of codification,

02:34:15.720 --> 02:34:19.477
And it is our main source for Roman

02:34:19.560 --> 02:34:23.080
law. Like overwhelmingly,
what we call Roman law

02:34:23.920 --> 02:34:27.086
is what Justinian's committee,
and specifically this character called

02:34:27.169 --> 02:34:31.180
Tribonian, who was a very
accomplished jurist said it was.

02:34:31.480 --> 02:34:34.687
- Mm-hmm. And that, did that persist
through time? Did that last?

02:34:34.770 --> 02:34:38.350
- Yes, still to this day.
When you study Roman law, you're studying

02:34:39.140 --> 02:34:40.240
Tribonian's committee.

02:34:40.960 --> 02:34:45.570
- And so in terms of our modern society,
how much of impact did that have,

02:34:46.640 --> 02:34:51.190
this codification, this stable
law that ran the East Roman Empire?

02:34:51.500 --> 02:34:53.900
- Well, I mean, Roman
legal concepts pervade

02:34:54.900 --> 02:34:58.837
everything from philosophy to political
thought to actual Roman, uh, legal

02:34:58.920 --> 02:35:00.951
practice. I mean, depends
on what country you're in.

02:35:01.035 --> 02:35:02.935
So in many of the countries of Europe,

02:35:03.940 --> 02:35:05.340
it is the,

02:35:06.320 --> 02:35:09.217
you know, current law. And it is to some
degree. I mean, I'm, I'm exaggerating.

02:35:09.300 --> 02:35:13.280
But legal scholars have
to study Roman law. Even, even,

02:35:13.600 --> 02:35:15.050
law students have to do that.

02:35:15.700 --> 02:35:18.412
Not in, so much in countries
like the United States or Britain,

02:35:18.495 --> 02:35:19.537
which have the so-called

02:35:19.620 --> 02:35:25.140
common law system. But ideas
in Roman law about, for example,

02:35:25.440 --> 02:35:28.980
property, right,
ownership, things like this,

02:35:29.520 --> 02:35:33.397
these were hugely important in formulating
ideas, for example, about sovereignty

02:35:33.480 --> 02:35:36.917
in political thought. Yeah,
it's one of the most important and

02:35:37.000 --> 02:35:40.280
influential acts of committee
work ever done in Constantinople.

02:35:41.700 --> 02:35:44.977
- So, going to Perplexity here
and looking at some aspects of the

02:35:45.060 --> 02:35:48.957
Justinian's laws, they include
a systematic structure of private

02:35:49.040 --> 02:35:52.697
law, persons, things,
actions, strong protection of

02:35:52.780 --> 02:35:56.580
property and contracts,
detailed family and inheritance

02:35:56.700 --> 02:36:00.120
rules, and a hierarchical
status-based view of

02:36:00.240 --> 02:36:04.080
persons. These elements became
the template for later civil

02:36:04.180 --> 02:36:11.117
law systems. And some overall
structures, tripartite schema, law

02:36:11.200 --> 02:36:18.200
organized around personae, legal
subjects, things, and procedural

02:36:18.800 --> 02:36:21.987
actions. Essentially who,
what, and how of—

02:36:22.070 --> 02:36:25.857
...private law. And it goes on. I mean, a
lot of the things I'm reading here really

02:36:25.940 --> 02:36:30.660
sounds like what we
think of as law. Marriage.

02:36:31.000 --> 02:36:33.760
- Look, most of it's about property.

02:36:35.140 --> 02:36:38.597
- Marriage is a legal status.
Lawful matrimony required

02:36:38.680 --> 02:36:42.380
conformity to rules about
age, citizenship, and

02:36:42.560 --> 02:36:46.457
cognatum or prohibited degrees,
incest rules, adoption

02:36:46.540 --> 02:36:49.060
relations, et cetera.
All that kind of stuff.

02:36:49.300 --> 02:36:51.620
- Oh, yes. Who you can marry, who not.

02:36:52.240 --> 02:36:54.190
- What was their view of homosexuality?

02:36:54.480 --> 02:36:57.330
- Well, I mean, Justinian
thought it caused earthquakes.

02:36:58.360 --> 02:37:00.037
- Oh, did it? - Yes. - Did it?

02:37:00.120 --> 02:37:01.780
- Yes. - Wow. That's fascinating.

02:37:01.880 --> 02:37:05.560
- Um, no, for him no, for, for...
So for Christian emperors

02:37:06.640 --> 02:37:10.720
or Christian authorities, this is a,
a reprehensible immoral act.

02:37:11.620 --> 02:37:15.680
Um, depending, it, it could be punished.

02:37:16.140 --> 02:37:20.100
Um, Justinian did try to punish
it pretty brutally. I mean,

02:37:20.420 --> 02:37:27.097
ultimately lethally. Um,
however, this gets really tricky

02:37:27.180 --> 02:37:34.180
here because what counts as a homosexual
act is not clear to everybody, right?

02:37:35.360 --> 02:37:42.360
And in addition to which, there... This
is a society that generally will not go

02:37:45.580 --> 02:37:48.560
after, let's say,

02:37:50.400 --> 02:37:54.297
Scandals or deviance or however you
wanna call it, like systematically.

02:37:54.380 --> 02:37:56.637
This is not like some--
There's no inquisition.

02:37:56.720 --> 02:38:03.720
There's no social police. If there's
some sort of scandal and this comes out,

02:38:04.080 --> 02:38:07.780
then it's a problem. But they're
not actively going to track down,

02:38:07.880 --> 02:38:11.697
hunt down, monitor, survey, interrogate

02:38:11.780 --> 02:38:15.417
people about their sex lives.
I mean, it is in a way, despite

02:38:15.500 --> 02:38:21.300
having views that we, we may
not agree with about sexuality,

02:38:22.140 --> 02:38:27.097
uh, it was, it was, it was generally
humane in the way of just kind of leaving

02:38:27.180 --> 02:38:28.040
people alone.

02:38:28.920 --> 02:38:32.797
- I mean, that said, there's some...
I'm just on Perplexity, looked

02:38:32.880 --> 02:38:39.880
up Justinian Roman law view of sexuality.
They're pretty harsh on, like adultery

02:38:40.140 --> 02:38:43.520
and just getting freaky with it.

02:38:43.660 --> 02:38:48.617
- No, Justinian was more zealous
in this matter, definitely.

02:38:48.700 --> 02:38:52.380
- Even though he married a sex worker.

02:38:53.400 --> 02:38:55.000
- Well, sex work wasn't illegal.

02:38:56.540 --> 02:38:58.337
- Right, but it's a bit spicy.

02:38:58.420 --> 02:39:02.300
- Yes. And in fact,
it was illegal for a senator to marry

02:39:02.500 --> 02:39:05.050
someone from such
a disreputable profession.

02:39:05.400 --> 02:39:10.260
And he got his uncle to pass a law
changing that rule-... so that he could.

02:39:11.160 --> 02:39:14.320
- Well. Love knows no bounds.

02:39:14.520 --> 02:39:17.257
- Actually, Justinian kind
of says that in one of his laws.

02:39:17.340 --> 02:39:20.687
- Oh, wow. - No, he clearly loved her.
There, there's no question.

02:39:20.770 --> 02:39:24.397
- This actual love. I mean, this, you have
to like this guy. Starts as a peasant.

02:39:24.480 --> 02:39:28.277
Surround himself by all kinds
of weirdos just because they

02:39:28.360 --> 02:39:31.717
were good at what they did, and it
doesn't really matter, class or not.

02:39:31.800 --> 02:39:36.580
- Yes, but there's a lot to be said
against him, too. Um, I like so much.

02:39:37.980 --> 02:39:41.640
- Let's get into it.
So he did launch wars of conquest.

02:39:42.560 --> 02:39:46.377
What was his view of war
and conquest, and what maybe what

02:39:46.460 --> 02:39:50.637
are the things we should mention
in terms of expansionary wars?

02:39:50.720 --> 02:39:53.950
- He thought he was authorized by God
to reconquer the lost provinces of

02:39:54.034 --> 02:39:58.400
the Western Roman Empire, and when he did
so, that was proof that God favored him.

02:39:59.620 --> 02:40:03.557
And he was generally opportunistic
about it and for the most part, kind

02:40:03.640 --> 02:40:07.457
of successful in that he
intervened in the most

02:40:07.540 --> 02:40:11.437
critical moments of the histories of these
barbarian, you know, kingdoms in the

02:40:11.520 --> 02:40:15.077
West, and exploited
their weaknesses and took them

02:40:15.160 --> 02:40:18.797
over. Now, in the process,
many of these provinces were ravaged by

02:40:18.880 --> 02:40:25.297
war Italy for decades. He
overstretched his resources, leaving his

02:40:25.380 --> 02:40:31.800
successors with a much more
dangerous situation to defend.

02:40:32.360 --> 02:40:36.260
and he disbanded certain armies that
were meant to protect Constantinople,

02:40:36.640 --> 02:40:40.200
sent them to Italy, for example.
This weakened the home front.

02:40:41.160 --> 02:40:45.057
So he left a very difficult legacy
for his successors in that way.

02:40:45.140 --> 02:40:48.837
Plus, some of the provinces
that he conquered were so like

02:40:48.920 --> 02:40:52.770
Italy, I don't think it could even
pay for itself after a certain point.

02:40:53.020 --> 02:40:56.517
so I'm not sure that some of those
decisions were the best ones. North

02:40:56.600 --> 02:41:02.060
Africa, yeah, probably that paid off.
Italy and southern Spain, not so sure.

02:41:02.280 --> 02:41:06.840
- So that's one of the big criticisms
is even though there was conquest,

02:41:07.760 --> 02:41:13.000
it was overextended, and-...
those lands were not economically stable.

02:41:13.480 --> 02:41:15.680
- Yeah, and - Broke. AKA.

02:41:15.960 --> 02:41:19.400
- Conquest is not just good,
you know, in itself. I mean, this is...

02:41:20.240 --> 02:41:23.603
I know that some rulers in history are
called the Great simply because they

02:41:23.686 --> 02:41:27.382
conquered something. But that's,
no, that's not enough. I mean,

02:41:27.466 --> 02:41:29.160
I know that rulers do this,

02:41:29.900 --> 02:41:33.557
but if we're to compare them
to each other we should at least

02:41:33.640 --> 02:41:37.577
expect that they have a plan or that it
works out well in the end, let's

02:41:37.660 --> 02:41:39.960
say, and I don't think
that many of these did.

02:41:40.580 --> 02:41:44.060
- I should say that as
far as historians go,

02:41:44.660 --> 02:41:48.500
I think you don't give too many
points on the conquest front.

02:41:49.260 --> 02:41:50.780
- Personally, I? No, I don't.

02:41:51.060 --> 02:41:56.760
- Yeah, so your value comes from
is a leader implementing lasting

02:41:58.080 --> 02:42:02.037
change, like a stable- -
Was he good for his subjects?

02:42:02.120 --> 02:42:05.240
Were they living better
because of him than otherwise?

02:42:05.600 --> 02:42:10.677
- And also, like, longer, like,
the long- term nature of it, not just-

02:42:10.760 --> 02:42:12.957
... not just, like, a temporary thing.

02:42:13.040 --> 02:42:17.960
- Right. Are you strengthening
institutions that benefit your subjects?

02:42:18.580 --> 02:42:22.377
That. And some he did, some not.
So look, in order to send

02:42:22.460 --> 02:42:26.237
those armies west to make
the conquests, he stripped the

02:42:26.320 --> 02:42:29.977
east of armies, so the Persians could
just march in and, like, destroyed

02:42:30.060 --> 02:42:33.480
Antioch. Like, that's
a major strategic failure,

02:42:34.380 --> 02:42:38.041
and I don't think you get a pass for
conquering North Africa by surrendering

02:42:38.124 --> 02:42:38.958
Syria.

02:42:39.540 --> 02:42:44.760
- He did rebuild Constantinople
and reconstructed the Hagia Sophia.

02:42:44.860 --> 02:42:48.740
- Yes, after he and his
soldiers set fire to it. Yes. I-

02:42:48.840 --> 02:42:52.439
in the Nika insurrection. So this is when
the people of the capital rise up against

02:42:52.523 --> 02:42:53.356
him,

02:42:53.460 --> 02:42:57.317
and there's, like about 10 days of street
fighting, and he brings in some armies,

02:42:57.400 --> 02:43:00.817
and eventually he orders
his armies to slaughter the

02:43:00.900 --> 02:43:04.637
protesters, leaving more than
30,000 dead. Like, this is an

02:43:04.720 --> 02:43:08.637
enormous number.
And a lot of Constantinople

02:43:08.720 --> 02:43:12.497
burned in the process, and yeah,
he rebuilt it. So his building is

02:43:12.580 --> 02:43:16.457
considered one of his great points.
He built Hagia Sophia, for example, which

02:43:16.540 --> 02:43:22.997
is a magnificent church, like, hands down.
It's just a fascinating monument to study,

02:43:23.080 --> 02:43:26.917
too. And yeah, that was,
that was him, too. I'm trying

02:43:27.000 --> 02:43:30.957
to give you a sense here that the good and
the bad are mixed in such equal measure

02:43:31.040 --> 02:43:35.417
that, like Buridan's ass, I can't decide
which-... which bale of hay to put him on.

02:43:35.500 --> 02:43:37.737
- But there's a grand scale
to the good and the bad.

02:43:37.820 --> 02:43:41.940
- Yes, yes. - For many people,
that's what makes for a, uh-

02:43:42.260 --> 02:43:46.120
... top 10 emperor list.
Uh, what about the plague?

02:43:46.800 --> 02:43:49.200
- Well, he wasn't
responsible for that at least.

02:43:49.780 --> 02:43:50.617
- All right. - Okay.

02:43:50.700 --> 02:43:56.477
- The plague of Justinian-...
AKA 541 AD. So some historians claim

02:43:56.560 --> 02:43:59.410
that it killed half the population
and ruined the empire.

02:44:00.000 --> 02:44:01.580
You are skeptical on this view.

02:44:02.020 --> 02:44:05.860
- Yes. So this is a bubonic plague.

02:44:06.280 --> 02:44:10.157
Um, which lasts more
or less for two centuries. It

02:44:10.240 --> 02:44:14.037
comes and it goes, and it's kind
of endemic to large parts of the

02:44:14.120 --> 02:44:18.017
world. 541 is when it
starts to break out in

02:44:18.100 --> 02:44:21.900
the empire, in Constantinople
and other cities, and it spreads.

02:44:22.780 --> 02:44:26.697
There's been a lot of debate about
this recently because now we've

02:44:26.780 --> 02:44:30.430
actually isolated the pathogen.
It's Yersinia pestis. Like, we know this.

02:44:31.040 --> 02:44:33.957
Just as of, like, a generation
ago, this was just guesswork.

02:44:34.040 --> 02:44:37.897
But now there's all of this new, like,
laboratory science work that's come in to

02:44:37.980 --> 02:44:39.997
fill in some of the gaps in history.

02:44:40.080 --> 02:44:44.357
- That's so cool. - It is. It is. There
are lots of discussions about that. And

02:44:44.440 --> 02:44:50.700
so the study of diseases and virology have
just become much more important lately.

02:44:51.960 --> 02:44:55.797
It still doesn't tell you, however,
like mortality rates and historical

02:44:55.880 --> 02:44:59.577
impact. Like, for that,
you still need standard old-fashioned

02:44:59.660 --> 02:45:01.380
non-laboratory historical work.

02:45:01.800 --> 02:45:04.814
And there's a debate about the impact
of this plague. It's ongoing,

02:45:04.898 --> 02:45:05.798
I should say that.

02:45:06.660 --> 02:45:10.217
And some scholars argue
for a kind of maximalist position

02:45:10.300 --> 02:45:15.220
of 50%. I think that would have
brought this society to a halt.

02:45:16.150 --> 02:45:22.470
Just logistically speaking. And so I
believe in a much more moderate impact.

02:45:22.870 --> 02:45:25.610
- And the real impact is what?
The tax base shrinks?

02:45:25.830 --> 02:45:29.450
- Oh. Oh, yeah.
The tax base would shrink instantly.

02:45:29.890 --> 02:45:33.787
You wouldn't be able to recruit armies.
You know, there would be massive social

02:45:33.870 --> 02:45:37.727
dislocation. Like what
happens in the, in the Black

02:45:37.810 --> 02:45:41.687
Death in Europe in the 14th century.
Like, we have very good records

02:45:41.770 --> 02:45:44.973
for what happened to those societies, and
basically everything that they were doing

02:45:45.057 --> 02:45:45.707
stopped for a few

02:45:45.790 --> 02:45:49.667
years until they sort of tried to put
things back together again. This

02:45:49.750 --> 02:45:51.500
does not happen in the 6th century.

02:45:52.070 --> 02:45:56.027
In fact, Justinian is at that time
waging war on something like

02:45:56.110 --> 02:45:57.630
four or five different fronts.

02:45:58.810 --> 02:46:02.600
If you read the narratives of those
wars, there's no pause. There's

02:46:02.750 --> 02:46:06.507
no, there's no impact
from the plague on the

02:46:06.590 --> 02:46:08.880
conduct of those wars.
They just continue on.

02:46:09.250 --> 02:46:13.107
Taxation continues. The courts continue.
Like, you just don't see it in

02:46:13.190 --> 02:46:16.947
the narrative, and so I
think that there's a much less

02:46:17.030 --> 02:46:19.530
impact than, certainly than 50%, yeah.

02:46:19.870 --> 02:46:24.750
- So this sets the stage
for a tumultuous 7th century.

02:46:25.390 --> 02:46:27.490
- Yeah, you could call it that. Yes.

02:46:27.910 --> 02:46:34.910
- So what is the legacy of Justinian,
in terms of how he left the empire

02:46:35.610 --> 02:46:37.790
leading into the 7th century?

02:46:38.490 --> 02:46:42.427
- Well, he left it overextended,
so his successors

02:46:42.510 --> 02:46:46.180
had to deal with many more
problems along many more fronts,

02:46:46.990 --> 02:46:50.927
With fewer military forces
concentrated in what we might call the

02:46:51.010 --> 02:46:52.860
homeland of the Eastern Roman Empire.

02:46:53.890 --> 02:46:57.747
And so that made the, the center
vulnerable too, and so you start

02:46:57.830 --> 02:47:04.370
to get raids into the Balkans and, you
know, it enters a kind of vicious cycle

02:47:05.010 --> 02:47:06.030
again.

02:47:07.110 --> 02:47:09.268
now, not all of this was
Justinian's fault. I mean,

02:47:09.351 --> 02:47:10.647
the plague definitely had some

02:47:10.730 --> 02:47:16.507
impact. But I wouldn't
blame everything on his

02:47:16.590 --> 02:47:20.540
successors, as is sometimes done,
like they mishandled the situation.

02:47:21.430 --> 02:47:26.590
He... Yeah, he left them a very
difficult situation to deal with.

02:47:27.130 --> 02:47:29.680
- So speaking of which,
let's talk about Heraclius.

02:47:30.610 --> 02:47:34.430
He didn't make, he didn't make
your list either, which is a shocker

02:47:35.110 --> 02:47:38.447
for a lot of people. Perhaps you
can describe the nuance of that, but

02:47:38.530 --> 02:47:41.627
he took over the Roman
Empire on the verge of

02:47:41.710 --> 02:47:48.710
extinction. Persians at the gates,
treasury empty. So maybe first tell the

02:47:49.450 --> 02:47:53.430
full saga of the Roman-Persian War
that threatened the empire's existence.

02:47:53.630 --> 02:47:56.650
- Sure. Well,
he wasn't entirely, you know,

02:47:57.390 --> 02:48:01.027
free of blame for the
situation that he inherited.

02:48:01.110 --> 02:48:05.387
He was in part responsible for it.
So he doesn't get a pass on that.

02:48:05.470 --> 02:48:10.270
So Heraclius is basically
a rebel and a usurper. So

02:48:11.610 --> 02:48:18.610
for various reasons Rome and Persia
are at war starting around 602.

02:48:18.990 --> 02:48:22.710
and the, the Persian shah
at this time, Khosrow II,

02:48:23.270 --> 02:48:26.870
has basically decided
on a policy of conquest,

02:48:27.010 --> 02:48:30.060
not just raiding. Like,
I'm gonna go in and take your people,

02:48:31.090 --> 02:48:34.640
some cattle, and some statues,
and take them to, you know, Mesopotamia.

02:48:35.210 --> 02:48:38.947
He starts what... I mean, I think there's
some evolution in his thinking and his

02:48:39.030 --> 02:48:42.290
planning about this,
but pretty soon during the

02:48:42.470 --> 02:48:46.087
600 and the aughts,
he realizes that there's

02:48:46.170 --> 02:48:50.027
potential for actual permanent territorial
gain here, and his armies start moving

02:48:50.110 --> 02:48:54.050
in. And the Roman Emperor is this guy
called Phocas, who is himself a usurper,

02:48:54.810 --> 02:48:58.587
a military background,
and he now faces a rebellion

02:48:58.670 --> 02:49:02.990
by Heraclius, who, whose base is in North
Africa at this time, like around Carthage.

02:49:04.150 --> 02:49:09.690
And they have a civil war
for three years, 608 to 610.

02:49:10.200 --> 02:49:13.590
That civil war that Heraclius initiates

02:49:14.470 --> 02:49:18.227
causes a diversion of Roman
armies to the civil war away

02:49:18.310 --> 02:49:22.070
from the Persian front.
So it's a massive gift to the Persians.

02:49:22.730 --> 02:49:26.367
Plus, a lot of the fighting takes
place in Egypt, and Egypt was a

02:49:26.450 --> 02:49:31.720
province that had up until that point
not really been harmed by war. Now it is,

02:49:32.530 --> 02:49:36.400
right? So Heraclius's forces,
he's not in Egypt, but his backers,

02:49:37.390 --> 02:49:41.027
are fighting a civil war
in Egypt, so that province is

02:49:41.110 --> 02:49:45.027
now, you know, ravaged in part. The

02:49:45.110 --> 02:49:49.087
Persians make tremendous gains
in the east. Heraclius heads straight for

02:49:49.170 --> 02:49:53.087
Constantinople during all of this,
and to make a long story short, he manages

02:49:53.170 --> 02:49:56.760
to take Constantinople,
execute Phocas, and become emperor,

02:49:57.210 --> 02:50:01.047
right? But now he's facing a problem
that's much worse than it was

02:50:01.130 --> 02:50:06.830
when, before he started the rebellion.
The reason why Heraclius is sort of

02:50:06.930 --> 02:50:10.807
lionized in some... Well, actually,
there's a very long tradition of doing

02:50:10.890 --> 02:50:13.567
this, which goes back to the Middle Ages.
In the Western Middle Ages,

02:50:13.650 --> 02:50:16.587
Heraclius was sometimes considered,
like, the first crusader.

02:50:16.670 --> 02:50:17.570
- Oh, interesting.

02:50:17.910 --> 02:50:21.367
- Yeah, yeah. So there's all this medieval
literature about Heraclius as being a

02:50:21.450 --> 02:50:23.510
a proto-crusader type and all that,

02:50:24.350 --> 02:50:28.147
For reconquering, like,
Jerusalem from the Persians and

02:50:28.230 --> 02:50:32.190
restoring the True Cross and all that.
So he had this kind of

02:50:32.290 --> 02:50:34.920
aura, and I think his modern

02:50:35.350 --> 02:50:39.300
admirers are basically just continuing...
I mean, they might not know it,

02:50:39.530 --> 02:50:43.206
but they're kind of continuing this very,
very long tradition of treating Heraclius

02:50:43.289 --> 02:50:48.610
as this heroic holy warrior.
Anyway, from my standpoint,

02:50:49.670 --> 02:50:53.290
it's a complete wash.
In other words, yes, he

02:50:53.430 --> 02:50:57.367
does beat the Persians and he gets, like,

02:50:57.450 --> 02:51:01.227
in my view, full credit for that,
though he did it with, I think, the

02:51:01.310 --> 02:51:05.050
help of some Turkish allies from
Central Asia. These were, I think,

02:51:05.630 --> 02:51:09.207
the major component of his
success at the very end. But no,

02:51:09.290 --> 02:51:13.400
no. So he held the Persians off
and ultimately defeated them, yes.

02:51:14.210 --> 02:51:16.287
And then he loses everything to the Arabs.

02:51:16.370 --> 02:51:23.370
- So the Arab conquests are 630s and 640s,
but the Persian War is 602 to 628.

02:51:23.890 --> 02:51:24.467
- Yes.

02:51:24.550 --> 02:51:31.360
- So what can be said about this what
seems to be a pretty costly war, I guess

02:51:31.540 --> 02:51:37.600
Persians - So the war was costly
initially only for the Romans.

02:51:38.660 --> 02:51:42.257
the eastern provinces were conquered
by Persia. That means Syria,

02:51:42.340 --> 02:51:45.000
Palestine, Egypt. So that's a loss.

02:51:45.120 --> 02:51:48.670
You lose all that revenue, and then
they start raiding into Asia Minor.

02:51:48.800 --> 02:51:52.051
- Yes. - By the way, this is exactly
what the Arabs would do, you know,

02:51:52.134 --> 02:51:55.002
just a couple decades later. They
would conquer Syria, Palestine, Egypt,

02:51:55.085 --> 02:51:57.335
and they would start
raiding into Asia Minor.

02:51:57.620 --> 02:52:01.237
So almost like this phase
of East Roman history begins

02:52:01.320 --> 02:52:05.237
already during the Persian invasion.
It's just a kind of a prelude. It was, in

02:52:05.320 --> 02:52:08.420
fact, the Arabs that would do
that for the next few centuries.

02:52:08.720 --> 02:52:13.300
So Heraclius, it takes him
a very long time to get organized,

02:52:14.120 --> 02:52:17.877
In fact, something like
15 years, and it's not

02:52:17.960 --> 02:52:21.760
entirely clear, like,
what he's doing all this time. Um,

02:52:22.360 --> 02:52:29.360
but he ultimately manages to defeat
the Persians by waging these really

02:52:29.820 --> 02:52:33.597
spectacular, weird
campaigns in the East. He

02:52:33.680 --> 02:52:37.617
decides to strike into
the Persian heartland,

02:52:37.700 --> 02:52:41.057
as it were. Well, first in the Caucasus
region, and then he goes into

02:52:41.140 --> 02:52:44.597
Mesopotamia. So not to try
to defeat their armies that

02:52:44.680 --> 02:52:48.400
are rampaging around Asia Minor
or even besieging his capital

02:52:48.740 --> 02:52:52.677
in 626. The Persians and the Avars,
this people from... This

02:52:52.760 --> 02:52:56.637
nomadic warrior group
that settled in roughly modern

02:52:56.720 --> 02:53:00.170
Hungary, they're besieging Constantinople.
Heraclius doesn't even go.

02:53:01.040 --> 02:53:04.697
And he's just kind of preparing his
armies in the East, and he strikes the

02:53:04.780 --> 02:53:08.257
Persians right where it hurts,
and this now begins to

02:53:08.340 --> 02:53:12.160
degrade the Persian heartland
and their infrastructure

02:53:12.780 --> 02:53:15.933
because remember, both of these empires
are going to be in shambles by the time

02:53:16.016 --> 02:53:16.517
the Arabs come

02:53:16.600 --> 02:53:19.342
along, and this is what enables
the Arabs to conquer them so quickly.

02:53:19.426 --> 02:53:21.226
I mean, they've destroyed each other

02:53:22.040 --> 02:53:25.897
in these wars. And eventually Heraclius
calls in his Turkish allies, and they

02:53:25.980 --> 02:53:29.877
go on a field trip
through Mesopotamia, and

02:53:29.960 --> 02:53:33.440
this causes a coup in,
in Persia, and Khosrow is killed.

02:53:34.060 --> 02:53:37.757
- Is there something to be said,
a little bit of texture to the

02:53:37.840 --> 02:53:41.657
motivations of the different empires
and the different groups involved? So the

02:53:41.740 --> 02:53:45.097
East Roman Empire,
the Persian Empire, and the Islamic

02:53:45.180 --> 02:53:48.800
Caliphates, were they
after conquering? Were they

02:53:48.960 --> 02:53:52.717
after expansion?
Were they after more like raiding

02:53:52.800 --> 02:53:55.840
for financial benefits?
What was the motivation?

02:53:56.160 --> 02:53:59.977
- So in the past, the Persian Shahs
basically were interested in raiding, and

02:54:00.060 --> 02:54:03.977
they also had an interest in manpower.
So all of those Mesopotamian

02:54:04.060 --> 02:54:07.637
agricultural estates won't till
themselves. So they were kind of

02:54:07.720 --> 02:54:11.383
insatiable for agricultural workforces
and specialized craftsmen and people like

02:54:11.466 --> 02:54:14.280
that. so they would go into
the empire and get them.

02:54:15.420 --> 02:54:18.880
But in this phase, it seems that Khosrow

02:54:19.040 --> 02:54:22.757
II is taking really to heart
the idea that the Persian

02:54:22.840 --> 02:54:25.240
Empire should really
extend to the Mediterranean

02:54:25.820 --> 02:54:29.607
as it did in, like, Achaemenid times,
right, in, in ancient history, the empire

02:54:29.690 --> 02:54:33.637
that Alexander conquered.
So it seems that the, the Sassanians,

02:54:33.720 --> 02:54:37.397
this is this dynasty, this Iranian
dynasty that's ruling the Persian

02:54:37.480 --> 02:54:41.397
Empire, of course, they were aware
of the Achaemenids, but sometimes they

02:54:41.480 --> 02:54:46.300
would have these claims to reviving the
former greatness of the Iranian Empire.

02:54:46.800 --> 02:54:50.597
So, you know, bathing in the
Mediterranean Sea is something

02:54:50.680 --> 02:54:54.597
that many Near Eastern monarchs, you know,

02:54:54.680 --> 02:54:58.399
they did this as a sign of success.
Anyway, for the Romans,

02:54:58.482 --> 02:54:59.900
it was sheer survival,

02:55:00.980 --> 02:55:04.917
Just desperate survival 'cause
they knew that this was a war

02:55:05.000 --> 02:55:06.437
that could end the Roman state.

02:55:06.520 --> 02:55:10.720
- I mean, they're already
on the verge of being ended.

02:55:10.860 --> 02:55:15.500
And here, their defensive
wars of survival.

02:55:15.820 --> 02:55:22.820
- Yeah. So it's pretty clear that
initially the goal of Arab Muslim warfare

02:55:23.526 --> 02:55:27.980
is to unify Arabia. That is,
that all Arabs should be

02:55:28.240 --> 02:55:35.240
Muslim and should be unified into this
religious kind of state, whatever, that

02:55:35.780 --> 02:55:38.639
the prophet and his
successors had created. Now,

02:55:38.722 --> 02:55:40.500
then they start striking out,

02:55:41.520 --> 02:55:47.900
Into Rome and into Iran.
It's not entirely clear, like, why. Now,

02:55:49.060 --> 02:55:52.540
there are obvious reasons. Like,
I mean, we don't-- It's not, like, a

02:55:52.660 --> 02:55:55.927
huge historical mystery
why a, you know, recently

02:55:56.010 --> 02:56:01.097
formed successful army will decide
to take on two very weak opponents-

02:56:01.180 --> 02:56:04.897
... who are on their doorstep. Like-...
this is not, you know, complicated.

02:56:04.980 --> 02:56:08.460
- Yeah, they're pretty effective
at military-... conquest.

02:56:08.580 --> 02:56:12.217
- Yeah. But they're striking both
empires from a direction that those

02:56:12.300 --> 02:56:15.997
empires had never prepared
to defend from. Arabia was just

02:56:16.080 --> 02:56:20.000
not, "Oh, you might get some occasional
raiders, but you're never gonna get an

02:56:20.180 --> 02:56:24.117
army that's coming out that can
potentially conquer you." So

02:56:24.200 --> 02:56:26.980
the defensive orientations are all wrong.

02:56:27.460 --> 02:56:30.310
And these two empires have
gone through this massive war,

02:56:31.140 --> 02:56:34.877
that has destabilized them.
They're, they're low on manpower, low on

02:56:34.960 --> 02:56:38.837
resources. The outcome is almost kind
of inevitable. I don't think there's a

02:56:38.920 --> 02:56:39.753
great mystery.

02:56:40.520 --> 02:56:44.960
- And the effect of that is they
stripped away the richest provinces

02:56:45.780 --> 02:56:47.120
of the Roman Empire.

02:56:47.940 --> 02:56:52.677
- Yes, Egypt in particular. That's, that
means now you can't feed Constantinople.

02:56:52.760 --> 02:56:54.477
Like we talked about the grain from Egypt,

02:56:54.560 --> 02:56:57.560
right, that came to Constantinople.
You don't have that now.

02:56:57.800 --> 02:57:00.997
And so that means that the population
of Constantinople will decline

02:57:01.080 --> 02:57:03.460
dramatically over the next few decades.

02:57:03.820 --> 02:57:06.090
- So how, how does
the empire rebuild itself,

02:57:07.620 --> 02:57:11.590
you know, restabilize? Because it's not,
it doesn't collapse there, right?

02:57:11.940 --> 02:57:16.100
- Yes. - It stays, it survives.
There's interesting low

02:57:16.220 --> 02:57:18.680
points for the empire
where it still survives.

02:57:18.820 --> 02:57:19.920
- This is one of them.

02:57:20.320 --> 02:57:23.120
- And that is as interesting
as the survival at the top,

02:57:23.960 --> 02:57:27.397
and the flourishing survival
at the bottom is also super

02:57:27.480 --> 02:57:31.700
interesting. So how do-- What happens?
How does it kinda stabilize?

02:57:32.240 --> 02:57:38.048
- Very slowly. This is a painful
process, and it takes them centuries,

02:57:38.132 --> 02:57:43.390
you could say. First you gotta stop
the bleeding, just try to hold the line.

02:57:43.510 --> 02:57:46.807
It takes them decades to just
to hold a line. Like, they get

02:57:46.890 --> 02:57:53.370
pummeled by the Arabs for decades in
the seventh century until finally by, 6-

02:57:54.110 --> 02:57:58.270
660s, 670, they finally
begin to beat them.

02:57:59.350 --> 02:58:05.110
Beat them on land and hold
the line, on the sea.

02:58:06.010 --> 02:58:09.630
And so we now have
an investment in fleets.

02:58:10.470 --> 02:58:13.930
Eventually, you get the Greek fire,
which is the flamethrowers.

02:58:14.790 --> 02:58:18.367
And when the Arabs try
to take Constantinople, these

02:58:18.450 --> 02:58:22.287
attempts are defeated,
like, twice, and that

02:58:22.370 --> 02:58:26.950
ensures the survival of this,
of the Roman state in some form.

02:58:27.710 --> 02:58:29.630
- How were the flamethrowers used?

02:58:29.930 --> 02:58:31.544
- Ah, yes.
This is an interesting question.

02:58:31.628 --> 02:58:33.287
We're still kind of debating that.

02:58:33.370 --> 02:58:34.587
- Oh, it's not fully understood.

02:58:34.670 --> 02:58:36.070
- Well, it's a state secret.

02:58:37.320 --> 02:58:41.167
They didn't want this getting out,
so they kept it pretty well. The fact

02:58:41.250 --> 02:58:44.807
that we're debating it will tell you that
they were pretty good at keeping secrets.

02:58:44.890 --> 02:58:51.890
So possibly through a pressure valve.
Right? So you have this flammable compound

02:58:55.390 --> 02:58:58.350
whose preparation and components
is also a state secret.

02:58:59.290 --> 02:59:03.167
So there's specialized-- There's a corps
of engineers that prepares this and

02:59:03.250 --> 02:59:04.110
deploys it.

02:59:04.930 --> 02:59:11.930
Um, and it's possibly through a heated
pressurized container with a spigot,

02:59:12.230 --> 02:59:18.990
let's say, that unleashes this thing
through a nozzle, and it's lit and

02:59:20.030 --> 02:59:23.610
basically spews flaming napalm

02:59:24.990 --> 02:59:29.727
on other ships, and it will continue
to burn even when it's on the water.

02:59:29.810 --> 02:59:33.727
Right? On the top. So, like, you can't,
like, swim away or anything. So it's

02:59:33.810 --> 02:59:37.467
this very, very destructive weapon.
Terrifying. They used it

02:59:37.550 --> 02:59:41.410
against Vikings too. This is much later.
So once the Vikings show up-

02:59:41.690 --> 02:59:44.947
... Like, when they would raid attacked

02:59:45.030 --> 02:59:49.060
Constantinople in the 940s,
then again in the 1040s-

02:59:50.270 --> 02:59:54.370
... Yeah, the Romans used Greek
fire fleets to just incinerate the...

02:59:55.410 --> 02:59:57.450
And that'll teach Vikings.

02:59:59.270 --> 03:00:03.107
Yes. If you're in that situation,
you'd rather serve under

03:00:03.190 --> 03:00:05.870
the emperors than attack them.

03:00:06.870 --> 03:00:10.550
- And so this is a kind of nuclear
weapon level state secret.

03:00:10.750 --> 03:00:12.750
- They even had it in hand grenade form.

03:00:14.450 --> 03:00:16.150
- This is a real thing? - Oh, yes.

03:00:16.790 --> 03:00:20.090
- Hand grenade form. - Yes.
So it's a, it's like a clay container,

03:00:20.650 --> 03:00:24.267
with the compound,
and it has, like, some sort of

03:00:24.350 --> 03:00:27.280
fuse that you light on the
outside and you throw it. Now,

03:00:28.250 --> 03:00:30.109
you throw it...
You can throw it against people,

03:00:30.193 --> 03:00:31.647
but it's not gonna be that effective.

03:00:31.730 --> 03:00:34.464
Maybe you burn a person, whatever.
You just wasted a hand grenade for,

03:00:34.547 --> 03:00:40.230
you know, one person. It's most effective
against things like, uh, siege engines.

03:00:40.850 --> 03:00:45.090
Uh, so you, you throw that on a
wooden frame and, you know, yeah.

03:00:45.330 --> 03:00:49.180
- This is incredible. So this is one
of the things that's finally stabilized,

03:00:49.630 --> 03:00:52.630
Stopped the bleeding
from a military perspective.

03:00:52.770 --> 03:00:56.005
- Yeah, eventually. Now, now remember,
they've pulled the armies back into Asia

03:00:56.088 --> 03:01:00.550
Minor, so they're, they're
beginning to defend and fortify Asia

03:01:00.670 --> 03:01:03.668
Minor. Now you have to find ways
to pay and support and feed all of these

03:01:03.751 --> 03:01:07.587
soldiers, and this is a whole
administrative- it's a wrenching

03:01:07.670 --> 03:01:11.487
administrative readjustment. But they
go through it. It takes them a long time.

03:01:11.570 --> 03:01:15.420
Eventually, they emerge with a different
kind of strategic logistical system.

03:01:15.650 --> 03:01:20.070
- Just a smaller, harder-...
core-... of the empire.

03:01:20.250 --> 03:01:21.900
- That's right. Very militarized.

03:01:22.610 --> 03:01:27.807
- Very militarized. And then in the eighth
century, the, the second Arab siege

03:01:27.890 --> 03:01:30.590
of Constantinople, that somehow fails.

03:01:31.070 --> 03:01:34.170
- In the early eighth century,
yes, that was the second siege.

03:01:34.330 --> 03:01:38.147
- Yeah, the early eighth century.
So why, why did it fail? Can you

03:01:38.230 --> 03:01:43.587
tell the story of that siege? That was
really the empire hanging by, by a thread.

03:01:43.670 --> 03:01:47.440
- Yes, but it happened to have a very
competent man in charge. This is,

03:01:47.530 --> 03:01:51.407
uh, Leo III, and he's an emperor
who has- he's a usurper. He's just

03:01:51.490 --> 03:01:55.447
seized power. They knew that
this massive Arab attack was

03:01:55.530 --> 03:01:58.967
coming, and so it's quite
possible that the Roman

03:01:59.050 --> 03:02:02.447
elites, you know, preferred to put someone

03:02:02.530 --> 03:02:06.370
capable in, in power at that moment.
The city was very well prepared.

03:02:07.090 --> 03:02:09.339
I encourage people in the audience to,
to go and read the,

03:02:09.423 --> 03:02:10.727
the sources that we have for that.

03:02:10.810 --> 03:02:14.527
You, you can find many accounts of it
online. It, it was just very, very

03:02:14.610 --> 03:02:18.590
well done. He also had Bulgar allies.

03:02:18.970 --> 03:02:21.151
So these are the,
the Bulgars who had just, you know,

03:02:21.235 --> 03:02:22.707
crossed the Danube just, like, just

03:02:22.790 --> 03:02:26.687
a few years earlier actually
and settled south of the Danube, you

03:02:26.770 --> 03:02:30.740
know, where eventually, you know,
Bulgaria emerged. So he had Bulgar allies,

03:02:31.230 --> 03:02:34.987
and he used the, the Greek fire very,
very strategically. He used his

03:02:35.070 --> 03:02:38.767
own fleet. He contained the Arabs
to certain places where they kind of

03:02:38.850 --> 03:02:42.490
starved and wore them down.
Yeah, it's just very well done.

03:02:42.910 --> 03:02:44.077
- From a military perspective.

03:02:44.160 --> 03:02:45.660
- From a military perspective.

03:02:45.850 --> 03:02:52.187
- Well, was there, was it the,
the walls, the navy, the weather, the

03:02:52.270 --> 03:02:57.970
diplomacy, just good luck
that helped Constantinople hold?

03:02:58.170 --> 03:03:00.206
- I don't see much role
for good luck there. I mean,

03:03:00.289 --> 03:03:01.887
I think he had it all pretty planned out.

03:03:01.970 --> 03:03:04.563
It was all of the elements
that you mentioned. And yeah, he,

03:03:04.646 --> 03:03:09.587
he just deployed them very,
very astutely and went on to rule

03:03:09.670 --> 03:03:13.400
after that for another 20-some
years, and his son continued. Um,

03:03:13.990 --> 03:03:16.736
they, they formed a dynasty.
It was-- We call it the Isaurian dynasty,

03:03:16.819 --> 03:03:18.519
though they were not from Isauria.

03:03:19.190 --> 03:03:23.040
- And then from that, the fascinating
thing that we mentioned about religion,

03:03:23.440 --> 03:03:27.390
there was a whole stretch
of time marked by intense

03:03:27.530 --> 03:03:31.070
internal religious
conflicts over iconoclasm.

03:03:32.090 --> 03:03:35.807
Maybe you can clarify this,
but so iconoclasm, of course, is whether

03:03:35.890 --> 03:03:39.540
sacred images, icons,
should be venerated or destroyed.

03:03:40.330 --> 03:03:44.017
This had major political
and theological stakes. The

03:03:44.100 --> 03:03:47.940
seemingly smallest things can
have the biggest of conflicts.

03:03:48.180 --> 03:03:50.960
- Yeah. You've been in an Orthodox church.

03:03:51.220 --> 03:03:54.360
Have you seen all the icons
and the just painting everywhere?

03:03:54.920 --> 03:03:58.780
Every space that you can imagine
is covered in either icons or

03:03:58.880 --> 03:04:02.480
images or iconography of saints.
All right. That's a result of this.

03:04:03.520 --> 03:04:05.905
No, that's not what Christian
churches used to be like,

03:04:05.989 --> 03:04:07.539
at least not in Constantinople.

03:04:08.220 --> 03:04:13.860
But his dynasty basically tried to limit,

03:04:14.760 --> 03:04:18.617
Or remove images from churches,
and ultimately that

03:04:18.700 --> 03:04:22.030
policy failed. And the other side that

03:04:22.520 --> 03:04:26.457
wanted images or liked images, or let me
put it differently, thought that images

03:04:26.540 --> 03:04:29.797
were not only appropriate but helpful
in the context of Christian

03:04:29.880 --> 03:04:33.717
worship prevailed.
And so gradually the churches began

03:04:33.800 --> 03:04:40.800
to fill up with icons, lots of icons.
They're almost like, you know, like a

03:04:41.220 --> 03:04:45.060
catchword for Orthodox,
you know, devotion. Um,

03:04:45.260 --> 03:04:48.571
I have icons at home. You have a little
corner in the house and you have little

03:04:48.654 --> 03:04:49.488
iconography.

03:04:49.660 --> 03:04:53.497
Um, anyway, I mean, as a secular Orthodox
person, but I... even I can't get away

03:04:53.580 --> 03:04:54.413
from them.

03:04:55.410 --> 03:04:57.187
- But that has serious consequences.
I mean, that was-

03:04:57.270 --> 03:05:00.860
... serious. It was an extremely
serious internal religious conflict.

03:05:01.060 --> 03:05:08.060
- Well, okay, so one asterisk on that.
In my research, I did not find a

03:05:09.140 --> 03:05:13.780
popular interest in this matter. Like-
- Oh, interesting -... yeah, I don't-

03:05:14.220 --> 03:05:18.477
- So this is an overblown- - Yes.
Yes, socially completely overblown.

03:05:18.560 --> 03:05:22.480
- Oh, this is one of those things
where religious folks will write the

03:05:22.620 --> 03:05:24.520
story of history. - That's it. Got it.

03:05:24.780 --> 03:05:25.730
- Ah. - You got it.

03:05:26.560 --> 03:05:30.417
I could not find... There were, like,
a few emperors, and there's some bishops

03:05:30.500 --> 03:05:34.177
and abbots and monks. Like,
I don't know, maybe 100, 200

03:05:34.260 --> 03:05:37.760
people are, like, seriously invested
in this, and they're going at it.

03:05:38.320 --> 03:05:40.760
But these are the people
who write the texts.

03:05:41.580 --> 03:05:44.917
But they never mention, for example,
that, oh, you know, the people of

03:05:45.000 --> 03:05:48.897
Constantinople, they rose up,
and they demanded icons or not icons or

03:05:48.980 --> 03:05:50.077
anything like that.

03:05:50.160 --> 03:05:55.580
Nah, never. So in my view,
this is one of those controversies that's

03:05:56.580 --> 03:06:00.227
only a few people really, really cared-

03:06:00.310 --> 03:06:04.260
... about it, and unfortunately,
they're the ones who wrote the sources.

03:06:04.820 --> 03:06:06.020
- So you always have to,

03:06:07.840 --> 03:06:11.677
Be very careful to consider
the sources when you're reading about

03:06:11.760 --> 03:06:14.420
anything involving religious events.

03:06:14.600 --> 03:06:15.800
- Or any kind of events.

03:06:15.900 --> 03:06:21.068
- But certain things are more intensely,
People are more intensely passionate

03:06:21.151 --> 03:06:24.497
about- ... and therefore they're going,
that bias is going to- - Yeah, yeah

03:06:24.580 --> 03:06:28.387
-... bleed into the way
you report the history.

03:06:28.470 --> 03:06:31.570
- Yeah. And not only that,
when emperors changed their policy,

03:06:33.080 --> 03:06:37.000
almost everyone fell into line.
They switched positions.

03:06:37.620 --> 03:06:41.297
It's like, "No, yeah, whatever. Put the
images, take the images," like, whatever.

03:06:41.380 --> 03:06:45.130
I mean, like this isn't, they did not
see this as central. Some people did,

03:06:45.580 --> 03:06:47.430
and they got very worked up about it.

03:06:48.280 --> 03:06:52.020
Anyway, but in the end,
the pro-icon position won,

03:06:52.860 --> 03:06:56.097
and their view just began
to fill up the space.

03:06:56.180 --> 03:07:02.057
Like, like it literally was filling
up the churches, and it still does.

03:07:02.140 --> 03:07:08.464
- The thing is, we somehow took
on the impossible task of talking about

03:07:08.547 --> 03:07:09.540
a thousand-

03:07:10.180 --> 03:07:12.657
- It'll defeat you, man.
It'll defeat you every time.

03:07:12.740 --> 03:07:16.600
- I mean, there's a reason why
you really wanna do a thousand-hour

03:07:16.700 --> 03:07:18.217
podcast on this, right?

03:07:18.300 --> 03:07:22.290
As, as, as you do, as there's so many
incredible conversations about every

03:07:22.420 --> 03:07:26.297
single emperor, every single nuanced
detail of the emperors. It really is a, is

03:07:26.380 --> 03:07:31.837
a thriving civilization.
It's a thriving empire which in it

03:07:31.920 --> 03:07:35.800
contains so many lessons for even
the modern times. But anyway,

03:07:35.900 --> 03:07:39.697
you have written one of the books
is Streams of Gold, Rivers of

03:07:39.780 --> 03:07:46.577
Blood: The Rise and Fall of Byzantium,
955 AD to the First Crusade. So this

03:07:46.660 --> 03:07:50.397
period has... We talked
about survival and some low

03:07:50.480 --> 03:07:54.460
points. This is a period where,
once again, there's some flourishing.

03:07:55.520 --> 03:08:00.280
So by the 10th century in the
Macedonian era, the empire is back.

03:08:01.360 --> 03:08:07.080
It's wealthy, it's culturally confident,
and under emperors like Basil II,

03:08:08.060 --> 03:08:11.120
Who I think is in your top 10 list.

03:08:11.900 --> 03:08:15.810
it is expanding again,
and this is a period that you

03:08:15.960 --> 03:08:19.877
describe in part in your book, Streams
of Gold, Rivers of Blood. So how did

03:08:19.960 --> 03:08:23.040
Byzantium go from surviving
to expanding again?

03:08:23.800 --> 03:08:29.877
- So I wrote that book in part
in order to test myself and see if I

03:08:29.960 --> 03:08:31.500
could write narrative.

03:08:31.760 --> 03:08:35.697
So I hadn't written a history narrative
book up until that point. Everything

03:08:35.780 --> 03:08:37.680
I wrote was sort of analytical, right?

03:08:38.820 --> 03:08:42.577
And it was successful enough that a few
years later, my editor asked me to

03:08:42.660 --> 03:08:45.997
write the big history, the new Roman
Empire- - Yeah -... the thousand page-

03:08:46.080 --> 03:08:50.717
- Of the whole thing -... of the whole
thing. And so I set for myself the

03:08:50.800 --> 03:08:54.520
task of explaining in this book,
Streams of Gold, Rivers of Blood,

03:08:55.560 --> 03:08:58.980
a very particular period
that was marked by a

03:08:59.100 --> 03:09:06.100
sudden turn to conquest again after a long
period of more or less defensive war. 955,

03:09:06.820 --> 03:09:10.360
there's a new military
leadership is appointed, and

03:09:10.880 --> 03:09:14.720
the Romans go conquering again,
especially in Cilicia,

03:09:14.960 --> 03:09:17.873
northern Syria, and Cyprus,
and the Caucasus,

03:09:17.956 --> 03:09:20.220
and then eventually also Bulgaria.

03:09:22.320 --> 03:09:26.200
And then right afterwards,
they have this generation plus

03:09:26.420 --> 03:09:30.277
period of stability and prosperity, and

03:09:30.360 --> 03:09:33.877
then they're hit by a triple
whammy. These are three new

03:09:33.960 --> 03:09:37.797
attackers. So it's primarily
the Seljuk Turks coming in from the

03:09:37.880 --> 03:09:41.580
east, some Pechenegs coming down
from the north over the Danube,

03:09:42.480 --> 03:09:46.580
And the Normans in southern Italy.

03:09:47.140 --> 03:09:52.060
And under the pressure
of this three-part attack, the,

03:09:52.980 --> 03:09:58.620
you know, this expansionist what had
become more imperial state buckles.

03:09:58.940 --> 03:10:02.417
And enters another one of these
crises, just like the one we

03:10:02.500 --> 03:10:05.996
described for the seventh
century. You know,

03:10:06.080 --> 03:10:09.090
survives it by the skin of its teeth.

03:10:09.320 --> 03:10:13.217
And goes on again to rebuild and become
prosperous, wealthy, and powerful

03:10:13.300 --> 03:10:15.697
again, as it does throughout its history.

03:10:15.780 --> 03:10:21.247
It's these cycles. So I just wanted
to describe that iteration of that-

03:10:21.330 --> 03:10:24.660
... that process,
and that's what I do in that book.

03:10:25.020 --> 03:10:32.020
- So I think the traditional view,
In this perfect storm of the 11th century

03:10:33.740 --> 03:10:38.360
is that it was more to do with the
internal sort of moral decay and,

03:10:39.500 --> 03:10:42.940
Civilian emperors neglecting
the army, this internal stuff.

03:10:43.580 --> 03:10:46.940
And you make the case that
it's the external stuff, the

03:10:47.060 --> 03:10:49.810
three-prong attack, like you
said, Normans in the west,

03:10:50.700 --> 03:10:57.700
the Turkic steppe people in the north, and
in Central Asia, the Turks in the east.

03:10:58.680 --> 03:11:02.517
Can you describe that, the three
forces in the case that that was the

03:11:02.600 --> 03:11:05.300
main reason why it hit a low?

03:11:05.800 --> 03:11:08.837
- Well, this is also a methodological
problem, right? In other words,

03:11:08.921 --> 03:11:09.717
when you're looking

03:11:09.800 --> 03:11:13.677
at a society that suddenly faces a bunch
of problems, and you could, you know,

03:11:13.760 --> 03:11:18.860
reasonably make the case for a kind
of decline or a crisis, is your instinct,

03:11:19.720 --> 03:11:23.337
it's your first instinct to suppose
that there must be something wrong in the

03:11:23.420 --> 03:11:27.300
internal mechanisms of that society
that, you know, led it to fail,

03:11:28.720 --> 03:11:31.647
which is what my field
has done traditionally.

03:11:31.730 --> 03:11:35.217
Uh, in part because of the decline
and fall model, right, of this

03:11:35.300 --> 03:11:39.850
society, we're kind of primed to think
that there was something wrong with it.

03:11:40.000 --> 03:11:47.000
It's a long story. Or is it
reasonable to say that a society

03:11:47.440 --> 03:11:53.160
that does not seem to have any, like,
particularly serious structural flaws

03:11:54.360 --> 03:11:58.200
is hit by external,
you know, challenges that it

03:11:58.480 --> 03:12:02.357
couldn't realistically have foreseen
or prepared for such that, you

03:12:02.440 --> 03:12:05.490
know, it, it couldn't cope
with them and, as I said, buckled.

03:12:06.480 --> 03:12:10.000
And I think that's what happened.
I think that's the,

03:12:10.120 --> 03:12:14.840
main narrative. Not that there
weren't problems. There were. But

03:12:16.220 --> 03:12:21.220
no state can, I mean, medieval
or ancient, can realistically survive

03:12:22.080 --> 03:12:25.717
the simultaneous attack
of three very different kinds of

03:12:25.800 --> 03:12:29.680
enemies, the Normans or,
like, these knights...

03:12:29.840 --> 03:12:33.480
Like a new type of Western warfare
that is just all about, you know,

03:12:33.620 --> 03:12:37.157
grinding the enemy to bits.
But who are also

03:12:37.240 --> 03:12:39.900
terrorists. Like,
they're straight up terrorists.

03:12:40.200 --> 03:12:41.727
- Normans are fascinating
because, I mean, there's...

03:12:41.810 --> 03:12:43.287
... there's a Viking component
too- - Yeah, yeah, yeah.

03:12:43.370 --> 03:12:44.567
-... with the Normans. - Yeah, yeah.

03:12:44.650 --> 03:12:49.880
- That's a whole... So they have, they
have three different kinds of enemies.

03:12:50.080 --> 03:12:53.677
- Yes. The Pechenegs,
who's, you know, a, a

03:12:53.760 --> 03:12:57.980
totally different type of, you know,
probably mostly nomadic horsemen.

03:12:58.960 --> 03:13:02.840
And then the Seljuk Turks who are

03:13:03.220 --> 03:13:06.937
also mostly nomadic horsemen,
but who are coming in from Central Asia

03:13:07.020 --> 03:13:10.797
with vast reserves of manpower
behind them. In fact,

03:13:10.880 --> 03:13:17.880
either intending to or, as it happens,
effecting a demographic change in not just

03:13:18.420 --> 03:13:22.197
demographic, but ecological too,
because they basically, when they

03:13:22.280 --> 03:13:25.660
move into Asia Minor, they're
transforming or terraforming,

03:13:26.260 --> 03:13:29.380
Agricultural land into pasturage.

03:13:29.760 --> 03:13:32.780
And, and they're just backed
by reserves of manpower

03:13:32.880 --> 03:13:38.200
that no other enemy
of the empire has had yet.

03:13:38.460 --> 03:13:41.390
Uh, so yeah, how do you, how do you
cope with these situations? I mean,

03:13:41.474 --> 03:13:42.257
they're, it's very,

03:13:42.340 --> 03:13:45.458
very difficult, and it's a wonder
that they survived it at all. Now,

03:13:45.541 --> 03:13:46.157
they also have

03:13:46.240 --> 03:13:50.097
internal problems, and I'm not gonna
sort of try to sweep these under the rug,

03:13:50.180 --> 03:13:54.537
right? In particular, we're
seeing the end of the Macedonian

03:13:54.620 --> 03:14:00.060
dynasty. This is a dynasty that had
lasted for about two centuries, and

03:14:01.280 --> 03:14:05.177
this has a kind of politically
destabilizing effect. New

03:14:05.260 --> 03:14:08.910
emperors, and there are a lot of,
like, childless old men in this period,

03:14:09.100 --> 03:14:13.017
are relatively insecure. They don't
have this sort of a dynastic glitz behind

03:14:13.100 --> 03:14:16.760
them, and so they're tending to,
to buy a lot of political support,

03:14:17.180 --> 03:14:21.077
like hand out these exemptions,
give cash, you know, titles to

03:14:21.160 --> 03:14:24.465
anyone who will support them, and this,
of course, causes a budget problem.

03:14:24.548 --> 03:14:24.957
Like, they

03:14:25.040 --> 03:14:27.690
don't have enough money after a while.
And then they have to start raising all

03:14:27.773 --> 03:14:28.957
of these armies to deal with all of

03:14:29.040 --> 03:14:32.897
these problems, and that just increases
the pressure on the budget, and

03:14:32.980 --> 03:14:35.280
so there is an internal
problem as well, yeah.

03:14:36.120 --> 03:14:42.540
- So you mentioned this loop
of thriving and then having to survive,

03:14:42.660 --> 03:14:46.619
surviving, that happens a few times-...
throughout the history of the Roman

03:14:46.703 --> 03:14:47.536
Empire.

03:14:48.020 --> 03:14:50.970
It seems that societies
in general oscillate in that way.

03:14:52.260 --> 03:14:56.050
Is there something particular you
could say about the oscillations,

03:14:56.280 --> 03:14:58.530
the loops that the Roman
Empire goes through?

03:14:59.460 --> 03:15:01.347
- Yes. Now, I don't think
this is an oscillation.

03:15:01.430 --> 03:15:03.277
At least that's not how
I think of it in my own

03:15:03.360 --> 03:15:09.980
mind. Um, so as I explained,
the crises that this, this

03:15:10.220 --> 03:15:12.720
polity, this state,
this society that it undergoes

03:15:13.580 --> 03:15:17.417
are dis- there are a discrete
number of them. I can tell

03:15:17.500 --> 03:15:21.397
you what they are, and we've
talked about most of them so far.

03:15:21.480 --> 03:15:28.357
They don't last very long, and they
are all sudden challenges that appear

03:15:28.440 --> 03:15:31.390
from the outside. In other words,
they're exogenous shocks,

03:15:32.400 --> 03:15:35.520
that they can't really have prepared for.

03:15:36.560 --> 03:15:40.320
These shocks cause
massive territorial loss,

03:15:41.040 --> 03:15:44.857
which requires adjustment,
right? But they don't last

03:15:44.940 --> 03:15:48.620
that long. In other words,
the Romans almost always, at some point,

03:15:48.940 --> 03:15:54.040
figure out how to hold a line, how
to consolidate their position, regroup-

03:15:54.880 --> 03:16:00.460
and put their economy and their society
back on a trajectory of revival, regrowth,

03:16:01.420 --> 03:16:08.420
and eventual reconquest. Always. Every
single time, except the last time, right?

03:16:09.220 --> 03:16:14.660
And for me, this poses
the following kind of dilemma,

03:16:15.790 --> 03:16:19.397
which I can answer.
And the dilemma is, should we define the

03:16:19.480 --> 03:16:23.040
society by these brief
crises of exogenous shocks,

03:16:23.600 --> 03:16:27.340
or should we define it
by the centuries-long, sometimes,

03:16:27.500 --> 03:16:34.500
periods of regrowth, consolidation,
and stabilization, which are endogenous.

03:16:36.500 --> 03:16:39.200
Nobody came from the outside
to help them rebuild.

03:16:39.800 --> 03:16:43.640
Uh, and my answer
is unequivocally the latter. So

03:16:43.840 --> 03:16:50.840
I see this as a society whose internal
organization primes it to stabilize

03:16:51.800 --> 03:16:57.160
and embark on steady growth.
Slow and gradual, but steady.

03:16:58.200 --> 03:17:02.037
And that's what I would like
my field to explain more, and I'm

03:17:02.120 --> 03:17:05.697
gonna try to do so in the book
I mentioned that I'm writing

03:17:05.780 --> 03:17:09.670
on, like, the longevity
or the resilience of this society.

03:17:10.040 --> 03:17:13.570
And not try to center the crises,

03:17:13.940 --> 03:17:16.940
which I see as being from the outside.
Like, these aren't...

03:17:17.120 --> 03:17:20.197
Of course, they're part of its story,
but they're not coming from it.

03:17:20.280 --> 03:17:24.077
What's coming from it is the stability,
and I think that's the more

03:17:24.160 --> 03:17:25.810
interesting part of this society.

03:17:26.760 --> 03:17:30.850
- Yeah, so the, you know,
these peak-to-peak histories,

03:17:31.700 --> 03:17:35.377
as you can think of them, they miss the
machinery in the valleys. Institutions,

03:17:35.460 --> 03:17:39.200
incentives, daily life, all of these
things. The politics, the religion.

03:17:40.560 --> 03:17:44.210
You have a bunch of revisionist
history ideas in your work. You're

03:17:44.300 --> 03:17:46.950
challenging the field.
- Yes. You could say that.

03:17:47.480 --> 03:17:51.377
- In the best possible way.
So just to linger on it, what

03:17:51.460 --> 03:17:53.958
are, what are some of the
things that historians miss?

03:17:54.041 --> 03:17:55.417
So this is a big one, right,

03:17:55.500 --> 03:17:59.417
that you're speaking to,
which is, like, focusing too much

03:17:59.500 --> 03:18:05.700
on specific moments versus
on the broad structural underpinnings

03:18:06.120 --> 03:18:07.880
of, of an empire, of a society.

03:18:08.400 --> 03:18:11.800
- Right. So what you alluded
to there is a critique

03:18:11.900 --> 03:18:15.777
of what we might call short histories
of Byzantium, which is a kind

03:18:15.860 --> 03:18:21.157
of genre of a book. Right? This isn't
necessarily, like, what my other

03:18:21.240 --> 03:18:24.997
revisionist ideas are about.
The more important ones are things

03:18:25.080 --> 03:18:28.877
like the monarchical republic that we
talked about. In other words, that there's

03:18:28.960 --> 03:18:32.370
actually a broader spectrum
of political participation.

03:18:32.660 --> 03:18:35.697
Um, that emperors are having to look
over their shoulders all the time.

03:18:35.781 --> 03:18:40.257
That there is a deeper matrix of Roman
Republican thought there. Like, that's one

03:18:40.340 --> 03:18:44.090
revisionist idea.
Another one is about Roman identity,

03:18:44.220 --> 03:18:45.497
just like who are these people?

03:18:45.580 --> 03:18:49.397
And no, they are Romans, and in fact,
it's kind of an ethnic identity after a

03:18:49.480 --> 03:18:52.260
certain point. Like, those kinds of ideas.

03:18:53.110 --> 03:18:56.640
The criticism of the peak
to peak kinds of books.

03:18:57.180 --> 03:19:01.117
So if you're trying to condense
1,200 years into 120 pages

03:19:01.200 --> 03:19:03.520
or even, you know, even 200 pages,

03:19:04.640 --> 03:19:08.500
there's no way to do so realistically
and give a sense of the whole

03:19:08.620 --> 03:19:12.300
terrain. In other words, what these
books do is they go, they jump from,

03:19:13.100 --> 03:19:16.980
from highlight to highlight, and these
highlights are sometimes things like,

03:19:17.160 --> 03:19:22.740
you know, everything Justinian did because
it's so extravagant, to the crises.

03:19:22.840 --> 03:19:26.200
The crises are, of course,
dramatic moments that you can't skip.

03:19:27.160 --> 03:19:31.117
And you can't get a sense
from these books as to

03:19:31.200 --> 03:19:34.917
how all of this is interconnected
in the valleys, right?

03:19:35.000 --> 03:19:38.657
In the crags, down there. Like,
what are the mechanisms that are

03:19:38.740 --> 03:19:42.527
connecting these peaks together?
And that's how I tried to write

03:19:42.610 --> 03:19:46.197
the big history, The New Roman
Empire, is to tell the story by

03:19:46.280 --> 03:19:50.217
casting light in those darker
places. That is, to show how

03:19:50.300 --> 03:19:54.037
especially institutions
and ideologies sort of

03:19:54.120 --> 03:19:58.057
tie, you know,
people's lives together. That

03:19:58.140 --> 03:20:01.397
is, tie people to institutions
and to the broader history that surrounds

03:20:01.480 --> 03:20:05.257
them. So that the reader
can get a sense when

03:20:05.340 --> 03:20:09.540
I'm, when I'm recounting specific
events or either of, you know,

03:20:10.880 --> 03:20:15.620
greatness or of a success or a failure,
that they can understand

03:20:16.580 --> 03:20:20.297
roughly why these things are happening,
right? Look, there's no perfect

03:20:20.380 --> 03:20:24.000
answer. A short book will just not
tell you these things. A long book,

03:20:24.400 --> 03:20:25.860
well, is a long book.

03:20:26.020 --> 03:20:28.986
- Well, in some sense, I mean, this,
in this, even in this very conversation,

03:20:29.069 --> 03:20:29.957
I think we did a pretty

03:20:30.040 --> 03:20:34.007
good job of looking at the valleys,
at the structure, at the institutions.

03:20:34.090 --> 03:20:36.797
And that gives you a sense
of the whole underpinnings.

03:20:36.880 --> 03:20:39.627
And so it's, it's beautiful.
It's a beautiful way to see history,

03:20:39.710 --> 03:20:40.317
especially for

03:20:40.400 --> 03:20:44.820
societies that have lasted as long as-...
as the, as the East Roman Empire has.

03:20:44.940 --> 03:20:46.590
- But it did take us a few hours.

03:20:46.680 --> 03:20:52.017
- Yes. - Yes. You're right. But it
requires that you actually spend some

03:20:52.100 --> 03:20:55.437
time to look in there, yeah. - What's,
what's a few hours among friends?

03:20:55.520 --> 03:20:57.260
- No, no, no, that's... I agree.

03:20:58.920 --> 03:21:02.140
- Uh, so zooming out
and asking once again,

03:21:03.220 --> 03:21:07.000
the old we're getting a little
close to last call at a bar,

03:21:07.260 --> 03:21:10.517
I'm gonna ask you the big question.
We asked it before about the

03:21:10.600 --> 03:21:15.140
collapse of the West Roman Empire.

03:21:15.960 --> 03:21:22.872
When did the decline of the East
Roman Empire begin for you?

03:21:22.955 --> 03:21:25.520
Throughout this loops,

03:21:26.420 --> 03:21:32.900
when, if you were to predict, Would you be
able to say where this is gonna be over?

03:21:33.900 --> 03:21:37.757
And what led to that decline and the

03:21:37.840 --> 03:21:44.260
collapse? So of course,
the collapse is finally in 1453 AD.

03:21:44.600 --> 03:21:49.020
- Right. That's actually a very
good question. In other words, um,

03:21:50.180 --> 03:21:53.780
not looking at all of the previous
crises that caused loss of territory,

03:21:54.320 --> 03:21:58.037
like, you know, you lose Egypt, you
lose Syria, you lose Palestine, you lose

03:21:58.120 --> 03:22:01.837
Eastern Asia Minor, you lo- right?
But at what point could you

03:22:01.920 --> 03:22:04.440
say there's no coming back from this?

03:22:04.560 --> 03:22:10.390
Right? I would say early 14th century.
Somewhere between 1300 and 1350,

03:22:11.280 --> 03:22:17.997
the sources of resilience begin
to dry up, and you have a number of

03:22:18.080 --> 03:22:23.720
setbacks. They lose Asia Minor
to the Turks by 1300, roughly,

03:22:24.560 --> 03:22:28.520
which means that you can
now no longer draw upon the

03:22:28.640 --> 03:22:32.537
two wings, as it were,
the European side and

03:22:32.620 --> 03:22:36.170
the Asian side, which they could
always do. They're confined to Europe.

03:22:36.740 --> 03:22:40.617
And then you have a series
of civil wars, you have the Serbian

03:22:40.700 --> 03:22:47.700
expansion and you have the Black Death,
and they never recover from that.

03:22:48.900 --> 03:22:52.517
In 1300, you think of this,
you look at it and you think, "That's a

03:22:52.600 --> 03:22:54.400
tiny little Balkan state."

03:22:54.780 --> 03:22:58.657
Okay, it goes from Constantinople
to the Adriatic in this

03:22:58.740 --> 03:23:02.730
just sort of ribbon, right, this,
this corridor that just stretches

03:23:03.140 --> 03:23:07.820
across the Balkans. And yet,
it's not that much smaller than England

03:23:09.040 --> 03:23:12.917
and has about as much, if not more,
revenue, because they're still able

03:23:13.000 --> 03:23:14.860
to raise cash, because taxes.

03:23:15.710 --> 03:23:19.740
Right? So the emperor's still
able to pull in a lot of gold. Um,

03:23:20.920 --> 03:23:24.437
and his territory is not,
you know, completely insignificant.

03:23:24.520 --> 03:23:27.115
It's not what it, you know,
the Roman Empire used to be.

03:23:27.199 --> 03:23:28.437
But I don't think that it's

03:23:28.520 --> 03:23:32.237
completely lost. Then they
have some civil wars. Then one

03:23:32.320 --> 03:23:35.877
emperor- um, a rebel makes a deal
with the Serbs, surrenders half that

03:23:35.960 --> 03:23:38.310
territory. Okay, after that, game over.

03:23:39.420 --> 03:23:44.340
What's surprising is it takes the Turks
that long. 1453, that's another century.

03:23:44.460 --> 03:23:48.277
Right? It didn't need to be.
It looks like they might have

03:23:48.360 --> 03:23:53.100
had it wrapped up like 50 years
after- uh, you know, like by 1400.

03:23:54.000 --> 03:23:58.627
But then accidental events happened.
This is Timur, Tamerlane comes-

03:23:58.710 --> 03:24:02.637
... from Central Asia, trounces the Turks,
breaks up their empire. So they go

03:24:02.720 --> 03:24:06.257
into a cycle of, you know,
rebuilding, and so that's why it takes

03:24:06.340 --> 03:24:11.820
another 50 years. Anyway,
but I'd say by the 1340s, game over.

03:24:12.600 --> 03:24:19.260
- And so why did it collapse? What are the
things in the ground, when you zoom out,

03:24:20.500 --> 03:24:25.840
the thing that ate away at the,
I like this term, sources of resilience?

03:24:26.320 --> 03:24:29.377
- Oh, foreign invasions. There's no
question. It's just- - It's just invasions

03:24:29.460 --> 03:24:33.377
-...it's foreign invasions,
those which they could

03:24:33.460 --> 03:24:36.040
not cope with.
They coped with lots of them.

03:24:37.140 --> 03:24:40.900
But, you know, it,
all it takes is to lose to one,

03:24:41.100 --> 03:24:44.700
and you lose some part of your territory.
And if you keep losing enough,

03:24:45.780 --> 03:24:49.030
you won't have anything to fall
back on, and that's what happens.

03:24:49.620 --> 03:24:55.240
- So really, you know, if there's
no significant external invasions,

03:24:56.320 --> 03:25:01.840
the East Roman Empire,
the fundamentals, the taxation system,

03:25:03.340 --> 03:25:07.217
the way the, the policies were developed,
the way the politics was done, the way

03:25:07.300 --> 03:25:10.850
the representation was done,
all of that, this empire could have lasted

03:25:12.100 --> 03:25:18.800
for another thousand years. - Absolutely.
I'm absolutely convinced of this because

03:25:20.680 --> 03:25:24.120
you never see movements to split away.

03:25:24.940 --> 03:25:28.677
That is, there's no separatist movements,
at least not on the part of

03:25:28.760 --> 03:25:32.697
any Roman provincials. There's one
separatist movement, which is Bulgaria.

03:25:32.780 --> 03:25:36.657
We mentioned Bulgaria was conquered,
right, in 1018. There's

03:25:36.740 --> 03:25:39.940
a couple of independentist
movements rebellions. Um,

03:25:40.320 --> 03:25:43.880
eventually one succeeds in 1185,
so just under two centuries.

03:25:44.260 --> 03:25:46.720
So Bulgaria is the only
part of this empire that

03:25:47.560 --> 03:25:49.860
actively seeks to break away and does so.

03:25:50.840 --> 03:25:54.647
But for the rest of the 1,200 years,
you don't find provincials wanting

03:25:54.730 --> 03:25:57.980
to leave this system. However
much they complain about the taxes,

03:25:58.780 --> 03:26:02.680
they don't want to leave, and they make
no move to do so. You also never have

03:26:02.780 --> 03:26:09.640
a moment when the center loses
its ability to tax its territories,

03:26:10.300 --> 03:26:14.177
right? You don't have, like,
widespread peasant uprisings or

03:26:14.260 --> 03:26:17.710
provinc- or, right, agricultural
rebellions or these kinds of things,

03:26:18.400 --> 03:26:22.317
Which happens in every other one
of these empires. They also never decide

03:26:22.400 --> 03:26:26.200
to partition it. The Franks partition
theirs, right, like after Charlemagne.

03:26:26.760 --> 03:26:29.940
No. There are no, like, Roman

03:26:30.080 --> 03:26:33.597
warlords that try to carve out
a piece of the territory for

03:26:33.680 --> 03:26:37.640
themselves and rule it independent.
Nope, that doesn't happen either. So

03:26:37.740 --> 03:26:41.680
if you're looking at the kinds
of factors that cause states to fail,

03:26:41.860 --> 03:26:46.460
fragment, you know, become
ungovernable, these never happen.

03:26:47.000 --> 03:26:50.560
- This is so incredible.
This is truly incredible.

03:26:51.520 --> 03:26:55.397
In the history of human civilization,
just an incredible study of

03:26:55.480 --> 03:26:59.190
what human societies can form.
So, so what, what,

03:26:59.840 --> 03:27:04.337
what, what are the whys? Why?
Why? Why was it so stable?

03:27:04.420 --> 03:27:07.520
- Well, now look, there are
other stable... Like, for example,

03:27:08.420 --> 03:27:11.640
The, the British monarchy.
That's been around for quite a while.

03:27:11.770 --> 03:27:11.957
- Yeah, that's true.

03:27:12.040 --> 03:27:17.220
- Right? States like Portugal,
Japan, they have one thing in common.

03:27:18.450 --> 03:27:20.300
They're all tucked away at the edges.

03:27:20.940 --> 03:27:24.237
Like, they're off, they're little islands
or whatever. They're not like, right?

03:27:24.320 --> 03:27:28.320
We're talking about a society
that was right in the- - In the, yeah

03:27:28.420 --> 03:27:32.270
-... middle of one of the main corridors
of empire building and new religions

03:27:32.540 --> 03:27:36.457
in the world. This is the most
dangerous neighborhood, right,

03:27:36.540 --> 03:27:38.570
that you can possibly live in.

03:27:38.660 --> 03:27:42.497
So no wonder it didn't survive.
Like it would've been

03:27:42.580 --> 03:27:46.400
extraordinary if it had.
But absent those forces,

03:27:47.580 --> 03:27:51.280
I don't see any forces of internal

03:27:51.400 --> 03:27:56.397
decomposition that would have
imperiled it, you know, significantly.

03:27:56.480 --> 03:28:00.177
- So what, I mean we've talked about
a lot of it, but what, just to, like,

03:28:00.260 --> 03:28:04.860
return to it, why was there no internal

03:28:05.990 --> 03:28:09.730
sources of decomposition.
Like why, why did it work so well?

03:28:09.890 --> 03:28:13.690
Why did the people feel represented?
Yes, they— By the way, you talked about

03:28:14.030 --> 03:28:17.417
how they complain about the taxes, which
is one of the signs of a healthy society,

03:28:17.501 --> 03:28:19.676
that we... It's like
complaining about the weather.

03:28:19.759 --> 03:28:21.627
The fact that you complain about the taxes

03:28:21.710 --> 03:28:24.951
actually means that you're happy with
the taxes, kind of counterintuitively,

03:28:25.034 --> 03:28:28.407
or it's not too bad. You're just
complaining as part of the system.

03:28:28.490 --> 03:28:33.090
Anyway, but why? Why, why did it work
so well? Why did everybody get along—

03:28:33.390 --> 03:28:37.987
- Oh, no, they— -... feel represented? No,
not get along. Not in a, in a silly way.

03:28:38.070 --> 03:28:41.947
I mean, sufficiently to where
they wouldn't... Warlords wouldn't

03:28:42.030 --> 03:28:44.030
rise and break apart the system and—

03:28:44.210 --> 03:28:48.247
... or if there was those kinds of forces,
they would come back together.

03:28:48.330 --> 03:28:50.880
Like, why is this such
a great self-healing system?

03:28:51.270 --> 03:28:53.687
- So you're exactly right.
So sufficient is the key word.

03:28:53.770 --> 03:28:55.167
We don't want to idealize this,

03:28:55.250 --> 03:28:58.073
right? These aren't, like,
they're not just dancing in the streets,

03:28:58.156 --> 03:29:02.410
holding hands and then direct... It's so—
Even when it comes to the tax system,

03:29:02.630 --> 03:29:06.547
they are complaining all the time. Of
course, they're doing so because they know

03:29:06.630 --> 03:29:08.810
that complaining gets you things.

03:29:08.950 --> 03:29:11.888
There's no disincentive to complaining.
You might not get what you want,

03:29:11.971 --> 03:29:12.807
or you might get it,

03:29:12.890 --> 03:29:16.750
but you know, no harm will come to you.
So they're complaining all the

03:29:16.850 --> 03:29:20.790
time. They have all of these civil wars.
They're like, "Okay." Um,

03:29:21.590 --> 03:29:25.370
so I think I would give
you a two-part answer, so

03:29:25.970 --> 03:29:28.810
really quickly, as to why
this held together so well.

03:29:30.050 --> 03:29:33.667
First is that an extraordinary effort was

03:29:33.750 --> 03:29:37.587
made by the authorities to persuade
their subjects that they were

03:29:37.670 --> 03:29:41.570
ruling on their behalf,
and I think, for the most part,

03:29:41.690 --> 03:29:45.467
actually tended to do so.
And the second is that it

03:29:45.550 --> 03:29:49.450
had a very tightly unified identity

03:29:49.550 --> 03:29:53.270
as Roman and as Orthodox.
In other words, for the most,

03:29:53.790 --> 03:29:58.303
most time, they knew that they were
surrounded by enemies who were not those

03:29:58.387 --> 03:30:02.547
things. And they did not want to live
under the power of non-Romans and

03:30:02.630 --> 03:30:07.950
non-Christian people. And so those two
factors combined, I think, gave everybody

03:30:08.750 --> 03:30:12.550
reason to hold it together.
The alternatives were worse.

03:30:13.310 --> 03:30:17.217
- Yeah. I mean, that's a really brilliant
summary, and I think we should mention

03:30:17.300 --> 03:30:20.647
that both the rhetoric and the action
are important. I think you've

03:30:20.730 --> 03:30:24.158
articulated that rhetoric
is really powerful,

03:30:24.241 --> 03:30:26.977
like stating over and over and over-

03:30:27.060 --> 03:30:30.787
... that you represent the people, that
you're acting on behalf of the people and

03:30:30.870 --> 03:30:33.517
doing the action. But it's not
enough to actually do the action.

03:30:33.601 --> 03:30:34.667
You would think that's all

03:30:34.750 --> 03:30:37.507
Machiavelli says that's the only
thing that matters. But no.

03:30:37.590 --> 03:30:42.367
It's the rhetoric actually has a lot
of power-... because it is a uniting idea-

03:30:42.450 --> 03:30:46.410
... an ideal that propagates
through time, and it pacifies you. It

03:30:46.550 --> 03:30:49.750
makes you, it puts you at peace.
Rhetoric is important.

03:30:50.030 --> 03:30:54.610
- I'll give you an example.
As an academic administrator, right?

03:30:54.930 --> 03:30:57.730
I mean, I was chair of a
department for years and years.

03:30:58.350 --> 03:31:05.350
There's a difference between a dean who
says, "Sorry, bad budget situation. We're

03:31:07.370 --> 03:31:12.390
just going to have to cut your programs,"
on the one hand, and a dean who says,

03:31:13.850 --> 03:31:17.627
"I am fully on board with what
you're trying to accomplish with

03:31:17.710 --> 03:31:22.670
these programs. I am a defender
of the humanities. Unfortunately,

03:31:23.550 --> 03:31:26.999
we have this budget situation, and we're
going to have to cut some of the programs.

03:31:27.082 --> 03:31:31.927
But I assure you, the moment
I'm in this with you together-

03:31:32.010 --> 03:31:34.810
... the moment we find the funds,
we will restore them."

03:31:35.670 --> 03:31:40.568
Those two just rhetorical strategies,
they're aiming at the same practical

03:31:40.651 --> 03:31:41.485
outcome,

03:31:42.090 --> 03:31:46.610
will produce very different levels
of compliance-... right, and consensus.

03:31:47.110 --> 03:31:49.460
- And I should say that
there's subtlety there.

03:31:49.600 --> 03:31:54.710
The best rhetoric in that context,
and maybe in the East Roman Empire,

03:31:55.570 --> 03:31:57.120
is you also have to believe it.

03:31:57.490 --> 03:32:00.627
- Yes. It has to be credible.
You can't just say it and then not do it.

03:32:00.710 --> 03:32:03.359
- But one of the things I've
learned about humans, just having,

03:32:03.442 --> 03:32:04.742
doing this little podcast,

03:32:05.170 --> 03:32:09.110
is that people could-- Like,
the best way to say a thing,

03:32:09.950 --> 03:32:12.647
a powerful thing, is to really believe it.

03:32:12.730 --> 03:32:16.210
And so, like, this is clearly
one of the things that made

03:32:16.990 --> 03:32:23.370
the Roman Empire work, is doing
the action is the best way to make the

03:32:23.530 --> 03:32:26.210
rhetoric powerful and effective.

03:32:26.350 --> 03:32:29.950
- Yeah. This is sort of what
Aristotle says about tyrants.

03:32:30.790 --> 03:32:34.166
In The Politics, Aristotle's giving
essentially advice to tyrants on how

03:32:34.250 --> 03:32:38.487
to protect themselves because tyrants
are usually hated and are killed in coups,

03:32:38.570 --> 03:32:42.487
right? And he says, "Well, how-- You
know, essentially, how do you manage

03:32:42.570 --> 03:32:47.930
to secure yourself when you're a tyrant?"
Well, you know, you can start

03:32:48.980 --> 03:32:52.887
by maybe, you know, obeying the laws
or making sure that your subjects obey

03:32:52.970 --> 03:32:56.787
the laws and, you know, maybe work for
the interests of yourself. Essentially,

03:32:56.870 --> 03:32:59.770
he's telling them to kind
of become benevolent kings.

03:33:00.570 --> 03:33:04.437
And the best way to persuade your subjects
that you're legitimate, benevolent

03:33:04.520 --> 03:33:07.630
kings is to be that.

03:33:08.730 --> 03:33:14.090
- So what, from all of this, from this
2,200-year history of the Roman Empire,

03:33:14.950 --> 03:33:20.650
what lessons can we draw for modern times?
Now we're sitting in America, this

03:33:21.690 --> 03:33:25.830
young empire. I know we're not
calling it an empire, but, you know.

03:33:26.030 --> 03:33:29.024
- Lots of people are calling it an empire.
I thought it was sort of taboo. Yeah,

03:33:29.107 --> 03:33:33.387
in the 20th century, it was like,
"Is America an empire now?" But like, I

03:33:33.470 --> 03:33:40.470
think since the Iraq War, like since 2003,
I've seen at least very casual uses of

03:33:41.490 --> 03:33:45.367
America and empire in the same,
you know, sentence without any kind of

03:33:45.450 --> 03:33:48.650
hand-wringing. - Is it ever
called that in a academic setting?

03:33:49.030 --> 03:33:51.267
- Yes. - I mean, it's technically,
I guess you could say- - Oh, yeah

03:33:51.350 --> 03:33:55.580
-... given, given the expanse
of the military bases and,

03:33:56.650 --> 03:34:00.427
and the military might
and and the way that represents

03:34:00.510 --> 03:34:02.390
itself in the geopolitical context.

03:34:02.510 --> 03:34:05.410
- There are books published
all the time that unironically

03:34:06.070 --> 03:34:09.567
Discuss America as an empire
in various ways. Yeah, no.

03:34:09.650 --> 03:34:11.147
- By the way, both positive and negative.

03:34:11.230 --> 03:34:14.124
So when you're saying a positive thing
about America, calling it an empire,

03:34:14.208 --> 03:34:15.458
and when you're saying it

03:34:15.570 --> 03:34:18.487
to criticize America, you call
it an empire. Yeah, you're right.

03:34:18.570 --> 03:34:20.944
- Yeah. I mean, most academic books
aren't trying to do, like, either.

03:34:21.027 --> 03:34:24.247
They're just trying
to analyze a situation.

03:34:24.330 --> 03:34:31.070
- What lessons about, about representing
the people, about flourishing,

03:34:32.310 --> 03:34:33.990
about stability can we draw?

03:34:34.330 --> 03:34:39.630
- I will say that, just drawing on what
we were talking about a moment ago,

03:34:40.510 --> 03:34:45.610
that investing in institutions that work
for the majority of your subjects,

03:34:46.490 --> 03:34:48.909
even if indirectly, like they
have to pay a cost for them,

03:34:48.992 --> 03:34:50.387
but you have to explain to them

03:34:50.470 --> 03:34:56.690
why they're paying that cost, is to the
benefit of the ruling classes as well.

03:34:57.710 --> 03:35:00.830
Because you're-- ideally,
you're thinking about

03:35:01.270 --> 03:35:04.630
long-term success and not just your own

03:35:04.750 --> 03:35:08.540
short-term, you know, gain.
And I think that's what this society

03:35:08.810 --> 03:35:10.923
tends to do well.
You know, the Romans generally,

03:35:11.007 --> 03:35:12.847
you know how they built roads for the,

03:35:12.930 --> 03:35:16.807
the centuries and the millennia.
They built institutions too. You know,

03:35:16.890 --> 03:35:20.007
one of the institutions they built
was, like, the Christian Church.

03:35:20.090 --> 03:35:22.350
Like, they build things to last.

03:35:22.610 --> 03:35:26.460
Um, and I think that's a, that's a good
lesson beyond even the roads. I think

03:35:26.830 --> 03:35:32.010
institutions that explain,
you know, to people why they exist,

03:35:32.890 --> 03:35:37.347
is... Yeah, I think we could
we could use some of that.

03:35:37.430 --> 03:35:41.267
- And also the first point you made
about the East Roman Empire. I think

03:35:41.350 --> 03:35:45.270
you've said that US foreign
policy sometimes has a, quite a

03:35:45.370 --> 03:35:50.290
large gap between the rhetoric and the in
modern times, the rhetoric and the action.

03:35:50.590 --> 03:35:54.587
- Oh, yeah. Yeah. - And so that's
to the Machiavelli's point that we want to

03:35:54.670 --> 03:35:59.050
maybe narrow that gap for a successful
empire, for a successful nation.

03:35:59.890 --> 03:36:01.830
The rhetoric has to match the action.

03:36:03.030 --> 03:36:03.137
- Yes.

03:36:03.220 --> 03:36:09.890
- And it doesn't quite for some of the
foreign policy engagements in the world.

03:36:10.210 --> 03:36:14.127
- So in the context of the society
I study, let's say the army

03:36:14.210 --> 03:36:17.670
is the single largest expense,
is doing pretty much what

03:36:18.530 --> 03:36:21.827
the emperors say that it's doing,
which is protecting its subjects.

03:36:21.910 --> 03:36:25.607
That's actually what it's doing most
of the time. Not all the time. So, for

03:36:25.690 --> 03:36:29.487
example, emperors will sometimes
take the armies out on a

03:36:29.570 --> 03:36:33.427
raid or an expedition, you know,
crack some skulls, gather some

03:36:33.510 --> 03:36:36.622
plunder, come back, and this is done
to glorify the emperor. Like, yeah.

03:36:36.706 --> 03:36:37.507
Yeah, yeah, this,

03:36:37.590 --> 03:36:42.850
this does happen. But for the most part,
they're doing that, not much else.

03:36:43.330 --> 03:36:46.850
And actually, in pre-modern
context, it's very difficult to

03:36:46.990 --> 03:36:50.807
operate like, you know, shadow
foreign policies and things like

03:36:50.890 --> 03:36:53.090
this. Like, it's just not part of the-

03:36:53.210 --> 03:37:00.210
... It's not in the cards.
But America in particular has such

03:37:00.710 --> 03:37:04.550
a history of proclaiming
the loftiest goals.

03:37:05.850 --> 03:37:10.690
It just, sometimes just, you know,
breathtakingly implausible.

03:37:11.390 --> 03:37:15.047
- Plus the incredible engineering behind
the military industrial complex, so

03:37:15.130 --> 03:37:18.810
America's very good at creating-...
to the flamethrowers.

03:37:19.830 --> 03:37:25.610
- Yes. - The technologies—... of war,
and so the lofty goals combined with

03:37:25.710 --> 03:37:27.887
just a lot of profit
that could be made on-

03:37:27.970 --> 03:37:31.927
... the technologies of war creates a very
difficult situation to navigate, where

03:37:32.010 --> 03:37:33.790
the gap naturally widens.

03:37:34.520 --> 03:37:38.360
- Yeah. I don't think most of the
world even believes, you know, what

03:37:38.650 --> 03:37:42.790
American leaders say their goals are,
especially when it comes to, like, war.

03:37:43.830 --> 03:37:45.680
Like spreading democracy? No, really?

03:37:46.670 --> 03:37:50.110
I remember when they were
trying to convince me,

03:37:51.310 --> 03:37:56.190
us, that the invasion
of Afghanistan was a feminist war.

03:37:57.150 --> 03:37:58.347
- Oh, that was a thing, huh?

03:37:58.430 --> 03:38:02.407
- Oh, yes. They were to liberate the women
from the burqas or whatever, and, like,

03:38:02.490 --> 03:38:06.187
the news was just flooded with, like,
how terrible women have it in Afghanistan.

03:38:06.270 --> 03:38:09.827
It's like, you're really trying
to persuade me that that's why you're

03:38:09.910 --> 03:38:13.547
sending armed forces— like... Anyway.

03:38:13.630 --> 03:38:16.618
- I think there's a lot, a lot of wake-up
calls about the war in Afghanistan

03:38:16.701 --> 03:38:17.547
and Iraq, where people

03:38:17.630 --> 03:38:21.767
realized that there is that gap
between the rhetoric and the action.

03:38:21.850 --> 03:38:26.400
And I mean, that's how, because
of a lot of people waking up to that,

03:38:27.360 --> 03:38:31.957
they create pressure on the government
to close that gap, and that's—

03:38:32.040 --> 03:38:33.937
... how we kind of navigate this—

03:38:34.020 --> 03:38:37.407
... complicated world, but it's
a costly one. I mean, these, these were

03:38:37.490 --> 03:38:41.650
extremely costly wars—...
on every front, on every measure.

03:38:42.390 --> 03:38:45.640
- Yep, but the same lesson
was learned in, like, the Vietnam War,

03:38:46.170 --> 03:38:48.700
and that was such a disaster that

03:38:49.930 --> 03:38:53.467
essentially they had to switch to--
abandon the conscript army, switch to a

03:38:53.550 --> 03:38:57.450
professional army. And,
like, it took them so long

03:38:57.690 --> 03:39:01.430
to be able to, like, wage,
you know, these empire wars again

03:39:02.190 --> 03:39:05.947
because of the sheer damage that the
Vietnam War did to the credibility

03:39:06.030 --> 03:39:09.727
of the military leadership
in the country, right? This

03:39:09.810 --> 03:39:13.770
never happens in, like,
this doesn't happen in Constantinople.

03:39:14.390 --> 03:39:18.187
I can lose a w-- You can be criticized for
losing a war. That's, that's one thing,

03:39:18.270 --> 03:39:22.990
right? But that you're using the army
to do some, like... You know. No.

03:39:23.430 --> 03:39:27.270
- Some of this does have to do
with the, the functioning of

03:39:28.490 --> 03:39:31.967
of how democracy works, the,
the temporary nature of the

03:39:32.050 --> 03:39:34.060
leaderships, and that they're very-

03:39:34.810 --> 03:39:39.710
... short-sighted because of the nature
of the elected position or the executive.

03:39:40.750 --> 03:39:43.470
I mean, that's what we're trying
to figure out as a human civilization,

03:39:43.554 --> 03:39:47.127
how to do this for, in this particular
case, the democracy thing.

03:39:47.210 --> 03:39:48.807
- There's no right answer, and by the way,

03:39:48.890 --> 03:39:51.067
I don't wanna be ruled
by kings or monarchs or emperors

03:39:51.150 --> 03:39:55.090
either. So it's like I wouldn't
necessarily support that. I'm not

03:39:55.630 --> 03:39:58.987
advocating here for anything. I'm just
trying to explain. But you're exactly

03:39:59.070 --> 03:40:05.207
right. You know, we, we want democracy.
We want leaders whom we can eject

03:40:05.290 --> 03:40:06.810
every four or five years-

03:40:07.030 --> 03:40:10.707
... which includes sometimes their, their,
you know, teams of experts and policy

03:40:10.790 --> 03:40:13.630
designers and whatever,
and that comes at a cost too.

03:40:14.190 --> 03:40:17.900
- So you, you said that. You know,
the Roman Empire, maybe ancient Greece,

03:40:18.040 --> 03:40:24.100
maybe the societies before that,
and now societies after that, the society

03:40:24.200 --> 03:40:29.020
we live in are very different.
And so applying the lessons of history,

03:40:29.840 --> 03:40:34.720
you have to be careful doing so.
But are there things that are the same

03:40:35.920 --> 03:40:37.140
with us humans?

03:40:37.990 --> 03:40:41.710
So of everything you've studied
across hundreds of years and centuries,

03:40:42.200 --> 03:40:45.320
are there aspects of human
nature that kind of persist?

03:40:46.080 --> 03:40:49.270
- So look, intellectually,
I have gone through,

03:40:50.100 --> 03:40:53.440
periods when, like when
I was a grad student,

03:40:54.320 --> 03:40:58.177
it was, you know, this was kind
of when postmodernism, what

03:40:58.260 --> 03:41:02.137
we might call loosely,
was kind of alive and well and not-

03:41:02.220 --> 03:41:04.920
... had not yet been kicked in the pants.

03:41:05.020 --> 03:41:08.940
Um, it was very common
to find colleagues who

03:41:09.200 --> 03:41:12.645
did not believe that there was such
a thing as, let's say, human nature.

03:41:12.728 --> 03:41:16.180
In other words, that, let's say,
the parameters of human psychology

03:41:16.740 --> 03:41:19.004
are, you know, yes,
there's considerable variation,

03:41:19.087 --> 03:41:24.300
but they're within a certain set of,
you know, norms. Like it's not--

03:41:25.380 --> 03:41:28.030
We're, we're not gonna
behave like different species.

03:41:29.020 --> 03:41:32.857
And, and that they did
not believe that there

03:41:32.940 --> 03:41:36.640
was such a thing. In other words,
that all of human history is essentially

03:41:36.880 --> 03:41:40.520
a series of incommensurate
slices of difference,

03:41:41.200 --> 03:41:45.137
right? That you just couldn't go
from one to the next. And I think it's a

03:41:45.220 --> 03:41:47.792
very problematic view for all
kinds of reasons, like how,

03:41:47.876 --> 03:41:49.157
how small do you slice these

03:41:49.240 --> 03:41:53.897
slices? I mean, it... And no,
I'm with Thucydides on this one-

03:41:53.980 --> 03:41:57.797
... Who says that, you know, more or less
human beings are gonna, more or less,

03:41:57.880 --> 03:42:01.517
they're, they're going to be act-- Right?
They love, and they hate, and they have

03:42:01.600 --> 03:42:05.580
ambitions, and they're incompetent,
and, you know, you find the whole

03:42:05.800 --> 03:42:08.540
range of, you know,
the whole gamut of diversity-

03:42:08.720 --> 03:42:12.637
... Pretty much in every, in any group of,
of about 20 or 30 people, you're gonna

03:42:12.720 --> 03:42:16.657
find the same kinds of types.
Now, culture then comes in and,

03:42:16.740 --> 03:42:19.443
you know, tweaks things in all
kinds of weird ways, and that's,

03:42:19.526 --> 03:42:20.677
as a historian, what I like

03:42:20.760 --> 03:42:27.540
to study. I like just how the culture
will modify, will set the dials, right?

03:42:27.810 --> 03:42:30.267
But that the dials go
from one to 10 most people-

03:42:30.350 --> 03:42:31.797
... it's like, yeah,
yeah, yeah, I think so.

03:42:31.880 --> 03:42:34.230
- But every once in a while,
there'll be a few,

03:42:35.300 --> 03:42:39.137
A few folks who come along,
whether it's Steve Jobs with a turtleneck

03:42:39.220 --> 03:42:43.160
or some guy with a weird mustache or

03:42:43.880 --> 03:42:47.560
with a funny hat, and those
can turn the tides of history.

03:42:47.700 --> 03:42:49.300
- I think so. Occasionally, yes.

03:42:49.440 --> 03:42:54.480
- But they're just ultra skilled
at the right time-... at the right moment.

03:42:54.860 --> 03:42:58.757
- Oh, I believe that too. Oh, yeah.
In other words, I don't-- I also don't

03:42:58.840 --> 03:43:02.060
think that, that cultural
systems or ideologies are so

03:43:02.820 --> 03:43:06.567
effectively totalitarian that they sort
of colonize the mind of every person.

03:43:06.650 --> 03:43:10.277
And so everyone in a culture
is just like a clone. No, you

03:43:10.360 --> 03:43:13.110
encounter this sometimes in,
in historical scholarship.

03:43:13.500 --> 03:43:16.045
And, no, I think people can
sometimes just think for themselves,

03:43:16.129 --> 03:43:17.317
or they can think outside the

03:43:17.400 --> 03:43:21.050
box, and they can do all kinds of things.
And, and I always wanna keep my

03:43:21.520 --> 03:43:26.157
mind open to that possibility when I'm
encountering historical agents. Yeah.

03:43:26.240 --> 03:43:28.690
- So just because you've
seen this grand history,

03:43:29.560 --> 03:43:34.920
I apologize for the ridiculous question,
but if we look at the entirety of Earth,

03:43:35.840 --> 03:43:38.480
and we fast-forward
a million years from now-

03:43:39.360 --> 03:43:40.193
- Oof

03:43:40.720 --> 03:43:43.980
-... and the, and the history
of life on Earth is written,

03:43:44.740 --> 03:43:48.840
do you think we're at the very
beginning of human history?

03:43:50.320 --> 03:43:53.880
Or is, are we in the middle,
or are we close to the end?

03:43:54.860 --> 03:44:01.010
- A million years from now. Um, I mean,
I can't project or predict anything like a

03:44:01.120 --> 03:44:01.953
year from now.

03:44:02.640 --> 03:44:06.620
And I've become actually increasingly
skeptical that I can do so at least.

03:44:07.320 --> 03:44:13.420
However, so I don't know about
beginning, middle, and end. Um, I--

03:44:14.240 --> 03:44:18.257
It's easier to think in terms
of like, like numbered phases.

03:44:18.340 --> 03:44:20.757
Like significantly different
phases of human history.

03:44:20.840 --> 03:44:22.690
And I would say we're
probably in the third.

03:44:22.773 --> 03:44:24.773
I think there've only been three phases.

03:44:25.220 --> 03:44:28.280
The first one being sort
of hunter-gatherer period, which--

03:44:28.880 --> 03:44:31.680
...that lasted for the majority
of human history so far.

03:44:31.880 --> 03:44:35.757
Right? Then there's the agricultural
revolution, basically. And

03:44:35.840 --> 03:44:39.348
this is when you start to produce
surpluses that create more complex

03:44:39.432 --> 03:44:40.265
societies.

03:44:40.940 --> 03:44:46.027
And we're now living through
a technological-- first industrial, now,

03:44:46.111 --> 03:44:48.397
you know-- - Yeah.
You can throw it all in the same bucket.

03:44:48.480 --> 03:44:49.587
-...all kinds of tech-- -
Industrial, technological.

03:44:49.670 --> 03:44:53.637
- Yeah. Industrial, technological. Which
is modifying the parameters of what it

03:44:53.720 --> 03:44:56.420
is that human beings
can do and possibly be.

03:44:56.880 --> 03:45:00.920
And who knows where this will go.
But I see these as very distinct,

03:45:01.780 --> 03:45:05.437
In many ways. It's all human
beings-- - Yeah, it's all humans--

03:45:05.520 --> 03:45:06.037
-...but very different contexts.

03:45:06.120 --> 03:45:11.340
- But they're almost modifying themselves.
So the question is, is there a fourth?

03:45:12.680 --> 03:45:14.757
Is there going to be a-- - Yeah,
I'm pretty sure there will be.

03:45:14.840 --> 03:45:18.800
- And what does that look like? And is
it-- When they look back at the third,

03:45:20.100 --> 03:45:22.640
would they still see us as the same

03:45:23.900 --> 03:45:27.160
as them, or would it be
something completely different?

03:45:28.360 --> 03:45:32.340
- Oh, no. I mean, we look back at the,
you know, Romans or the Greeks or,

03:45:32.500 --> 03:45:34.875
like, any period in history,
and we're like, "Yeah, no,

03:45:34.959 --> 03:45:36.297
I see what you're doing there.

03:45:36.380 --> 03:45:40.277
You're doing it with the, you know, the
technological capabilities that you had

03:45:40.360 --> 03:45:42.908
at that time. You're doing it
with the materials that you had.

03:45:42.992 --> 03:45:44.392
But I see what you're doing.

03:45:44.840 --> 03:45:47.956
Yeah. You've got, you've got families,
and you've got armies, and you've got,

03:45:48.040 --> 03:45:50.157
you know, you bury your dead,
and you, you know."

03:45:50.240 --> 03:45:54.037
- Mm-hmm. But now we're
increasingly actually having the

03:45:54.120 --> 03:45:55.940
tools and technology to modify,

03:45:57.060 --> 03:46:00.840
to, like, deeply modify what it means
to be human. Genetic engineering,

03:46:01.480 --> 03:46:05.117
brain-computer interfaces.
As we understand the brain more, we can

03:46:05.200 --> 03:46:11.890
modify things, expand completely. Plus
artificial intelligence can expand the

03:46:12.760 --> 03:46:16.520
knowledge base and the intelligence
of the human mind. Unless

03:46:17.320 --> 03:46:21.137
we figure out the human mind
is actually incredibly special to the

03:46:21.220 --> 03:46:26.747
degree where it's-- At least with the
tools we have this century, we cannot

03:46:26.830 --> 03:46:30.387
accomplish, we cannot achieve the level--

03:46:30.470 --> 03:46:33.990
...of intelligence that-- general
intelligence that humans have.

03:46:34.490 --> 03:46:37.727
Or one of the things we might
figure out in stage four of

03:46:37.810 --> 03:46:41.650
this long history is that
the thing that makes humans

03:46:41.750 --> 03:46:45.607
special is not intelligence.
It's not any of the things we kind of

03:46:45.690 --> 03:46:48.190
value each other by.
It's actually consciousness,

03:46:49.250 --> 03:46:53.557
and consciousness is the thing
that is very difficult to engineer.

03:46:53.640 --> 03:46:56.490
And so that's the common thing
from the hunter-gatherers,

03:46:57.450 --> 03:47:01.370
to before the Industrial Revolution
and after, is we're still the same.

03:47:02.130 --> 03:47:05.430
We still feel like something to be alive,

03:47:06.030 --> 03:47:09.807
and that's maybe an important component
of what makes us fall in love with each

03:47:09.890 --> 03:47:13.670
other or fear each other or suffer and all

03:47:13.770 --> 03:47:16.907
the full range of the human
condition, the human experience.

03:47:16.990 --> 03:47:20.847
Maybe even technology cannot,
cannot replicate that, cannot

03:47:20.930 --> 03:47:23.710
modify that.
Maybe that's what we learn. Or

03:47:25.470 --> 03:47:28.490
very possibly we destroy this whole thing.

03:47:29.280 --> 03:47:32.237
'Cause now for the first time
in human history, we have the tools-

03:47:32.320 --> 03:47:35.520
- Yeah, yeah, we have -...
unfortunately, to destroy everything.

03:47:35.850 --> 03:47:37.207
- This is all very eloquent.

03:47:37.290 --> 03:47:41.087
I mean, after so many hours of my
rambling about the medieval Roman

03:47:41.170 --> 03:47:44.370
Empire, you're, you're-- Yeah.
I'm impressed.

03:47:44.970 --> 03:47:47.520
- Okay. What gives you
hope about this whole thing,

03:47:48.530 --> 03:47:50.600
about the future of human civilization?

03:47:51.550 --> 03:47:55.447
- Look, there are a lot of challenges,
right, that we, that

03:47:55.530 --> 03:48:02.530
we face and we talk about them a lot.
As a historian, I see other periods that

03:48:02.790 --> 03:48:06.130
were far, far more difficult

03:48:06.830 --> 03:48:12.050
when people could have far more easily
have given up hope, and sometimes did. Um,

03:48:13.190 --> 03:48:16.947
but I don't think we're in one
of those... Like, there, there's

03:48:17.030 --> 03:48:20.727
some major issues like the uncertain
future of technologies, what they might

03:48:20.810 --> 03:48:22.810
do, exactly what you were talking about.

03:48:23.710 --> 03:48:27.210
I think they're solvable problems
to a certain degree. Like, if we can

03:48:27.630 --> 03:48:31.746
rein in some elites, a lot
of these problems can be fixed,

03:48:31.829 --> 03:48:33.350
and that's not like a

03:48:33.570 --> 03:48:37.270
super difficult... I mean, it's difficult,
but it's not, like, impossible.

03:48:37.390 --> 03:48:41.287
Look, so I grew up
during the Cold War. Uh,

03:48:41.370 --> 03:48:45.187
let's just take the '80s, for example.
And in the '80s, like, there was a

03:48:45.270 --> 03:48:48.987
pervasive sense that nuclear war
could happen at any time and just

03:48:49.070 --> 03:48:51.180
annihilate everything,
and we lived under that.

03:48:51.263 --> 03:48:52.967
If you look at the popular culture of

03:48:53.050 --> 03:48:56.960
the '80s, it's, like, all, like,
upbeat and cheerful and naive and-

03:48:57.210 --> 03:49:01.087
... like, there was just no correlation.
And then you move into the '90s, and the

03:49:01.170 --> 03:49:04.987
Cold War is over, and everyone's
all depressed. The music gets

03:49:05.070 --> 03:49:08.770
all, like, whiny,
and it's like, "What happened?"

03:49:08.930 --> 03:49:12.847
There's just no correlation.
Anyway, I just think that the, the, it's

03:49:12.930 --> 03:49:16.297
a pervasive sense
of hopelessness or, you know-

03:49:16.380 --> 03:49:20.130
... Despair doesn't always match with,

03:49:20.610 --> 03:49:24.410
like, if you look at the situation
objectively. I mean, yeah, it's, it, it

03:49:24.530 --> 03:49:30.570
can be pretty bad. I-- But there's
so much that's happening that is good-

03:49:30.810 --> 03:49:32.287
... All the time, so.

03:49:32.370 --> 03:49:36.267
- I think this period of human
history will be-- 'cause we've talked

03:49:36.350 --> 03:49:39.367
about the ups and downs
of the Roman Empire. I think

03:49:39.450 --> 03:49:43.250
unquestionably,
this period in history, the 20th,

03:49:44.410 --> 03:49:48.230
the, the late 20th century
and the 21st century will be

03:49:48.370 --> 03:49:52.970
seen as the flourishing of humans.
So if we actually just wake up-

03:49:53.110 --> 03:49:59.297
... it's like what everything around us,
by most measures of human flourishing-

03:49:59.380 --> 03:50:00.780
... we're doing pretty good.

03:50:01.010 --> 03:50:06.725
- The amount of, like, sheer misery
is probably objectively decreasing every

03:50:06.809 --> 03:50:11.127
year. Now, you know, we're also
creating problems, yes, that will cause

03:50:11.210 --> 03:50:14.947
misery down the road.
Yeah, yes. But overall, I

03:50:15.030 --> 03:50:18.290
don't see a reason
to despair and not have hope.

03:50:19.190 --> 03:50:20.440
- Yeah. We're doing okay.

03:50:21.700 --> 03:50:24.717
- We can do better.
Let's do better. But yeah.

03:50:24.800 --> 03:50:30.227
- That's the... Let's do better.
Well, Anthony, this was an incredible

03:50:30.310 --> 03:50:32.390
conversation. Thank you for all the

03:50:33.210 --> 03:50:36.430
Amazing work you do
and for the whirlwind journey

03:50:37.270 --> 03:50:41.250
through such a fascinating
part of human history.

03:50:41.350 --> 03:50:43.450
this was fun. Thank you for talking today.

03:50:43.670 --> 03:50:47.547
- It was a pleasure to be here,
and thank you for, not just for

03:50:47.630 --> 03:50:51.567
inviting me, I mean, this is probably the,
the largest audience, you know, I've,

03:50:51.650 --> 03:50:55.270
I've ever spoken to but also just
for giving my, my field and this,

03:50:55.590 --> 03:50:59.137
this civilization that I study the
opportunity to be seen and heard from more

03:50:59.220 --> 03:50:59.527
people.

03:50:59.610 --> 03:51:03.430
I think that's very important. You've,
you've done a real service here, so

03:51:03.570 --> 03:51:04.920
I wanna thank you for that.

03:51:05.410 --> 03:51:06.243
- Thank you.

03:51:07.030 --> 03:51:10.947
Thanks for listening to this conversation
with Anthony Kaldellis. To support this

03:51:11.030 --> 03:51:14.907
podcast, please check out our sponsors in
the description, where you can also find

03:51:14.990 --> 03:51:18.930
links to contact me, ask questions,
give feedback, and so on.

03:51:19.520 --> 03:51:25.690
And now, let me leave you with some words
from Benjamin Franklin. "A great empire,

03:51:26.730 --> 03:51:31.470
like a great cake, is most
easily diminished at the edges."

03:51:32.690 --> 03:51:35.810
Thank you for listening,
and hope to see you next time.
